Judging Terrorist Crime, Taliban Guilt, Self-Defense, and Western Innocence
Mark A. Drumbl © 2001 Mark A. Drumbl; not to be reproduced or cited without the express permission of the author This Article explores international and criminal law issues involved in U.S. and transnational responses to the tragic events of September 11, 2001. The thesis is raised that the terrorist violence properly is categorized as a criminal or outlaw act, not an armed attack or act of war. This problematizes the legality of the military strikes initiated by U.S. and British forces on October 7, 2001. On a more prospective note, state practice and international organization response to the strikes suggest: (1) a transformation in the treatment by international law of the use of lethal force when undertaken for humanitarian or security purposes (in this regard, building upon the precedent set by NATO's intervention in Kosovo); (2) an expansion of state responsibility for individual criminals who may not be effectively controlled by the state; and (3) diminution of the role of the Security Council and United Nations on matters of global peace and security. However, categorizing the violence as criminal does not end the inquiry. Actually, this only begins the process of reflection. Under what methods and procedures, and in which fora, should alleged terrorists or conspirators be tried? This Article suggests that trials will have to be carefully designed in order to deter future terrorist violence. This may necessitate the inclusion of culturally pluralist approaches. The need for this cultural contextualism may clash with the increasing hegemony of Western criminal trials as the mechanism to implement putatively "universal" criminal justice. Introduction In March 2001, I taught an intensive international human rights law course to the Afghan "bar in exile." This course was organized by the International Law Project and held at the Afghan University in Peshawar, Pakistan. (2) The Afghan University is not a fixed "brick and mortar" place, but rather an association of scholars seeking to sustain some semblance of an academic environment. By way of example, our course was taught in a restaurant lobby. (3) The students included lawyers, judges, secondary school graduates, and politicians living outside Afghanistan. Most left out of opposition to the Taliban regime in Afghanistan; others out of an inability to live in Afghanistan owing to famine, drought, armed conflict, and a general sense of hopelessness. Some were sympathetic to the Taliban, most antipathetic. Several months following my experiences with the Afghan refugees, terrorists allegedly based in Afghanistan have been implicated in the September 11, 2001 "attacks" (4) on the World Trade Center and the Pentagon. Also implicated is the Taliban government itself. On both a personal as well as intellectual level, I have found my experiences valuable in making some sense of this horrific violence. Then, as I write in early October, Afghanistan itself is subject to the use of force (in the form of military "strikes" (5)) as a result of this terrorist violence. Furthermore, anonymous mailings of anthrax in envelopes have been reported in the U.S., Canada, Kenya, Brazil, the U.K. and France. It is unclear whether these mailings are linked to those allegedly responsible for the September 11 attack. However, if this link is established, then the distribution of anthrax would arguably constitute another terrorist attack. The heinousness of the September 11 attack is self-evident. But why it happened and what to do about it are far from self-evident. This Article posits that serious thought should be given to the manner in which accused terrorists and conspirators would be tried, including those presently apprehended in the U.S. Many of us assume that the obvious way to try these accused is in a U.S. common law or Western civil law process before juries (in the case of the U.S.) or judges. That is in fact the position of the U.S. Department of Justice, whose senior officials will "make sure that any prosecutions for the Sept. 11 terrorist attacks be brought in U.S. federal court, instead of an international or military tribunal. 'We're going to do it the plain old-fashioned way,' sa[id] a senior federal prosecutor [...]." (6) However, this "plain old-fashioned way" may not be a particularly effective way to build a widespread, deep-rooted social norm that condemns terrorism in the places where disaffected individuals may be inspired to join terrorist movements. Nor may such an approach resonate within communities - such as what I learned of the Afghan refugee community - even when those communities are opposed to the Taliban, terrorism, or violent extremism undertaken in the name of religious fervor. Accordingly, there may be cause to revisit the confidence and implacability of the Department of Justice. The ongoing bombardment of Afghanistan also tinctures any attempt to bring the terrorists or the Taliban to book for their crimes. This Article suggests that these military strikes may infringe international law. It is difficult to build a legitimate social norm against terrorism in communities in which the military methods used to combat terrorism are themselves seen as illegal, particularly when there is a credible basis to assert that illegality. I. Afghan Refugee PerspectivesSuddenly, and understandably, details about the Taliban have become popularized. The Taliban, composed mostly of Sunni Muslims from the Pushtun ethnic group of southern Afghanistan, (7) now controls approximately 90% of Afghanistan. The remainder of the country is controlled by the Northern Alliance, a loose confederation of anti-Taliban militia whose leader was assassinated a few days before the September 11 attacks. Afghanistan is in abject economic crisis. The Taliban Ministry of Vice and Virtue imposes strict constraints on the personal behavior of Afghans. All forms of entertainment, including television, kite-flying, and music, are outlawed. (8) Peshawar, the location where the Afghan refugees established the Afghan University, is a border city near the Khyber Pass that links Afghanistan to Pakistan. It was founded over 2,000 years ago. Peshawar has been called the "capital of the Afghan diaspora." (9) While I was teaching the course, there were up to 2 million Afghan refugees living in Pakistan under very difficult circumstances. (10) The number has since increased. These refugees put tremendous strains on Pakistan, which lacks the infrastructure and resources to cope with this influx. (11) Today, Peshawar contains the "intrigue of Casablanca. Men who were once very important are making big plans to be important again in an imagined post-Taliban Afghanistan." (12) The Afghan University is the only institution in the area that provides higher education for women. (13) The University opened in April 1999 and has about 2,700 students, about one-quarter of whom are women. (14) The Taliban bans women and girls from school in Afghanistan. Eighty-seven percent of Afghan women are illiterate, (15) considerably above the national illiteracy rate of seventy percent. (16) Our course was unique insofar as both women and men were taught together in one classroom, although they sat separately. Although the Afghan University operates outside of Afghanistan, the Taliban does exercise some (albeit limited) control over the curriculum. This creates tension insofar as "[t]he refugees who dislike the Taliban have conceived of the university as a place to educate people who could lend their expertise and leadership to the rebuilding of Afghanistan in a post-Taliban world." (17) The teaching was divided into a morning and afternoon program. In the morning, instructors gave lectures. In the afternoon, discussion was opened to the students and the course adopted the type of format found in seminars in U.S. law schools. The discussions were heated yet instructive. What I observed and heard can be distilled to five important points. These influence my approach to the legal and military issues regarding what to do about the terrorist violence. First, there is gulf - not an unbridgeable gulf, but a gulf nonetheless - between purportedly universal human rights law and Islamic constructions of law. Under Islamic law - the shari'a (or siyar for external relations of the Muslim world) - there is no clear distinction between law, morality, religion, belief, and rights. The attainment of God's will is the only goal that the law should or can attain. (18)Historically, "for Muslim jurists, law and religion formed one composite unit where there could be no public constitutional law other than the Will of God as revealed through the Prophet." (19) State and religion, too, "are one." (20) The laws that are to be administered are pre-existing, and are set forth and have their sources in: (1) the Qur'an; and (2) the interpretations thereof found in the sunna. This stands in contrast with the positivist world of Western law, particularly public international law, in which the legitimacy of law largely derives from individual (or state) consent to contractual arrangements (e.g. treaties, agreements, constitutions, social contracts, statutes, customs) regardless of their content. To be sure, the relatively recent emergence of individual human rights as a normative goal does add a natural law element to public international law. (21) However, the meaning of individual human rights in a society that largely values collective submission (not individual autonomy) remains scrambled at best. (22) For example, the shari'a does not provide for an enumeration of individual rights. (23) In fact, as Abdullahi Ahmed An-Na'im notes, there are "obvious fundamental contradictions between Shari'a principles and international human rights norms [...]." (24) How should individual human rights be integrated into a society that views individualism as irrelevant or, even, antithetical to the overarching communal good? How is the notion that legitimacy derives from legal, consensual procedure reconciled with the notion that legitimacy lies in a search for righteousness in the proclamations of God and the manifestations of faith? (25) David Westbrook's conclusion resonated in my experiences with Afghan jurists: "For the Islamic scholar, public international law is foreign. As a consequence, the authority of public international law over Muslims, its legal quality, is inherently problematic." (26) Second, in a theocracy such as Afghanistan, individuals can do little, if anything, to unseat the government or direct its policies. The government is not a proxy for the people. The Taliban's theocracy is particularly violent, and is a particularly unusual and unrepresentative form of Islam. The Taliban is largely a product of a culture of war and, as a result, its edicts emerge more proximately from this culture of war than the Islamic religion in which they are cloaked. (27) But, all the same, Taliban governance does draw from Islam. In fact, Taliban means "students of religion." (28) For the most part, Taliban were schooled in madrassas (religious institutions) in Pakistan. Initially, the Taliban were welcomed insofar as they "brought peace and a relative stability to areas formerly plagued by banditry and lawlessness." (29) But soon thereafter something more "disturbing" arose as the Taliban "brought with them an Islamicist fervour previously unknown in Afghanistan, traditionally a place of religious moderation." (30) Third, Afghanistan is one of the poorest countries in the world: constant famine, little clean water, and essentially no market economy. The country bears the deep scars of a decade-long conflict triggered by the Soviet invasion. Life expectancy hovers in the 40's. (31) Famine is aggravated by UN sanctions imposed on Afghanistan in an attempt to trigger the extradition of Osama bin Laden for alleged involvement in the 1993 World Trade Center bombing and the USS Cole attack, among others. Inevitably, the ongoing bombardment will exacerbate Afghan hunger and poverty. Fourth, the war against the Soviets occupies mythic importance in the Afghan mindset. In 1979, the Soviets invaded Afghanistan to prop up a faltering communist regime. Militant Islamic fundamentalists - called the mujahedeen (32) - vigorously fought the Soviets. In the 1980's U.S. had begun to support mujahedeen operations, initially through purchases of Soviet weapons for the mujahedeen. At this point, Osama bin Laden arrived in Afghanistan and actively supported the mujahedeen. The U.S. was aware of his presence. "[T]he CIA certainly was pleased that a wealthy Saudi had appeared on the scene to help finance the anti-Soviet jihad. In 1986, bin Laden helped build the Khost tunnel complex, for instance, which the CIA was also funding as a major arms depot, training facility and medical center." (33) It was during and as a result of these anti-Soviet activities that bin Laden's network first emerged. In fact, many of these mujahedeen training bases subsequently evolved into bin Laden terrorist training bases. Beginning in 1986, U.S. involvement increased. It also became more direct, taking the form of giving Stinger missiles to these "freedom fighters." Moreover, support for the Afghan "freedom fighters" went beyond the financial and the covert and into the realm of popular culture: Hollywood in fact popularized the mujahedeen cause in a Rambo movie. For nine years, the invading Soviet forces were subject to dogged resistance by the mujahedeen. From one to two million Afghans were killed; on the other side, 50,000 Soviet troops perished. (34) But then as soon as the Afghans drove out the Soviets, the U.S. lost interest in Afghanistan, (35) its principal foreign policy goal (containment of the Soviets) having been achieved. (36) This created a deep sense of frustration, betrayal, and disappointment among Afghans. The Afghans see themselves as having expedited the demise of the Soviet Empire, then just left to rot in their ruined country. Moreover, and more perniciously, many of these disaffected Afghan war veterans have become the kernel of Osama bin Laden's present network. Enter the Taliban. The Taliban are not the mujahedeen (although many of Osama bin Laden's operatives are). (37) In fact, the Taliban mysteriously entered Afghanistan, largely from madrassas in Pakistan. But, the Taliban's grip on power in Afghanistan derives from a society with a starkly negative view of the outside world owing to Russian intervention, and then Western and other foreign intervention in support of the mujahedeen, and then the abandonment of the mujahedeen after the Soviets withdrew. (38) With the dissolution of the communist government in Afghanistan in 1992, fighting became extensive and the country disintegrated into anomie. (39) The Taliban stepped into this power vacuum and culture of war. Afghans, including our students in Peshawar, look upon their casualties in the war against the Soviets "as an unrewarded gift to the West." (40) This is unsurprising, given that "CIA officials vowed to 'fight the Soviets to the last Afghan'." (41) However, the spirit of jihad that galvanized Afghans against the Soviets thereafter turned against the U.S. Jason Elliot recounts the following comments by an Afghan, illustrative