Hillary GOODRIDGE & others [FN1] vs. DEPARTMENT OF PUBLIC
HEALTH & another.
[FN2]
SJC-08860
March 4, 2003. - November 18, 2003.
Present: Marshall, C.J., Greaney, Ireland, Spina, Cowin, Sosman, &
Cordy, JJ.
License. Marriage. Statute,
Construction. Constitutional Law, Police power, Equal protection of laws.
Due Process of Law, Marriage. Words, "Marriage."
Civil
action commenced in the Superior Court Department on April 11, 2001.
The
case was heard by Thomas E. Connolly, J., on motions for summary
judgment.
The Supreme Judicial Court granted an application for direct
appellate review.
Mary Lisa Bonauto (Gary D. Buseck with
her) for Hillary Goodridge.
Judith S. Yogman, Assistant Attorney
General, for Department of Public Health.
The following submitted briefs
for amici curiae:
Joseph P.J. Vrabel, Mark D. Mason, & Martin W.
Healy for Massachusetts Bar Association.
Leslie Cooper & James
D. Esseks, of New York, Jon W. Davidson & Shannon Minter, of
California, Elliot M. Mincberg & Judith E. Schaeffer, of the District
of Columbia, & John Reinstein, Sarah R. Wunsch, Paul
Holtzman, & Hugh Dun Rappaport for Urban League of Eastern Massachusetts
& others.
Paul Benjamin Linton, of Illinois, & Thomas
M. Harvey for Robert J. Araujo & others.
Dwight G. Duncan
for Massachusetts Family Institute, Inc., & others.
Glen Lavy,
of Arizona, Stephen W. Reed, of California, & Bertin C. Emmons
for National Association for Research and Therapy of Homosexuality, Inc., &
others.
Robert W. Ash & Vincent P. McCarthy, of Connecticut,
& Philip E. Cleary for The Common Good Foundation &
others.
Don Stenberg, Attorney General of Nebraska, Mark L.
Shurtleff, Attorney General of Utah, Brent A. Burnett, Assistant
Attorney General of Utah, & Mark Barnett, Attorney General of South
Dakota, for the State of Utah & others.
Chester Darling &
Michael Williams for Massachusetts Citizens Alliance &
another.
Daniel Avila for The Catholic Action
League of Massachusetts.
Joshua K. Baker, of California, &
Robert G. Caprera for José Martín de Agar & others.
Wendy J.
Herdlein, of California, & James R. Knudsen for the Honorable
Philip Travis & others.
Steven W. Fitschen, of Virginia, for
The National Legal Foundation.
Jeffrey A. Shafer & David R.
Langdon, of Ohio, William C. Duncan, of Utah, & Wendy J.
Herdlein, of California, for Marriage Law Project.
Lisa Rae,
Kenneth Elmore, Arthur Berney, & Josephine Ross for The Religious
Coalition for the Freedom to Marry & others.
Ann DiMaria for
The Ethics & Religious Liberty Commission & others.
Anthony
Mirenda, Vickie L. Henry, Lucy Fowler, John M. Granberry, Rachel N. Lessem,
& Gabriel M. Helmer for Robert F. Williams & others.
Kenneth J. Parsigian for Peter W. Bardaglio & others.
David Cruz, of New York, John Taylor Williams, Carol V. Rose, Debra
Squires-Lee, Christopher Morrison, & Marni Goldstein Caputo for William
E. Adams & others.
Martin J. Newhouse & Katharine Bolland
for Coalition gaie et lesbienne du Québec & others.
Joseph
Ureneck, pro se.
Teresa S. Collett, of Texas, & Luke
Stanton for Free Market Foundation.
Peter F. Zupcofska, L. Tracee
Whitley, Heidi A. Nadel, & Corin R. Swift for Boston Bar Association
& another.
Mary Jo Johnson, Jonathan A. Shapiro, & Amy L.
Nash for The Massachusetts Psychiatric Society & others.
Tony
R. Maida, Nina Joan Kimball, & Justine H. Brousseau for Libby Adler
& others.