of commonly shared sentiment: 'For ten years we fought the Russians. America helped us then, when Russia was the enemy. When we defeated them, the Americans were gone. Look at this country now, which we ourselves destroyed believing they would help us afterwards.' (42) Fifth, Afghans speak of a deep-rooted sense of Islamic exclusion from geopolitical institutions. Although there are 1.25 billion Muslims in the world - roughly a quarter of the world's population - there is no permanent Islamic member of the Security Council. Although the post-colonial era has seen the emergence of many more states on the international scene and a diversification in terms of the numbers of sources and players in the international law arena, serious structural change still remains absent. As Richard Falk opines: "[...] Islamic perspectives have not been equitably represented in key authority structures and processes of world order, which helps account for the impression and actuality of an anti-Islamic bias in addressing controversial issues on the global agenda." (43) This results in perceived civilizational exclusion from the collective of humanity. (44) This civilizational exclusion, in turn, itself constitutes a human rights issue: within the established array of human rights, is there not a right to meaningfully participate in the structures that create world order? (45) This anti-Islamic bias may also cloak itself in ignorance or fear: for many Westerners, Islam seems like a parallel universe: a fogged window, a wall with no door, something inaccessible to be wary of. According to David Westbrook, "[i]t can be argued that Islam provides the sole coherent, non-liberal world view of any political significance, and consequently the only vital external perspective on the liberal project of public international law." (46) To be sure, the fact that Islam presents a challenge to the dominant world view simply heightens the sense of marginalization. Even those refugees most opposed to the Taliban are very vocal about the isolation of Islamic perspectives. II. Armed Attacks, Criminal Attacks, and International Law At this juncture, three actors need to be distinguished: (1) the terrorists, who are individuals; (2) the al-Qaeda terrorist organization, which is a non-state actor; and (3) the Taliban, which is the government of Afghanistan and has control over most of the territory of Afghanistan. Two wrinkles to (3) are: (a) even prior to the terrorist attack the Taliban was recognized only by a handful of other governments (Pakistan, United Arab Emirates, and Saudi Arabia) (47) as the legitimate government of Afghanistan; and (b) it cannot be assumed that the Taliban is a homogenous entity and of the same mind when it comes to internal policies regarding terrorism prevention and punishment. (48) These distinctions are necessary in order to ascertain whether the September 11 attacks constitute an armed attack (traditionally referred to as an "act of war" (49)) or a criminal attack. This categorization is relevant to determining the legality of the military strikes that began against Afghanistan on October 7, 2001. If the September 11 attacks constitute an armed attack (in particular, an Afghan armed attack), then there may be room to justify the strikes under the language of the Charter of the United Nations, the law of armed conflict (jus ad bellum), and international legal understandings of individual or collective self-defense. However, if the attacks are instead categorized as criminal attacks, then they would be addressed by the machinery of the criminal law. The use of force against Afghanistan would then appear more problematic, particularly if the government of Afghanistan did not exercise effective control over the criminals. On the other hand, the use of force may be legitimized if it could be shown that there was no other way to defend against future criminal attacks or no other way to obtain custody over alleged criminals. (50) Moreover, if this use of force is successful in capturing alleged terrorists, important questions arise as to where, how, and under what standards these individuals are to be prosecuted. The Legality of the Use of Force Against AfghanistanThe Charter of the United Nations establishes the basic principle that UN members shall settle their disputes by peaceful means. (51) This presumptively prohibits the use of force. (52) There are two exceptions. A state can use lethal force: (1) that is necessary in self-defense from an armed attack; (53) or (2) with Security Council authorization that such force is necessary for the maintenance of international peace and security. An important caveat to (1) is that armed attacks generally are thought to be perpetrated by states against other states. (54) If the party responsible for an attack is not a state or a state actor or agents sent by a state government, then the lawfulness of the use of armed force on a state where that party is believed to be is open to doubt. (55) The terrorists and their umbrella organizations are individuals and non-state actors. They do not constitute a state nor do they appear to govern one. In fact, no nation appears to have attacked the U.S. At first blush, this problematizes the legality of the strikes launched against Afghanistan on October 7, 2001. The jus ad bellum is predicated on the assumption that disputes, armed conflicts, and attacks occur among states or those that act on their behalf. Nonetheless, non-state actors can present significant threats to international peace and national security. Indeed, the number and influence of non-state actors has increased in recent decades. However, these are not entirely new entities. For example, there was a time when pirates terrorized the high seas, and international law developed doctrines related to piracy. However, these doctrines did not expressly treat piracy as an act of war. But modern terrorists possess sophisticated weaponry, political agendas, and use the language of war to justify their acts. This differentiates them from the pirates of yesteryear. It also suggests that, although it may be legally correct to balk at classifying their conduct as constituting an act of war or armed attack, international law may wish to revisit the positivistic and state-centered notion of what exactly constitutes "war", "armed attacks" and "armed conflict." (i) Afghan State Responsibility As discussed previously, traditional public international law does not readily contemplate non-state actors such as individuals or al-Qaeda as initiating acts of war or armed attacks. But, the question arises whether the September 11 attacks can be attributed to Afghanistan and, therefore, categorized as an Afghan armed attack. This would legitimize the strikes even under a traditional, inter-state reading of the jus ad bellum. Can Taliban conduct in relation to Osama bin Laden's activities implicate the state of Afghanistan? This clearly is the argument that President Bush endeavored to construct immediately following the September 11 attacks and also reiterated in his October 7, 2001 speech following the initiation of military strikes. (56) The President "named Afghanistan's Taliban as a perpetrator, saying the regime itself has committed murder by supporting the terrorists." (57) Can the President view as indistinguishable the terrorists who committed these acts and those who harbor them? Are states responsible for the acts of their citizens or residents? To be sure, states can be vicariously responsible for international wrongs. However, states are not strictly liable for all wrongs that emanate from their territory. (58) When the actors in question are non-state actors, the basic legal test determining responsibility is whether the state had "effective control" over the wrongdoers. (59) The International Court of Justice established this test in 1986 when it was called upon to assess U.S. responsibility for the acts of the contra rebels in Nicaragua. The U.S. had argued for a high threshold of state responsibility. It was successful in this regard. The International Court of Justice held that, although the U.S. helped finance, equip, organize, and train the contra rebels, this level of involvement did not "warrant the conclusion that these forces [were] subject to the United States to such an extent that any acts they have committed are imputable to [the U.S.]." (60) It may well be that the "effective control" test is no longer appropriate given the dangers posed by transnational terrorism. In this vein, perhaps state responsibility should be triggered by a lower legal standard. An attenuated standard may be particularly appropriate when the non-state actor is known by all to be highly dangerous and readily capable and willing of initiating attacks. In such a situation, should responsibility be triggered when the state in question knowingly tolerates the responsible parties, encourages them, or fails to do anything about them? In this regard, Afghanistan may well be in breach of its state responsibility to take measures to prevent its territory from being used to launch, plan, coordinate or concoct attacks against other states. And, following the September 11 attacks, if the Taliban is harboring those responsible, then Afghanistan will be in breach of its international legal obligation to prosecute or extradite the alleged offenders. Regardless, for the moment the "effective control" standard previously advocated by the U.S. remains authoritative, (61) notwithstanding the fact that state and international organization response, together with scholarly writing, (62) suggest that it may require attenuation (at least in the case of terrorism). This means that state toleration, encouragement, or facilitation are likely insufficient connections to establish state responsibility, particularly for the onerous standards that ought to determine whether a state initiated an armed attack. Whether the Taliban, as the government of the state of Afghanistan, exercised effective control over bin Laden, the terrorists, and al-Qaeda is thus a question of fact. Now, the Taliban have indicated that Osama bin Laden is under their "control." (63) This would support a finding of state responsibility. Alternately, it could be argued that the Taliban and bin Laden may be meshed into a web that cannot be disentangled. If this is the case, then the argument that the state of Afghanistan ought to be responsible for the terrorist acts is strengthened as it may be that bin Laden forms an indirect but very real part of that state. However, there is a third possibility. At least one expert has flatly stated that bin Laden controls the Taliban. (64) If so, then what could the Taliban ever have done to obtain custody over bin Laden or shut down his camps? How does state responsibility apply when the state itself may be controlled by a non-state actor? One observer has noted: "A state that is so weak that it literally cannot control terrorist activity emanating from within its borders can hardly be said to have acted at all [...] [T]he impotence of a state to control international terrorist organizations would not be an armed attack against another state [...]." (65) In the alternative (and in the absence of legal attribution to the Taliban), can the September 11 attack be attributed to the peoples of Afghanistan? If so, would this provide some basis for state responsibility and therefore sculpt the attack into an armed attack by a state? To be sure, this is at best a tenuous argument. The peoples of Afghanistan exercise little control over "evildoers" such as Osama bin Laden. In fact, the Afghan peoples may largely be the victims of al-Qaeda and the Taliban, even though some are supportive of both. This uncorks a painful moral agency question. What responsibility do the peoples of Afghanistan share for the acts of the terrorists and the supplicant role of the Taliban government? On the other hand, is this moral conundrum any different than holding nationals responsible or causing them to suffer whenever a state is run by a dictator who rules by force and without democratic popular consent? In this regard, however, it is important to recall that no Afghan has been tied to any terrorist attack against the West. (66) Might this further problematize vicarious responsibility for the Afghan people when those allegedly responsible for the attacks are not Afghan nationals? The Bush Administration, although conflating the terrorists with the Taliban, is separating the peoples of Afghanistan from both, but subjecting all to the use of force (although the fact that the strikes appear to be focused on Taliban military structures and terrorist camps - together with the fact they are accompanied by the distribution via airdrop of food and medicine - may drive against a finding that they cause excessive civilian suffering). (67) Difficult questions continue to spiral one from the other. If liability is to be imputed to Afghanistan for Taliban behavior, where does this imputation end? What about other regimes that in the past have offered support for or acquiesced to the Taliban (for example, Sudan (68) and Saudi Arabia (69))? What about regimes such as the USSR (to which the Russian Federation is the successor in international law), whose military aggression in Afghanistan prompted the emergence of the mujahedeen and brought Osama bin Laden there in the first place? (70) (ii) Were Peaceful Means Exhausted? Whether the use of force is lawful is a question that should only arise when there are no peaceful means available to settle the dispute or, more realistically, when peaceful means have been exhausted, or are ineffective or unsuccessful. Were all peaceful means to resolve the disputes between Afghanistan and the U.S./U.K. necessarily exhausted before the use of force was initiated? Would it have been necessary for Afghanistan immediately and fully to comply with President Bush's request to shut down the terrorist camps and turn over bin Laden? Or would partial compliance have served to weaken the immediacy of the threat necessary to justify self-defense strikes? To be sure, Afghanistan delayed, hemmed, and hawed in the face of U.S. requests. It first delivered Osama bin Laden its fatwa (edict) asking him voluntarily to leave the country, but then did nothing to achieve that result. (71) Then it expressed skepticism regarding the evidence that implicated bin Laden; however, Afghanistan may have been justified in asking the U.S. to provide evidence of Osama bin Laden's involvement, and in refusing to turn him over without such evidence. (72) Then, in the week before the strikes, the Taliban did affirm that it was ready for negotiation and would try to find bin Laden. (73) Subsequently, on the eve of the strikes, it announced that it would try bin Laden in an Afghan court under Islamic law. (74) Should this have sufficed to defer the strikes? Should a declaration by Afghanistan that it was ready to discuss the issue and negotiate over bin Laden defer any finding that Afghanistan has breached an international obligation? In the end, there may be concern that the October 7, 2001 strikes may have "jumped the gun." In a similar vein, the U.S. and U.K. may have had a legal obligation to discontinue the strikes. At the beginning of the second week of the strikes, a senior Taliban official stated that there was room to discuss the surrender of bin Laden to a neutral third party country for legal adjudication. (75) Although President Bush had previously indicated a willingness to reconsider the use of force if the Taliban would surrender bin Laden, (76) the President rejected this offer, remarking that the surrender would have to be unconditional as "he was not interested in discussing Mr. bin Laden's innocence or guilt." (77) Once again, the unresolved question arises whether these ongoing offers suffice to relieve Afghanistan of any dereliction of international law and instead point to the continued use of force as an infringement of international law, even if initially permissible as self-defense to an armed attack. Simply put, the strikes may no longer have been necessary. (iii) Security Council (Non)Authorization Even if the September 11 attack is classified as an ongoing armed attack - whether terrorist, al-Qaeda, or Afghan - responding through the use of force is strongly disfavored under the Charter of the United Nations. After all, the Charter intends to promote peaceful resolution of disputes. Art. 51 of the Charter and customary international law limit the ability of states to use force only to situations of "self-defense." Moreover, self-defense can only be exercised until the UN Security Council has taken measures necessary to maintain international peace and security. These measures (which in the past have been mandated under Chapter VII of the Charter), can include peace-enforcement, authorization of the use of force, (78) or judicial intervention through criminal tribunals and reparations procedures. The Security Council has addressed the September 11 attack. On September 28, 2001, it adopted, under the aegis of Chapter VII, Resolution 1373 on steps to combat international terrorism. (79) The Security Council reaffirmed through Resolution 1373 its initial position (taken in Resolution 1368 on September 12, 2001) that terrorist acts constitute threats to international peace and security. These threats are to be combated by all means in accordance with the Charter. The Security Council also reaffirmed the inherent right of individual or collective self-defense, again in accordance with the Charter. However, the Security Council did not explicitly authorize the use of armed force in self-defense in response to the events of September 11. Instead, it emphasized inter alia that all states are to prevent and suppress financing of terrorist acts, are to refrain from supporting anyone involved in terrorist acts, are to take all necessary steps to prevent such acts, and are to bring to justice any person who participates in such acts. To be sure, it has been suggested that the mandate to take all necessary steps to prevent terrorist acts or the categorization of such acts as threats to international peace or security impliedly authorizes military strikes and the lethal use of force. (80) Moreover, following the October 7 strikes, Secretary-General Annan somewhat cryptically stated that the states that launched the strikes "[...] have set their current military action in Afghanistan in th[e] context [of Resolutions 1368 and 1373]." (81) State action, practice and declarations indicate that the Security Council Resolutions are being interpreted as a "green light for the United States to respond militarily to the attacks [...]." (82) But, nonetheless, Frederic Kirgis accurately observes that "Resolution 1373 does not authorize states to take all necessary steps to implement it. Instead, it stands as a warning that the Council itself stands ready to take further steps, which presumably could involve an authorization of some form of armed force that would not necessarily be limited to self-defense, to ensure that the measures taken in the resolution are adequately implemented." (83) But this additional authorization was not obtained prior to the October 7 strikes. Nor was a delegation made to states to themselves authorize the use of force. This future authorization was arrogated to the Security Council itself. In fact, the use of force against Afghanistan was initiated after the Security Council twice addressed the issue of international peace and security occasioned by terrorism; this would thus appear to take the use of force outside of art. 51's grant of the right to repel an armed attack on a temporary measure until the Security Council has spoken. (84) This also suggests that the U.S. and U.K. may have been limited to non-violent means to obtain custody over Osama bin Laden including, as one scholar has suggested, suing Afghanistan in the International Court of Justice. (85) As an aside: it is unclear whether Afghanistan would have consented to the jurisdiction of the International Court of Justice or whether jurisdiction could otherwise have been found. The fact that the U.S. and U.K. did not obtain express Security Council approval prior to the October 7, 2001, military intervention may suggest a diminishing role for the Security Council and the United Nations in monitoring global peace and security. The focus on the Security Council's alleged implied authorization, and the comments by Secretary-General Annan after the fact, also suggests a shift in international legal understandings of the use of force, even perhaps on the part of the UN and other international organizations. (86) In principle, the involvement of the Security Council in the use of force in response to breaches of international law is an important one. For example, the Security Council explicitly authorized the use of force against Iraq in 1990 and 1991 (Resolutions 678 and 688) following the invasion of Kuwait. (87) However, in what could turn out to be an important precedent, the Security Council never expressly authorized the use of force against the Federal Republic of Yugoslavia regarding ethnic massacres of Kosovo Albanians in 1999. (88) Instead, a NATO alliance intervened - operating independently from the UN - arguing that "humanitarian armed intervention" constitutes a legitimate basis for a nation or group of nations to use lethal force against another. Possibly the same argument - and a similar skirting of the Security Council - could apply to Afghanistan (or whichever country may shelter terrorist camps or Osama bin Laden himself) given the humanitarian and national security nature of incapacitating the terrorists and putting them on trial. This is not to obfuscate the differences between: (1) armed intervention in a state to protect groups within that state from that state's government (the case in Kosovo, a situation of humanitarian armed intervention where there were only ancillary threats to the national security of the intervening countries); and (2) armed intervention in a country that harbors individuals who are responsible for attacking the intervening nation, killing its citizens, and destroying its infrastructure (more readily classified as armed intervention in self-defense or to protect national security). (89) International law more clearly recognizes armed intervention in self-defense than in the protection of third parties victimized by their national governments. However, what both kinds of intervention share in common is a formal sidelining of the Security Council, and possibly a reformulation through state practice of the general law of armed intervention. Following Kosovo, has international law shied away from the need for Security Council approval to ensure the legality of armed intervention when such intervention may be multilaterally co-ordinated and undertaken for laudable humanitarian or security purposes? Is the simple proclamation that an actor or state is a "threat to international peace and security" now the trigger mechanism permitting unilateral or multilateral military intervention including the lethal use of force? Is Resolution 1373 and the Afghan situation merely another point on this continuum of potential UN marginalization? Or in the expansion of implied authorization to proceed militarily unilaterally or multilaterally? The role of multilateral global coalitions in policing bad behavior may be increasing and potentially supplanting what initially was designed as the role of the UN. Although there may be short-term appeal to contracting out of the UN process, it is unclear whether this may be desirable in the long-term. In the case of the Afghanistan bombing, the U.S. and U.K. explained in a letter to the Security Council after the fact that they considered their armed action consistent with the United Nations Charter, but "did not request a green light or other formal endorsement." (90) Is this cause for concern? Interestingly, in the aftermath of the October 7 strikes, there was little discussion in the media of the role of the UN, or the question of Security Council authorization, and the UN itself was somewhat cowed. (91) However, there was considerable talk of the U.S. expanding its scope of operations beyond Afghanistan - to Lebanon, the Philippines, Indonesia or Iraq, for example - and well into the future, without any discussion whether such an expanded theater of operations would depend on Security Council approval. (92) (iv) Self-Defense Assuming arguendo that the September 11 attack constitutes an armed attack, it could arguably be maintained that the use of force is justified as "self-defense," even in the absence of any UN Security Council authorization or given the ineffectiveness of the actual Security Council response. Self-defense is the only exception to the prohibition on the use of force outside of UN authorization. But, "[l]ike all exceptions, it is to be strictly applied." (93) The heart of self-defense is its defensive nature. This distinguishes it from retaliation or reprisal, both of which have a responsive, offensive, and punitive connotation. Legal understandings of self-defense imply that any use of force must be proportionate to the force defended against. Thus, even if self-defense permits an armed response, this response cannot be excessive. Excessive force includes that which indiscriminately targets civilians and military personnel. The extent to which civilian casualties are collaterally affected by strikes deployed against military targets would figure in any assessment of the excessiveness of the use of force. The preclusion of excessive force even in situations where self-defense may be justified can be traced to decisions of the International Court of Justice, as well as conventional and customary law of war. (94) The notion of self-defense also has an element of necessity insofar as it presumes an ongoing armed attack or imminent threat thereof. The classic formulation of self-defense in international law provides that there "must be a necessity of self-defense, instant, overwhelming, leaving no choice of means, and no moment for deliberation." (95) It is thus somewhat ironic when Prime Minister Blair speaks of self-defense as the basis for U.K. involvement in the military intervention, but then remarks that "there was 'no specific credible threat' that he knew of to Britain." (96) In a similar vein, does the fact that the U.S. and U.K. waited three weeks after the initial attack to launch strikes reveal that those strikes were not necessary to defend against an imminent or immediate threat? On the other hand, do bin Laden's post-September 11 videotaped exhortations to attack Americans at any opportunity establish the ongoing necessity of continued strikes and ground forces? The necessity requirement also is challenged when force is used against state institutions when it is unclear that such institutions actually can control the terrorist threat. The UN Charter was not drafted or intended to cover aggression and attacks by non-state actors. Nor was it intended to cover the privatization of violence within international networks that may run outside of the control of states. Consequently, state behavior in response to the September 11 tragedy will orient the future growth of international law in a complex newer world order in which non-state actors are central participants. However, for the moment, to go to war or against non-state actors or states that harbor such actors may be legally problematic, especially in the absence of explicit Security Council authorization. How to Prosecute Terrorist Criminal Attacks? Although it may be a challenge to classify the September 11 attack as an armed attack (whether Afghan or otherwise), its categorization as a criminal attack is much more straightforward. Moreover, it may be more appropriate, in a philosophical and semantic sense, to characterize the violence as a criminal attack rather than as an armed attack. Labeling an act an armed attack (and particularly an act of war) confers a legitimacy that labeling an act as a crime does not convey. Moreover, the use of legally inaccurate yet politically compelling language that calls the September 11 tragedy an act of war tends to justify Islamic extremists' notion that the attacks were in fact some sort of holy war or just war. Rather, the perpetrators of this attack are outlaws and criminals, not warriors. Now, in an important dose of realpolitik, it may be that the U.S. or NATO simply takes justice into its own hands and goes into Afghanistan to assassinate bin Laden, his closest acolytes, or even Taliban leaders such as Mullah Omar (or, alternately, that they perish in pre-planned bombing raids). (97) This might constitute an extra-judicial killing or a state sponsored assassination, and thereby a violation of international law. However, such assassinations are not unrealistic possibilities, especially given a common perception that bin Laden is the psychological, spiritual, and material epicenter of the al-Qaeda network and, thus, eliminating him could take out the network at large. But, at present there are 500 detained suspects in the U.S. alone, (98) plus dozens more all across Europe. Moreover, President Bush has stated that the purpose of the strikes is to bring the terrorists to justice. (99) Presumably, then, this means that international criminal proceedings will arise, and international criminal issues will need to be addressed. Note that there is no precise agreed upon international definition of terrorism as a crime. (100) This technically means that terrorism per se cannot be found to constitute an international crime. (101) Nonetheless, international and national criminal law symbiotically establish five avenues to pursue those individuals implicated in the September 11 attacks:
Given that the International Criminal Court is not yet in existence (and when it does come into existence will only have prospective jurisdiction), no permanent international institution is available to prosecute these offenders. Accordingly, trials for crimes against humanity will have to take place at the national level in: (1) national courts or through transnational courts (as was the case for the Lockerbie incident); or (2) through special ad hoc international tribunals (such as those created by the Security Council of the United Nations for the former Yugoslavia and Rwanda; or (3) special courts negotiated between the UN and the afflicted country, as was the case for Sierra Leone).