Daryl J. Lapp, Kevin D. Batt, & Katharine
Silbaugh for Monroe Inker & another.
David
Zwiebel, Mordechai Biser, & Nathan J. Diament, of New York, &
Abba Cohen, of the District of Columbia, for Agudath Israel of America &
others.
MARSHALL, C.J.
Marriage is a vital social institution. The
exclusive commitment of two individuals to each other nurtures love and mutual
support; it brings stability to our society. For those who choose to marry, and
for their children, marriage provides an abundance of legal, financial, and
social benefits. In return it imposes weighty legal, financial, and social
obligations. The question before us is whether, consistent with the
Massachusetts Constitution, the Commonwealth may deny the protections, benefits,
and obligations conferred by civil marriage to two individuals of the same sex
who wish to marry. We conclude that it may not. The Massachusetts Constitution
affirms the dignity and equality of all individuals. It forbids the creation of
second-class citizens. In reaching our conclusion we have given full deference
to the arguments made by the Commonwealth. But it has failed to identify any
constitutionally adequate reason for denying civil marriage to same-sex
couples.
We are mindful that our decision marks a
change in the history of our marriage law. Many people hold deep-seated
religious, moral, and ethical convictions that marriage should be limited to the
union of one man and one woman, and that homosexual conduct is immoral. Many
hold equally strong religious, moral, and ethical convictions that same-sex
couples are entitled to be married, and that homosexual persons should be
treated no differently than their heterosexual neighbors. Neither view answers
the question before us. Our concern is with the Massachusetts Constitution as a
charter of governance for every person properly within its reach. "Our
obligation is to define the liberty of all, not to mandate our own moral code."
Lawrence v. Texas, 123 S.Ct. 2472, 2480 (2003) (Lawrence ),
quoting Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S.
833, 850 (1992).
Whether the Commonwealth may use its formidable
regulatory authority to bar same-sex couples from civil marriage is a question
not previously addressed by a Massachusetts appellate court. [FN3] It is a
question the United States Supreme Court left open as a matter of Federal law in
Lawrence, supra at 2484, where it was not an issue. There, the Court
affirmed that the core concept of common human dignity protected by the
Fourteenth Amendment to the United States Constitution precludes government
intrusion into the deeply personal realms of consensual adult expressions of
intimacy and one's choice of an intimate partner. The Court
also reaffirmed the central role that decisions whether to marry or have
children bear in shaping one's identity. Id. at 2481. The Massachusetts
Constitution is, if anything, more protective of individual liberty and equality
than the Federal Constitution; it may demand broader protection for fundamental
rights; and it is less tolerant of government intrusion into the protected
spheres of private life.
Barred access to the protections, benefits, and
obligations of civil marriage, a person who enters into an intimate, exclusive
union with another of the same sex is arbitrarily deprived of membership in one
of our community's most rewarding and cherished institutions. That exclusion is
incompatible with the constitutional principles of respect for individual
autonomy and equality under law.
I
The plaintiffs are fourteen individuals from five
Massachusetts counties. As of April 11, 2001, the date they filed their
complaint, the plaintiffs Gloria Bailey, sixty years old, and Linda Davies,
fifty-five years old, had been in a committed relationship for thirty years; the
plaintiffs Maureen Brodoff, forty-nine years old, and Ellen Wade, fifty-two
years old, had been in a committed relationship for twenty
years and lived with their twelve year old daughter; the plaintiffs Hillary
Goodridge, forty-four years old, and Julie Goodridge, forty-three years old, had
been in a committed relationship for thirteen years and lived with their five
year old daughter; the plaintiffs Gary Chalmers, thirty-five years old, and
Richard Linnell, thirty-seven years old, had been in a committed relationship
for thirteen years and lived with their eight year old daughter and Richard's
mother; the plaintiffs Heidi Norton, thirty-six years old, and Gina Smith,
thirty-six years old, had been in a committed relationship for eleven years and
lived with their two sons, ages five years and one year; the plaintiffs Michael
Horgan, forty-one years old, and David Balmelli, forty-one years old, had been
in a committed relationship for seven years; and the plaintiffs David Wilson,
fifty-seven years old, and Robert Compton, fifty-one years old, had been in a
committed relationship for four years and had cared for David's mother in their
home after a serious illness until she died.