III. Gaveling Justice and Constructing Social Norms Serious thought should be given to the manner in which accused criminals would be tried, including those presently apprehended in the U.S. A trial in the U.S. may have little precedential effect in deterring future terrorist behavior given that such trials may have little meaning in those societies where disaffected individuals may join terror networks. After all, the September 11 attack comes on the heels of the trial for the 1993 World Trade Center bombing (where bin Laden was indicted as a defendant but failed to appear; four other individuals were convicted). Western-style trials in pseudo-international settings such as the Lockerbie trial also may have little meaning outside of the West. (119) What would be the point of apprehending and prosecuting terrorist organizers, planners, accomplices, conspirators, and abettors (recall that the actual individuals who hijacked and piloted the airplanes to their destruction all are dead)? One obvious point is to get the guilty off the "international streets." Outside of that immediate effect, there are generally two justifications for trials: (1) a deontological justification - namely to prosecute and punish because the act committed merits prosecution and punishment, regardless of the broader effects; and (2) a utilitarian justification - to prosecute and punish because doing so deters future crimes. A shortcoming of Western-style prosecutions for transnational terrorists is that they may satisfy the deontological but not the utilitarian aspects of punishment. In other words, they may do little to deter since they may have little legitimacy to affect social norms or behavior patterns in the societies where terrorism emerges. Suicide bombers will not be deterred by prosecutions in the U.S.; more importantly, non-violent sympathizers of suicide bombers will not view such trials as delegitimizing the cause, quite the contrary. Afghan skepticism about Western-style trials surfaced during my teaching at the Afghan University. Some of the students raised the issue of an international criminal tribunal for the Taliban. At that point, Taliban complicity in the September 11 attack was not yet an issue, as the attack had not yet taken place. But, regardless of its involvement with the September 11 attack, it has been suggested that the Taliban already is responsible for a litany of international crimes. These potential crimes include: forced deportation, massacres, extrajudicial executions, disappearances among prisoners, persecution of Shia Muslims, politicide, gender crimes (some would say sexual apartheid (120)), rape, crimes against the common heritage of humanity (i.e. the destruction of the ancient Bamiyan Buddhas and the destruction of objets d'art in the National Museum in Kabul), and narcotics trafficking. Taliban members have themselves been victimized by human rights abuses perpetrated by opposition and rebel forces within Afghanistan. (121) This broad array of alleged criminal conduct ought not to be overlooked in the drive to bring terrorists and the role of Afghanistan in facilitating that terrorism to book. In my estimation, in order for trials of the Taliban and of the terrorists to be perceived as legitimate, they may have to take into account Islamic law, involve Islamic jurists, judges, and prosecutors, and take place in international fora or even Islamic countries. Holding trials far away from the Muslim world under foreign proceedings and under foreign national courts may lead to a meaningless externalization of justice in those places whose nationals perpetrated the atrocities. Creating meaning is important as it is only when these places shame terrorist elements that future terrorism may become discredited ex ante. Intervention - whether judicial or military - can never substitute for prevention. And adequate prevention necessitates work at the local and regional level by local and regional groups. Additionally, the Taliban understanding of Islam is significantly influenced by Pashtun tribal practices (the Taliban largely are of the Pashtun group that lives in both southern Afghanistan as well as northern Pakistan). Pashtun codes of behavior are governed by the Pashtunwali, a set of customary laws that govern the day-to-day relations of the Pashtuns. In fact, the Taliban initially relied on the Pashtunwali as a basis to reject the ejection from the country of Osama bin Laden, relying on parts of the Pashtunwali that involve treatment of invited foreign guests (Osama bin Laden was considered to be such a "guest"). However bizarre this customary set of laws may seem to many Westerners, in order for terrorism to be viewed by Pashtuns as a repugnant social norm to be stamped out, it will be have to be constructed as deviant and repugnant conduct within all elements of Pashtun society. This entails establishing its deviance through local law, whether this be religious or customary (or both). Creating this social norm is an important, if not urgent, task. Thomas Friedman chillingly observes: "We must now fight a war against terrorists who are crazy and evil but who, it grieves me to say, reflect the mood in their home countries more than we might think." (122) Fareed Zakaria remarks that popular support of Islamic movements throughout the Middle East is such that democratic elections "would simply bring more Talibans to power." (123) And the regimes with which the West now is doing business through expediently and conveniently arranged alliances - the secular dictatorships of the Muslim world - are often brutally repressive and have spawned violent opposition in the form of Islamist sympathies. (124) Arab secular dictatorships have crushed Islamic terrorists, but never delegitimized their behavior within the popular will as unIslamic (quite the contrary, in fact). (126) Afghans have divided loyalties: although many hate the Taliban (127) and condemn al-Qaeda, these same individuals may have some empathy for the causes these entities adumbrate. Notwithstanding these concerns, the West continues to base its foreign policy toward the Muslim world in alliances of convenience rather than a more principled approach. The U.S.'s suddenly warm relationship with Pakistan stands as a case in point. In exchange for Pakistani cooperation in the war on terrorism, the U.S. has agreed to lift sanctions against Pakistan that were imposed in 1998 when Pakistan tested and detonated nuclear weapons in contravention of international law and public policy. (128) Moreover, by allying itself with the Pakistani government in the war against terrorism, the U.S. actually may be siding with a military dictatorship that has not been averse to backing insurgency, often taking the form of terrorism, in its own conflicts with India regarding Kashmir. (129) Might this alliance of convenience turn into a Faustian bargain, just as initial alliances with Saddam Hussein of Iraq, (130) General Noriega of Panama, and the mujahedeen did? Even if not, it remains that pursuing alliances of convenience creates an impression among even supportive Afghans - such as the students I taught - that the U.S. is an unprincipled puppeteer; and an impression among the suddenly favored Pakistanis that the U.S. is a "companion of shallow sincerity" (131) and the "lesser evil." (132) Given that the best deterrent of terrorism is self-policing among those states and societies from which the terrorists presently emerge and operate, (133) the creation of a legal and social norm that condemns terrorism is a necessary mid- to long-term project. (134) Yet current U.S. foreign policy (these naked bargains and unauthorized, and questionably legal, military action) and legal policy (ready to subject foreign criminals to American justice, but unwilling to subject Americans to anything but American justice (135)) may hamper the growth of these norms. A long-term culture of non-vituperative moderation needs to be fostered within secular and religious elements of Muslim society. Anti-terrorist policy initiatives will be all the more successful if these elements view the terrorists as fundamentally anti-Islam, not as holy warriors in a nihilistic world where secular dictatorships - frequently perceived as the puppets of the West - rule with an ad hoc iron fist without any deeper sense of legitimacy. In the case of Afghanistan: although is it morally problematic to hold the peoples of Afghanistan responsible for the Taliban and the terrorists by subjecting those peoples to bombardment, the fact remains that many Afghans actively or passively supported and continue to support the Taliban. These levels of active and passive support - not to mention complicity in human rights abuse and terrorism - need to be fleshed out in order for rule of law and a culture of human dignity to (re)establish itself. As I have argued elsewhere, criminal institutions are not well-suited to flesh out broad levels of passive complicity. (136) Instead, restorative justice institutions may be more appropriate mechanisms for such pursuits. (137) This broad complicity and passive acquiescence often constitutes an important structural condition that allows human rights abusers (whether state or non-state actors) to perpetrate their abuses. As such, is difficult to deter future violence without exposing this broad complicity and passive acquiescence. Afghanistan is no exception. Individual criminal sanctions also may deflect responsibility away from international organizations and institutions, as well as foreign governments. Given that sustained foreign involvement in Afghanistan during the 1980's prompted the emergence of the Taliban, this involvement must be exposed and appraised as it carries with it important issues of justice and responsibility that should not remain unaddressed. This is particularly necessary if justice is to be perceived as legitimate and capable of (re)constructing social norms. But criminal trials do little to ferret out the historical realities (138) that make justice truly corrective. It may be simple for the victims to blame the terrorists (and undoubtedly the terrorists are blameworthy). However, the social and historical context that contours the terrorists and that currently gives them a patina of legitimacy among certain non-violent peoples facilitated the September 11 attacks. This legitimacy will have to be addressed in order to minimize the prospects of future attacks. But individual, selective criminal trials may not be equipped to ferret out this broader institutional and transnational complicity. In fact, collective institutional, organizational and governmental responsibility may be masked by findings of individual, deviant guilt. From the perspective of the victims of terrorist violence, this means that only a simple form of justice has been meted out, not one that strips away layers of complicity such that future violence truly can be deterred. In the end, there may be an all-too-unsubtle irony in having a group of foreigners decide the criminal misdeeds of the terrorists and the Taliban when the trial over which this group presides does not address the collective, political, and historical responsibility of the great powers in the Taliban's rise to and ferocious consolidation of power, not to mention the anger of those who flock to the al-Qaeda network. Then, when the terrorists and those who harbor them are found guilty (or are hunted down), the discussion is closed, and the moral debt repaid. Is justice really that simple? In sum, prosecuting the terrorists and those who harbor them, either through extraterritorial criminal proceedings or through an international criminal tribunal, brings to the forefront the nexus between international human rights and criminal law, on the one hand, and cultural pluralism and Islamic exclusion, on the other. Serious thought ought to be given to prosecuting under and through Islamic law (and taking into account customary practices). On the other hand, victims also must feel that they have a stake in and comfort level with the process. (139) In the end, a specially constructed international, cross-civilizational court (carefully negotiated among all implicated nation-states and not ordered through Security Council fiat or victors' justice) may strike the best balance between the deontological need to punish egregious breaches of international law and the utilitarian need to deter future breaches. After all, "[t]he future of the international legal order rests ultimately on its ability to identify and reflect in its prescriptions and procedures the common interests of all members of the world community." (140) International tribunals may be better equipped to deal with criminal issues regarding conspiracy, as well as thorny questions of command responsibility, that would arise in any prosecution of al-Qaeda leaders. (141) Moreover, serious thought could be given to joining this international tribunal with a commission of inquiry that unpacks institutional, societal and national involvement in the rise to power of the Taliban and the radicalization of certain elements of Afghan (and Muslim) society. Finally, restorative and reparative approaches also may help victims achieve a longer-term sense of justice. Conclusion The U.S. and U.K. strikes were not expressly authorized by the Security Council. Nor do they appear to be in response to an armed attack. Nor does the argument that they are necessary for self-defense appear to be easily made out, although a plausible case could be made. All things considered, there is thus reason to doubt the legality of the strikes, particularly under traditional international legal analysis. More troubling is the possibility that "any use of force for purposes other than defense against an armed attack or execution of a Security Council mandate under Chapter VII of the Charter constitutes the crime [...] of aggression." (142) However, Security Council non-objection to the strikes and extensive state support for the strikes suggest that international law regarding the legality of armed intervention to support collective security concerns may be changing, particularly when security threats emerge from non-state actors harbored by a nation-state. These changes may reflect the fact that powerful states are increasingly able and willing to proceed multilaterally and independently of international institutions when their security interests are at stake. Moreover, international institutions may be condoning this independent behavior. Regardless of the actual legality of the military intervention against Afghanistan that began on October 7, this intervention will have to be perceived as legitimate throughout the world in order for the justice that follows to be effective. Creating mechanisms to mete out legal accountability will be an important part of creating a culture of human rights in the wake of the September 11 attack. Here, the trials that form a central part of the accountability mechanisms must be meaningful in those societies where disaffected individuals join terrorist networks. (143) One way this meaning might be constructed is by translating the trials into language that resonates within these societies. This is why it might be desirable for these trials to involve Islamic law and legal personalities, together with local customary law. Individual victims need justice, and the international community needs to obtain custody over and prosecute perpetrators. However, the pursuit of these goals cannot be disconnected from a thoughtful assessment of how the heinousness of the crimes can be made understandable to the Islamic world. By and large many parts of the Islamic world view as unintelligible many Western legal norms. These societies also may resent the apparent "universalization" of these norms. Regardless of the etymology of that which presently constitutes international human rights law, the corpus of this law is perceived by many in the Muslim world as decidedly Western in flavor, yet imposed on all. This, in turn, spawns popular sentiment whereby Osama bin Laden is empathized with more for what he may stand against than actually for the evil that he stands for. "[A]mong a significant number of Muslims, [Osama bin Laden is] [...] a kind of Robin Hood figure." (144) In addition to deterring future terrorism through punishment and delegitimization of terrorist mystique, international law also can structurally impede terrorism. Here, important international negotiations previously eschewed by the U.S. could be revitalized. These include, in particular: (1) an international convention restricting trade in handguns and small arms; (145) (2) international conventions addressing biological, (146) chemical and nuclear (147) weapons and their manufacture and proliferation; (3) establishing a permanent international criminal court; (148) and (4) international discussion about racism, slavery, and developing nation poverty. (149) Each of these in their own way might mitigate the scourge of terrorism just as effectively as punishing the aggressors, their financiers, and militarily eliminating terrorist camps. (150) The U.S. cannot afford to pursue unilateralist or isolationist foreign policy in an era of inescapable globalization and mutual vulnerability arising from the "frictionless ether of the modern world." (151) Prosecuting terrorists through a coordinated, diversified international tribunal can attenuate Islamic exclusion and empower the UN. It can help Western - yet presumptively universal - human rights become more pluralist. (152)It can discredit the allure of the idea of terrorism, which is more effective than destroying bases that can simply be rebuilt elsewhere. Moreover, establishing such a tribunal can lend a principled basis to the war on terrorism, instead of a checkerboard, ad hoc approach that may result from unilateralist responses. (153) Ad hoc, manipulative foreign policy bargains can achieve short term gains but can devolve into Faustian bargains leading to instability and vulnerability. Nor are trials - even if carefully constructed - a panacea. The mere process of investigating crimes, holding trials, and gaveling accountability will not restore peace to war-torn regions nor pacifism to religious extremism. There are important limits to judicial romanticism. (154) In fact, the closure encouraged by the criminal trial prematurely may divert attention from important issues of nation-building, economic and political stability, equality, and trade balances between the developed and developing world. (155) If trials cause Western attention to end when the perpetrators face justice, they will leave unaddressed some of the pervasive issues of injustice, exclusion, and frustration that, when blended with the volatility of a desperate criminal mind, will prompt more terror. To be sure, it is even more pernicious to assume that the military campaign can provide any closure. If the U.S. and U.K. bomb until the terrorist camps and Afghan infrastructure are destroyed, and then refrain from doing anything else or anything reconstructive, it is unclear whether the military campaign will close out the threat of terrorist tragedy. Even more tragically, this may magnify the threat.
Notes 2. The International Law Project is an association of lawyers and law professors affiliated with the International Legal Foundation, a private not-for-profit organization working to build rule of law in post-conflict societies. The International Law Project's mission is as follows: "Many Afghan refugees living in Pakistan will return to their country. They will be the ones writing laws and building a civil society. By making sure that the refugees are kept up to date on international legal developments and theories, they will be able to build a modern justice system consistent with international norms and cultural mores." See The International Law Project at the Afghan University (document on file with the author). Ongoing political instability and military intervention has suspended the operation of the International Law Project. However, its nation-building mission now appears more pressing than ever. 3. There are two "official" campuses - one for men, the other for women - located near one of the refugee camps, but this was not where our course was held. 4. The word "attacks" frequently has been used to describe the violence of September 11, 2001. This Article also uses this word for this purpose. However, this should not obscure the important question of law whether or not the September 11 "attacks" constitute "armed attacks" (or "acts of war") under public international law. 5. This Article uses the term "strikes" to refer to the use of force initiated by the U.S. and U.K. on October 7, 2001. This Article does not use the terms "reprisals" or "retaliation" given that both terms have a punitive connotation. Clearly, punitive use of force would not be permitted under international law. The use of the more neutral terms "strikes" or "use of force" assists in dispassionately evaluating whether the October 7 military intervention is legal under international law, for example as self-defense. 6. David E. Rovella, Feds Want Terrorist Trials Held in the U.S., The National Law Journal (Oct. 9, 2001). 7. There are twenty different ethnic groups in Afghanistan; as many as forty languages are spoken. See Jason Elliot, An Unexpected Light 51 (2000). See also id. at "note on languages." The Taliban's rise to power represents the consolidation in power of the Pashtun group, and the politics of Afghanistan cannot be disentangled from the ethnic tensions that undergrid the country. The Pashtuns speak Pashto. Other groups include the Tajiks (of Persian descent), who speak Dari, the Afghan version of Farsi, which also is the official national language; the Nuristanis; the Uzbeks; and the Hazaras (largely Shia Muslims). Id. at 52-53. According to Elliot, the Hazaras are at the "bottom of the social ladder," preceded by the Nuristanis, and the Tajiks. Id. at 53. "[T]he Pushtuns consider themselves rightful rulers of the country." Id. The anti-Taliban Northern Alliance is dominated by ethnic Uzbeks and Tajiks. 8. Id. at 22, 394. 9. Barry Bearak, A City of Exiles Dreams of Power Regained, N.Y. Times (Oct. 11, 2001). 10. At the Jalozai refugee camp, about 80,000 refugees live in squalid conditions with no water and poor sanitation. See Barry Bearak, For Afghan Exiles, 'Promised Land: Turns Hostile, N.Y. Times (April 29, 2001). Some perish due to heatstroke and dehydration. 11. Id. Pakistani frustration is fueled by the fact that "[i]n 1981, when Afghanistan was
a hot spot in the cold war, the United Nations program for refugees in Pakistan spent $87
million [...]. In 2000, the amount was $13 million." Id. Many of the refugees complain of
arbitrary conduct by the Pakistan government in summarily rounding up and deporting Afghan
refugees from Peshawar. To be sure, the volume of refugees is threatening Pakistan's stability
as a nation-state.
12. Bearak, supra note ___.
13. Mohammed Riaz, Afghanistan women have university in Pakistan (Associated Press,
April 5, 1999).
14. Daniel Del Castillo, A University in Pakistan Struggles to Educate Refugees From
Afghanistan, The Chronicle of Higher Education (Oct. 19, 2001).
15. David Rohde, Afghan Family Salvages Little but Its Hopes, N.Y. Times (Oct. 15,
2001).
16. Id.
17. Del Castillo, supra note ___.
18. David A. Westbrook, Islamic International Law and Public International Law:
Separate Expressions of World Order, 33 Va. J.Int'l l. 819, 823 (1993).
19. Sarvenaz Bahar, Khomeinism, the Islamic Republic of Iran, and International Law:
The Relevance of Islamic Political Ideology, 33 Harv. Int'l L.J. 145, 167 (1992).
20. Nabil Hilmy, Historical Development of Human Rights and Its Influence on Some
Aspects of Islamic Law, Africa Legal Aid Quarterly 14, 15 (October-December 2000).
21. It is arguable that this modern addition of natural law really amounts to a mere
revitalization of natural law premises that, in the pre-positivist era, had enjoyed considerable
currency in international law. However, an important difference is that the post-World War
II rebirth of natural law is one driven (at least initially) by states insofar as state consent to
conventional international law and state customary practice initiated the expansion of rights
discourse in international human rights law. But this is a subject for a treatise, not a footnote.
22. Hilmy, supra note ___, at 15; Bahar, supra note ___, at 165.
23. Hilmy, supra note ___, at 15.
24. Abdullahi A. An-Na'im, Human Rights in the Arab World: A Regional Perspective,
23 Human Rights Quarterly 701, 725 (2001). See also generally Abdullahi A. An-Na'im,
Toward an Islamic Reformation: Civil Liberties, Human Rights and International
Law (1990).
25. Under Islamic law, faith rather than adversarial or inquisitorial procedure provides
fair and equitable results. Hilmy, supra note ___, at 15.
26. Westbrook, supra note ___, at 834.
27. See, e.g. Elliot, supra note ___, at 395-396 (providing accounts from Afghanistan
that, by and large, there is a perception that Taliban edits do not accurately reflect Islam and
are unduly "oppressive").
28. Id. at 22. Derives from the Arabic verb talaba ("to seek"), of which the Persian
plural is Taliban. Id.
29. Id.
30. Id.
31. David Rohde, 12-Year-Olds Take Up Arms Against Taliban, N.Y. Times (Oct. 2,
2001) (reporting average life expectancy as 43 for men and 44 for women).
32. The name means "those who struggle," but translated in the West as "holy warriors."
Elliot, supra note ___, at 31.
33. Carla Powers, Christopher Dickey, and Zahid Hussain, The Mesmerizer, Newsweek
44, 45 (Sep. 24, 2001).
34. Elliot, supra note ___, at 30, 32, 160, 211.
35. Id. at 24 ("The Americans had washed their hands of Afghanistan in the wake of the
Soviet withdrawal and left ordinary Afghans with a widespread feeling of having been
abandoned.").
36. See Jason Goodwin, Beyond the Back of Beyond, book review of Jason Elliot, An
unexpected light, N.Y. Times Book Review (April 8, 2001) at 10 ("America [is] blamed
for enthusiastically pouring arms and strategists into the Soviet conflict and then failing to
come up with the magnanimous healing gesture that might have prevented the slide into civil
war.")
37. Some famous mujahedeen are allied with the Northern Alliance, the major opponent
to the Taliban. The Northern Alliance operates in northern Afghanistan. Massoud, the recently
assassinated leader of the Northern Alliance, is a particularly well-known, heroic mujahedeen.
38. Anwar Ahmad, From Kyoto to Jallozai, The News (Pakistan) (April 2, 2001, p. 7).
39. Elliot, supra note ___, at 30.
40. Id. at 160.
41. Id. at 30.
42. Id. at 181. See also id. at 321 ("Conversation led to the old sentiment that the
Amerikha had said they would help rebuild Afghanistan after the war, but never did."); id. at
197 ("Afghans felt utterly abandoned by America. Here there were two analogies describing
people's feelings towards their former allied in the jehad: one of a fire (war) having been put
under a pot (Afghanistan) and left to boil long after the water had disappeared (the Russian
withdrawal); the other of a man helped to the top of a tall building (the jehad won with
American aid to the mujaheddin) then having had the stairs removed from under him, leaving
him stranded. A crippled victim of the cold war, in other words. Once, America had been
perceived as a far-off but benevolent father figure who had the power to influence and resolve
conflicts; but how could a father abandon its young? The mujaheddin had ruined their own
land in the belief that America would later help them rebuild it, once the common enemy of
communism had been dealt with.").
43. Id. at 161.
44. Other commentators have noted a "deep sense of insecurity and profound distrust
of the international community among Arab societies [...]." See Abdullahi A. An-Na'im,
Human Rights in the Arab World: A Regional Perspective, 23 Human Rights Quarterly
701, 725 (2001).
45. Richard Falk, Human Rights Horizons 148 (2000).
46. Westbrook, supra note ___, at 820-821.
47. Moreover, "[t]he rebel Northern Alliance controls Afghanistan's U.N. seat and all
of its forty-odd embassies, except for the one in Pakistan, which is run by the Taliban." Jon
Lee Anderson, A Lion's Death, The New Yorker 54 (Oct. 1, 2001).
48. John F. Burns, Reports Swirl Out of Afghanistan of Panic and Taliban Defections,
N.Y. Times (Oct. 4, 2001) (reporting on shifting loyalties among Taliban members and
soldiers).
49. The notion of act of war is somewhat archaic (no nation has "declared war" in over
fifty years). See Robert F. Turner, International Law and the Use of Force in Response to the
World Trade Center and Pentagon Attacks, Jurist Legal Education Network (available at
http://jurist.law.pitt.edu, visited on Oct. 17, 2001).
50. Here, the U.S. and U.K. may argue that they waited three weeks before initiating the
strikes. During this time period, Afghanistan did not satisfy demands to turn over bin Laden
or shut down the terrorist camps. Accordingly, attempts to peacefully resolve this dispute were
unsuccessful, leaving no recourse but the use of force. However, as shall be discussed infra,
the Afghanistan may not have had effective control over bin Laden or the camps. Moreover,
Afghanistan may actually have attempted to comply with these demands, and may have
conveyed that intent to the U.S. and U.K. in such a manner that the use of force should
arguably have been deferred.
51. Charter of the United Nations, art. 2(3).
52. Id. art 2(4); see also Military and Paramilitary Activities (Nicaragua v. U.S.), 1986
I.C.J. 14, at para. 190.
53. Charter of the United Nations, art. 51. Armed attacks exclude "isolated or sporadic
attacks" and signify considerable seriousness. See Antonio Cassese, Legal Response to
Terrorism, 38 Int. & Comp. L. Quarterly 558, 596 (1999).
54. "[T]he [UN] Charter was drafted on the assumption that all force as inter-state and
that it governed inter-state relations [...]". See Helen Duffy, Responding to September 11: The
Framework of International Law, 11 n.42 (October 2001) (available at www.interights.org).
55. Nicaragua v. United States, supra note ___, at para. 195 (the ICJ held that the
nature of the acts which can be treated as constituting armed attacks covers both action by
regular military armed forces and also the sending of armed bands or groups by or on the
behalf of a state); Cassese, supra note ___, at 596 (noting that unless the attack is a state act
then there can be no question of forcible response to it); Gregory M. Travalio, Terrorism,
International Law and the Use of Military Force, 18 Wis. Int'l L. J. 145, 145 (2000). This
interpretation of armed attacks is not uncontroversial. Other scholars have suggested that
armed attacks could be committed by non-state actors. See Ruth Wedgwood, Responding to
Terrorism: The Strikes Against Bin Laden, 24 Yale J. Int'l Law 559, 564 (1999); Thomas
M. Franck, When, If Ever, May States Deploy Military Force Without Prior Security Council
Authorization?, 5 Wash. Univ. J. L. & Pol'y 51, 55 (___).
56. Bush's Remarks on U.S. Military Strikes in Afghanistan, N.Y. Times (Oct. 8, 2001).
57. Oliver Moore, Defiant Taliban won't surrender bin Laden, The Globe and Mail
(Sep. 21, 2001).
58. Jennings and Watts, supra note ___, at 502-03.
59. United States v. Nicaragua, supra note ___, at paras. 86-93. See also generally,
Tehran Hostages, United States Diplomatic and Consular Staff in Tehran (U.S. v. Iran), 1980
ICJ 3.
60. United States v. Nicaragua, supra note ___, at paras. 86-93.
61. See Duffy, supra note ___, at 21. This test has been generally affirmed by the
International Criminal Tribunal for the Former Yugoslavia. See Prosecutor v. Tadic (IT-94-1-A), Appeals Judgment (July 15, 1999), paras. 137-138. See also the International Law
Commission's Draft Articles on State Responsibility, which set a fairly high nexus between
the state and the individual or non-state actor in order for the state actor to be responsible for
the acts of the non-state actor. See Draft Articles on State Responsibility, International Law
Commission, (available at http://www.un.org/law/ilc/convents.htm, visited on Oct. 5, 2001),
art. 8 ("The conduct of a person or group of persons shall also be considered as an act of the
State under international law if: (a) it is established that such person or group of persons was
in fact acting on behalf of that State; or (b) such person or group of persons was in fact
exercising elements of the governmental authority in the absence of the official authorities and
in circumstances which justified the exercise of those elements of authority"); art. 11 "The
conduct of a person or a group of persons not acting on behalf of the State shall not be
considered as an act of the State under international law. [This] is without prejudice to the
attribution to the State of any other conduct which is related to that of the persons or groups
of persons [...].").
62. See Cassese, supra note ___, at 599; Travalio, supra note ___, at 154.
63. 'Missing' bin Laden gets clerics' message, The Globe and Mail (Sep. 27, 2001);
John F. Burns, Taliban Say They Hold bin Laden, but Who Knows Where?, New York Times
(Oct. 1, 2001).
64. Inside the Mullah's Mind, Newsweek 30, 32 (Oct. 1, 2001) (quoting Elie
Krakowski, a senior fellow at the American Foreign Policy Council). See also Jeffrey
Bartholet, Method To the Madness, Newsweek 54, 58 (Oct. 22, 2001).
65. Travalio, supra note ___, at 246.
66. Fareed Zakaria, The Allies Who Made Our Foes, Newsweek 34 (Oct. 1, 2001).
67. Allison Lawlor and Oliver Moore, Bush unveils aid package for Afghan people, The
Globe and Mail (Oct. 4, 2001) (reporting that President Bush has announced an aid package
for the citizens of Afghanistan and quoting the President as stating that "This is our way of
saying that while we strongly and firmly oppose the Taliban regime we are friends with the
Afghan people.").
68. Carla Powers, Christopher Dickey, and Zahid Hussain, The Mesmerizer, Newsweek
44, 45 (Sep. 24, 2001). Bin Laden went to Sudan for a number of years after being expelled
from Saudi Arabia. In exchange for his support of infrastructure building and other projects,
the Sudanese regime allowed bin Laden to take up residence in Khartoum, the capital.
69. Saudi Arabia's link to bin Laden is tumultuous. Saudi Arabia expelled bin Laden
a number of years ago. It recently stripped him of citizenship. But Saudi Arabia's relationship
to the terrorists themselves is more nuanced. Fareed Zakaria reports that the Saudi regime has
tried to "bolster its faltering legitimacy in the past two decades by fueling a religious revival
in the Arab world." Fareed Zakaria, The Allies Who Made Our Foes, Newsweek 34 (Oct. 1,
2001). The Saudi regime has espoused Wahhabism, "a rigid, puritanical version of Islam" that
"views the outside world and modernity with hostility." Id. Saudi Arabia (together with the
U.S.) sent money to the mujahedeen and "glorified their cause." Id. The effects of this
Islamization of politics has been that almost all of bin Laden's aids and bodyguards are Saudis.
Id. Every major terrorist attack perpetrated against the West in recent years has been
conducted by those who espouse Wahhabism. Id. See Seymour M. Hersh, King's Ransom, The
New Yorker 35 (Oct. 22, 2001) (reporting that the Saudi regime "channell[ed] hundreds of
millions of dollars in what amounts to protection money to fundamentalist groups [...]" and
that "by 1996 Saudi money was supporting Osama bin Laden's Al Qaeda and other extremist
groups in Afghanistan, Lebanon, Yemen, and Central Asia, and throughout the Persian Gulf
region."). What responsibility does Saudi Arabia have for deliberate choices by its monarch
to construct domestic legitimacy through Wahhabism that, in turn, provides so much of the fuel
for international terrorist activity? What responsibility should it bear should it be found to have
funded bin Laden's terror networks? See also generally Thomas L. Friedman, Yes, but ...,
Montreal Gazette (Oct. 6, 2001).
70. Could this imputation of responsibility plausibly extend as far as the U.S., given
U.S. funding and military support for the mujahedeen?
71. Washington: Asking bin Laden to leave is not enough, CNN News, (www.cnn.com,
visited Sept. 20, 2001). Previously, the Taliban had maintained that bin Laden had "gone
missing" and, consequently, they could not deliver him the fatwa. See Bin Laden missing,
Taliban says, The Globe and Mail (Sep. 23, 2001). This was met with immediate scepticism
by U.S. officials. Id.
72. Reuters, Without Evidence, the Taliban Refuses to Turn Over bin Laden, New York
Times (Sep. 21, 2001). But the evidence adduced against bin Laden soon proved to be
convincing to U.S. allies, including Pakistan. See Patrick E. Tyler, British Detail bin Laden's
Link to U.S. Attacks, N.Y. Times (Oct. 5, 2001); Britain's Bill of Particulars: 'Planned and
Carried out the Atrocities', N.Y. Times (Oct. 5, 2001); NATO Says Evidence Proves bin Laden
Link in Terror Attacks, N.Y. Times (Oct. 2, 2001); John F. Burns with Terence Neilan,
Pakistan Says the Evidence Ties bin Laden to the Attacks, N.Y. Times (Oct. 4, 2001).
73. See Taliban 'ready for negotiations', The Globe and Mail (Oct. 3, 2001). The
U.S. retorted that it was too late for any negotiations.
74. CNN News, Oct. 7, 2001.
75. Biggest Daylight Raids So Far, N.Y. Times (Oct. 15, 2001).
76. Patrick E. Tyler and Elisabeth Bumiller, President Hints He Will Halt War if bin
Laden Is Handed Over, N.Y. Times (Oct. 12, 2001).
77. Elisabeth Bumiller, President Rejects Offer By Taliban For Negotiations, N.Y.
Times (Oct. 15, 2001).
78. The use of force has been mandated to secure the arrest of suspected criminals in
Somalia. See Simon Chesterman, Just War or Just Peace, humanitarian intervention
and International Law 121-122 (2001) (commenting on S.C. Res. 837 (1993)).
79. Available on-line at www.un.org.
80. Marcus Gee, A grave decision, gravely taken, The Globe and Mail (Oct. 8, 2001).
81. Secretary-General's statement on the situation in Afghanistan, New York, October
8, 2001 (available at http://www.un.org/News/ossg/latestsm.htm, visited on Oct. 8, 2001). The
UN's appeal to the U.S. and U.K. to halt the strikes in order to permit a relief operation to
mitigate the threat of starvation could be constructed as a disapproval of the legality of the
strikes, but only thinly so. Jason Burke, UN set to appeal for halt in the bombing, The
Guardian (Oct. 20, 2001). Of course, were the strikes to usher in mass famine, then they
could run afoul of the proportionality requirements of self-defense. See discussion infra, Part
II(a)(iv).
82. See Siobhan Roth, A United Front?, Legal Times (Oct. 16, 2001). See also id.
(citing Pakistani President Pervez Musharraf that "This is a resolution for war against
terrorism [...]."). But not all states actively endorse the strikes against Afghanistan (this is,
however, not to say that they object or disapprove). See, e.g. APEC leaders issue antiterrorism
declaration, The Globe and Mail (Oct. 21, 2001).
83. Frederic Kirgis, Addendum: Security Council Adopts Resolution on Combating
International Terrorism, ASIL Insights (Oct. 1, 2001), available at
www.asil.org/insights.htm.
84. See also Michael Mandel, Say what you want, but this war is illegal, The Globe
and Mail (Oct. 9, 2001). On the other hand, an argument could be made that self-defense is
permissible even after the Security Council has spoken if it can be established that the Security
Council has failed effectively to deal with the threat to international peace and security.
85. Marjorie Cohn, Rise Above: Fight Terror Legally, National Law Journal (Oct.
1, 2001).
86. The acts of international organizations, in particular the UN, contribute to and are
reflected in the practice and opinio juris of states, both of which are central elements in the
formulation of customary international law. See Christine Chinkin, The Challenge of Soft Law:
Development and Change in International Law, 38 Int'l & Comp. L. Q. 850, 856-59 (1989).
87. S.C. Res. 688, U.N. SCOR, 2982nd mtg., April 5, 1991. See also Michael
Mandelbaum, A Perfect Failure: NATO's War Against Yugoslavia, 78 Foreign Aff. 6
(Sept./Oct. 1999); Duffy, supra note ___, at 18 (contrasting the language of the 2001 terrorism
resolutions to those related to Iraq and noting that the 2001resolutions stop short of authorizing
the use of force or the taking of all measures).
88. S.C. Res. 1160, U.N. SCOR, 3868th mtg., March 31, 1998; S.C. Res. 1199, U.N.
SCOR, 3930th mtg., Sept. 23, 1998; S.C. Res. 1203, U.N. SCOR, 3937th mtg., Oct. 24, 1998.
89. Note that there was no military intervention in Afghanistan to protect the human
rights of Afghan citizens from systematic abuse by the Taliban government (for example, to
undermine the Taliban's gender apartheid and other alleged human rights infringements).
90. Christopher S. Wren, Search for Terrorists May Broaden, U.S. Tells U.N., N.Y.
Times (Oct. 8, 2001).
91. For example, in over one dozen pages of articles in the New York Times on the day
following the armed response (October 8, 2001), no mention was made of the role of the
United Nations or the Security Council nor the legality at international law of the military
strikes.
92. See R.W. Apple Jr., On the Home Front, Nagging Uncertainty About Consequences,
N.Y. Times (Oct. 8, 2001); Tim Weiner, American Action is Held Likely in Asia, N.Y. Times
(Oct. 10, 2001) (reporting that "[t]he United States ambassador to the United Nations, John
D. Negroponte, told the Security Council on Monday that the United States, acting in self-defense after the Sept. 11 attacks, may take 'further actions with respect to other organizations
and other states.'"). Can self-defense apply to these potential initiatives? How broadly is self-defense to be interpreted in international law? Would the acceptance of self-defense as a
justification for this expanded theater of operations signal an important change in the scope
of self-defense as understood under international law?
93. Sir Robert Jennings QC and Sir Arthur Watts, Oppenheim's International Law
421 (Vol I, 9th ed. 1996).
94. See, e.g., Legality of the Threat or Use of Nuclear Weapons, Judgment (1996)
(International Court of Justice). See also the Geneva Conventions on the Law of War (1949).
95. Oscar Schachter, The Right of States, Mich. L. Rev. 1620, 1634 (1984) (citing the
United States Supreme Court Caroline case of 1837). 96. Alan Cowell, Blair Depicts the Attack as Act of Self-Defense, N.Y. Times (Oct. 8,
2001). To be sure, if Prime Minister Blair were referring to collective self-defense this
statement might be less ironic. After all, a state's interests need not be directly affected in
order to exercise collective self-defense, provided the injured state requests assistance. See
United States v. Nicaragua, supra note ___, at paras. 104-105. But see contra the dissent of
Judge Jennings in United States v. Nicaragua, where he distinguished self-defense from
"vicarious defense," remarking that "there should, even in 'collective self defense,' be some
real element of self [...].". Id. Thanks to Rick Kirgis for this point.
97. Bob Woodward, CIA Told to Do 'Whatever Necessary' to Kill bin Laden,
Washington Post (Oct. 20, 2001) (reporting that President Bush has signed an intelligence
order directing the CIA to destroy Osama bin Laden and the al-Qaeda network).
98. Rovella, supra note ___. The number of detainees has since increased to 700.
99. George W. Bush, 'We will not falter and we will not fail', The Globe and Mail
(Oct. 8, 2001).
100. See, e.g., Resolution F of the Statute of the International Criminal Court.
101. In order to be legally valid, a crime must be prescribed with certainty.
102. See, e.g., the Anti-Terrorism Act of 1990, 18 U.S.C. §2331 et seq.
103. Hague Convention for the Suppression of Unlawful Seizure of Aircraft, Dec. 16,
1970, U.S.T. 1641, 10 I.L.M. 133 (1971).
104. Convention on Offenses and Certain Other Acts Committed on Board Aircraft, Sept.
14, 1963, 20 U.S.T. 2941, 2946, 704 U.N.T.S. 219.
105. Convention for the Suppression of Unlawful Acts Against the Safety of Civil
Aviation, Sept. 23, 1971, 24 U.S.T. 564.
106. International Convention for the Suppression of Terrorism Bombings, G.A. Res. 165,
U.N. GAOR, 52 Sess, U.N. Doc. A/52/164 (1998). The U.S. has not ratified this Convention.
107. Rome Statute of the International Criminal Court, UN Doc. A/CONF/.183/9 (1998),
art. 7.
108. See Prosecutor v. Tadic, (IT-94-1-AR72), Decision on Defense Motion for
Interlocutory Appeal on Jurisdiction, Appeals Chamber, Oct. 2, 1995, para. 141 ("It is by now
a settled rule of customary international law that crimes against humanity do not require a
connection to international armed conflict. Indeed […] customary international law may not
require a connection between crimes against humanity and any conflict at all."); affirmed in
Prosecutor v. Kupreskic, judgment of January 14, 2000, available at
www.un.org/icty/kupreskic/trialc2/judgement. See also Duffy, supra note ___, at 31.
109. War crimes, on the other hand, take place during an armed conflict. This armed
conflict can be international or internal in nature. In order for the September 11, 2001 attacks
to constitute war crimes, it would have to be shown that they were armed attacks, presumably
through the "effective control" test. However, it may be that the attacks of September 11,
2001 represent a new form of armed conflict, namely between organized non-state actors
outside of the control of states, on the one hand, and states, on the other hand. It is unclear
whether war crimes can and should be made applicable to such situations.
110. Moreover, thousands of Muslims have been killed in terrorist violence since what
is widely seen as the first modern terrorist act by Islamic extremists, the assassination of
Anwar Sadat of Egypt some twenty years ago. See Neil Macfarquhar, Sadat's killers are bin
Laden stalwarts, Montreal Gazette (Oct. 6, 2001).
111. Rome Statute, supra note ___, art. 25.
112. Duffy, supra note ___, at 35.
113. See Douglas Frantz, Ancient Secret System Moves Money Globally, N.Y. Times
(Oct. 3, 2001) (describing hawala as a method to transfer money without those sums of money
actually crossing borders or moving through electronic transfer systems).
114. The Bush Administration has implemented measures to freeze U.S. assets held by
suspected terrorist groups and also to prohibit transactions with groups linked to terrorism. See
Bush Freezes bin Laden Assets, N.Y. Times (Sep. 24, 2001). The Bush Administration also
has threatened foreign banks with sanctions if they fail to seize assets of suspected groups.
115. See, e.g. the Alien Tort Claims Act for foreign victims, and the Antiterrorism Act for
U.S. victims.
116. If they were being prosecuted in an international forum, then transfer arrangements
could be made.
117. Jeffrey Toobin, Suing bin Laden, The New Yorker 40, 41 (Oct. 1, 2001)
118. In this vein, Congress has created a compensation fund for victims. See Diana B.
Henriques and David Barstow, Fund for Victims' Families Already Proves Sore Point, N.Y.
Times (Oct. 1, 2001). In order to participate in the fund, victims waive their right to sue the
airline industry. It is unclear how litigation involving the terrorists themselves or their network
or the government of Afghanistan would interface with Congress' fund, although it is doubtful
that participating in the fund would eliminate any remedy against them, although funds
received from such lawsuits could presumably reduce the amounts paid out by the
Congressional fund.
119. This also has been my experience in other conflict situations, for example Rwanda.
See Mark A. Drumbl, Punishment, Postgenocide, From Guilt to Shame to Civis in Rwanda,
75 N.Y.U. L. Rev. 1221 (2000); Mark A. Drumbl, Rule of Law Amid Lawlessness: Counseling
the Accused in Rwanda's Domestic Genocide Trials, 29 Colum. Human Rts. L. Rev. 545
(1998).
120. Guglielmo Verdirame, Testing the Effectiveness of International Norms: UN
Humanitarian Assistance and Sexual Apartheid in Afghanistan, 23 Human Rights
Quarterly 733, 734 (2001).
121. 300 massacred in Afghanistan, The Globe and Mail (Feb. 19, 2001).
122. Thomas L. Friedman, Hama Rules, N.Y. Times (Sept. 21, 2001). See also Elaine
Sciolino, Who Hates the U.S.? Who Loves It?, N.Y. Times (Sep. 23, 2001) (reporting a deep
sense of ambivalence about the United States throughout the Muslim world).
123. Fareed Zakaria, The Allies Who Made Our Foes, Newsweek 34 (Oct. 1, 2001).
125. Thomas L. Friedman, Hama Rules, New York Times (Sept. 21, 2001).
126. Thomas L. Friedman, Hama Rules, New York Times (Sept. 21, 2001).
127. John F. Burns, Reports Swirl Out of Afghanistan of Panic and Taliban Defections,
N.Y. Times (Oct. 4, 2001).
128. See Bush Freezes bin Laden Assets, N.Y. Times (Sep. 24, 2001). U.S. alignment
with Pakistan may jeopardize the existence of Pakistan as a nation-state insofar as hostility
within the North West Frontier province regarding Pakistani cooperation with the U.S. may
undermine Pakistani unity. This is particularly worrisome given that Pakistan has nuclear
weapons. Moreover, Gen. Pervez Musharraf, the Pakistani leader courted by the U.S., recently
seized power in a military coup.
129. Barry Bearak, In Pakistan, a Shaky Ally, N.Y. Times (Oct. 2, 2001).
130. See An-Na'im, supra note ___, at 725 ("The Arab public wondered about Western
support of Iraq during eight years of war with Iran, despite Iraq's gross and systematic
violations of human rights and humanitarian law throughout that period, in contrast to Western
determination to uphold international law at the cost of starving the people of Iraq and
destroying a whole generation of their children so many years after Iraq was expelled from
Kuwait.").
131. Bearak, supra note 99..
132. Miro Cernetig and Geoffrey York, U.S. is 'the lesser evil,' Pakistani leader says,
The Globe and Mail (Oct. 16, 2001).
133. A Peaceful Faith, A Fanatic Few, Newsweek 67, 68 (Sept. 24, 2001).
134. Reuters, Without Evidence, the Taliban Refuses to Turn Over bin Laden, New York
Times (Sep. 21, 2001) (quoting an "ordinary Afghan" as stating that "The U.S. should [...] no
more bring about a situation whereby youngsters like me join the Taliban against the devil
America.").
135. See, e.g., the reticence, if not hostility, with which the Senate greeted the Rome
Statute for the International Criminal Court, particularly regarding the possibility that U.S.
servicepersons could be subject to international prosecution.
136. Mark A. Drumbl, Punishment, Postgenocide: From Guilt to Shame to Civis in
Rwanda, 75 N.Y.U. L. Rev. 1221 (2000).
137. Id.
138. When does "history" begin and end? Muslim fear of the West is in some ways
activated by hundreds of years of war between Christians and Muslims, best represented by
the Crusades. Thus, when President Bush initially (and likely inadvertently) called the fight
against terrorism a "crusade," this triggered fear that the fight was actually one against Islam
at large (which was the goal of the Crusades). Although it may be unrealistic to expect any
contemporary legal process to go so far back in history so as to address medieval wrongs, it
is not unrealistic for such a process to take into account recent foreign policy and international
relations that have defined the modern Muslim experience.
139. Particularly if victims cede the territoriality presumption in favor of trying crimes
within the jurisdiction where they were committed. Note, however, that the U.S. has been very
willing to oust the territoriality presumption in creating international tribunals. For example,
the International Criminal Tribunal for Rwanda, which judges the crimes Rwandans
committed against other Rwandans, is located in Arusha, Tanzania, over the strenuous initial
objections of the Rwandan government. The International Criminal Tribunal for the former
Yugoslavia is located in the Hague, far away from the myriad locations where the victimization
took place. In both of these cases, the U.S. actively supported the tribunals and their physical
location away from the situs of the violence (as well as the fact that prosecutors, staff, and
judges are overwhelmingly not members of the groups that were victimized). Why should the
same approach not apply to the September 11 tragedy? A transnational approach may be even
more apposite given that nationals of 81 countries perished and nationals of several countries
are implicated in the attacks.
140. Bahar, supra note ___, at 189-190.
141. This is reflected in the success of the ad hoc tribunals for the former Yugoslavia and
Rwanda in prosecuting complex networks of individuals, including those at the summit of
power who did not commit the actual killings, in respect of massive crimes.
142. Tom J. Farer, Restraining the Barbarians: Can International Criminal Law Help?,
22 Human Rights Quarterly 90, 114 (2000). The crime of aggression is to be within the
mandate of the International Criminal Court, although a definition of that crime has not yet
been agreed upon.
143. The word disaffected is deliberately chosen as it is not only poor people who join
these networks, but also middle- and upper-class individuals, suggesting a general sense of
frustration, not just economic disempowerment. See Thomas L. Friedman, Yes, but ...,
Montreal Gazette (Oct. 6, 2001).
144. Jeffrey Bartholet, Method To the Madness, Newsweek 54, 55 (Oct. 22, 2001).
145. U.S. opposition to this convention was partly rooted in concerns it would limit the
freedoms of Americans to own weapons. The real purpose of the convention, however, was to
assist fragile states who have to deal with huge amounts of unlicenced and unregistered
weapons within their territory. One example is the North West Frontier Province of Pakistan
(which borders Pakistan, where many Pashtuns live (same ethnicity as the Taliban) and where
anti-U.S. sentiment is very high) and where there are approximately 5 million unregistered
weapons in free circulation. See Mike Chinoy, In Pakistan, anti-U.S. sentiment growing, CNN
News (www.cnn.com, visited Sept. 20, 2001).
146. See generally William J. Broad and Melody Petersen, Defense May Be Inadequate
for Germ or Toxic Attacks, N.Y. Times (Sep. 23, 2001) (reporting a former official as stating
that the U.S. is "woefully unprepared to deal with bioterrorism."); see also Sharon Begley,
Unmasking Bioterror, Newsweek 24 (Oct. 8, 2001).
147. See Fred Gutherl, The Nagging Fear of Nukes, Newsweek 28 (Oct. 8, 2001)
(reporting on concern of diversion of nuclear weapons into the wrong hands following the
break-up of the Soviet Union).
148. See Lloyd Axworthy, Canadians are ready to fight, but want some answers, The
Globe and Mail (Oct. 8, 2001) ("The construction of [an international legal system to hold
accountable those who commit crimes against humanity] should be one of the prime goals of
an anti-terrorist coalition. But the Bush administration has just endorsed a bill submitted by
Senator Jesse helms that would deny U.S. aid to any country that ratified the statute setting
up the international criminal court."). See also Mahmood Monshipouri and Claude E. Welch,
The Search for International Human Rights and Justice: Coming to Terms with the New
Global Realities, 23 Human Rights Quarterly 370, 390-91 (2001) ("The US government
has expressed serious reservations about including 'terrorism' under the [ICC's] jurisdiction
on the ground that terrorism is extremely complex and costly to investigate ad prosecute.").
149. See Siobhan Roth, A United Front?, Legal Times (Oct. 16, 2001) ("the United
States [...] walked out of the United Nations racism conference in South Africa"). As Hendrik
Hertzberg brutally states in The NewYorker, the Bush Administration's efforts to put
together an international coalition against the Taliban "puts to shame the contempt the Bush
Administration has consistently shown for international treaties and instruments, including
those in areas relevant to the fight against terrorism [...]." See Hendrik Hertzberg, Tuesday,
and After, The New Yorker 27, 28 (Sep. 24, 2001). See also R.C. Longworth, Angry Armies,
Montreal Gazette (Oct. 6, 2001).
150. To be sure, this does not deny the importance of bilateral measures that could ease
tensions. For example, one sore spot within the Arab community is the continued presence
of U.S. troops in Saudi Arabia. Although initially invited by the Saudi Kingdom as part of the
1990 Gulf War military campaign, these troops have not yet left. The presence of U.S. troops
in the Arabian peninsula (perceived by Muslims as a holy region) is one of the reasons bin
Laden has given to justify his jihad against the U.S. and its civilians. Although bin Laden's
reasons for hating the West never should constitute a basis for foreign policy, what is
inescapable is that U.S. foreign policy needs to be carefully thought through to avoid adding
fodder to the extremist grist-mill.
151. Hendrik Hertzberg and David Remnick, The Trap, The New Yorker 37, 38 (Oct.
1, 2001).
152. After all, "International criminal justice [...] cannot enjoy long-term credibility if
it becomes an instrument of hegemony for powerful states." See Payam Akhavan, Beyond
Impunity: Can International Criminal Justice Prevent Future Atrocities, 95 Am. J. int'l L.
7, 30 (2001).
153. For a discussion of the inefficiencies and inadequacies of curbing terrorism through
national institutions, see Evan Thomas, Handbook for the New War, Newsweek 34 (Oct. 8,
2001).
154. See generally, David P. Forsythe, Human Rights in International Relations
(2000).
155. Initially, President Bush opined: "We're not into nation-building [...] [w]e're into
justice." See Jeffrey Bartholet, Rising Above the Ruins, Newsweek (Oct. 8, 2001).
Subsequently, the President did discuss the idea of nation-building, but stated that this was
the province of the U.N. See Patrick E. Tyler and Elisabeth Bumiller, President Hints He Will
Halt War if bin Laden is Handed Over, N.Y. Times (Oct. 12, 2001). The paradox is stark:
although the U.S. is prepared to sideline the UN when it comes to using lethal force to protect
international security, it is happy to delegate to the UN most of the longer-term task of nation-building. As the bombings continued, though, President Bush became more willing to
consider regime formation in Afghanistan although he remained "adamant that American
troops should not get tied down in a peacekeeping role in Afghanistan." See David E. Sanger,
President Weighs Who Will Follow Taliban in Power, N.Y. Times (Oct. 14, 2001). Professor Drumbl welcomes comments on this article at JURIST@law.pitt.edu
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