The plaintiffs include
business executives, lawyers, an investment banker, educators, therapists, and a
computer engineer. Many are active in church, community, and school groups. They
have employed such legal means as are available to them--for example, joint
adoption, powers of attorney, and joint ownership of real property--to secure
aspects of their relationships. Each plaintiff attests a
desire to marry his or her partner in order to affirm publicly their commitment
to each other and to secure the legal protections and benefits afforded to
married couples and their children.
The Department of Public Health
(department) is charged by statute with safeguarding public health. See G.L. c.
17. Among its responsibilities, the department oversees the registry of vital
records and statistics (registry), which "enforce[s] all laws" relative to the
issuance of marriage licenses and the keeping of marriage records, see G.L. c.
17, § 4, and which promulgates policies and procedures for the issuance of
marriage licenses by city and town clerks and registers. See, e.g., G.L. c. 207,
§§ 20, 28A, and 37. The registry is headed by a registrar of vital records and
statistics (registrar), appointed by the Commissioner of Public Health
(commissioner) with the approval of the public health council and supervised by
the commissioner. See G.L. c. 17, § 4.
In March and April, 2001, each of
the plaintiff couples attempted to obtain a marriage license from a city or town
clerk's office. As required under G.L. c. 207, they completed notices of
intention to marry on forms provided by the registry, see G.L. c. 207, § 20, and
presented these forms to a Massachusetts town or city clerk, together with the
required health forms and marriage license fees. See G.L. c.
207, § 19. In each case, the clerk either refused to accept the notice of
intention to marry or denied a marriage license to the couple on the ground that
Massachusetts does not recognize same- sex marriage. [FN4], [FN5] Because
obtaining a marriage license is a necessary prerequisite to civil marriage in
Massachusetts, denying marriage licenses to the plaintiffs was tantamount to
denying them access to civil marriage itself, with its appurtenant social and
legal protections, benefits, and obligations. [FN6]
On April 11, 2001,
the plaintiffs filed suit in the Superior Court against the department and the
commissioner seeking a judgment that "the exclusion of the [p]laintiff couples
and other qualified same-sex couples from access to marriage licenses, and the
legal and social status of civil marriage, as well as the protections, benefits
and obligations of marriage, violates Massachusetts law." See G.L. c. 231A. The
plaintiffs alleged violation of the laws of the Commonwealth, including but not
limited to their rights under arts. 1, 6, 7, 10, 12, and 16, and Part II, c. 1,
§ 1, art. 4, of the Massachusetts Constitution. [FN7], [FN8]
The
department, represented by the Attorney General, admitted to a policy and
practice of denying marriage licenses to same-sex couples. It denied that its actions violated any law or that the plaintiffs were entitled to
relief. The parties filed cross motions for summary judgment.
A Superior
Court judge ruled for the department. In a memorandum of decision and order
dated May 7, 2002, he dismissed the plaintiffs' claim that the marriage statutes
should be construed to permit marriage between persons of the same sex, holding
that the plain wording of G.L. c. 207, as well as the wording of other marriage
statutes, precluded that interpretation. Turning to the constitutional claims,
he held that the marriage exclusion does not offend the liberty, freedom,
equality, or due process provisions of the Massachusetts Constitution, and that
the Massachusetts Declaration of Rights does not guarantee "the fundamental
right to marry a person of the same sex." He concluded that prohibiting same-sex
marriage rationally furthers the Legislature's legitimate interest in
safeguarding the "primary purpose" of marriage, "procreation." The Legislature
may rationally limit marriage to opposite-sex couples, he concluded, because
those couples are "theoretically ... capable of procreation," they do not rely
on "inherently more cumbersome" noncoital means of reproduction, and they are
more likely than same-sex couples to have children, or more
children.
After the complaint was dismissed and summary judgment entered
for the defendants, the plaintiffs appealed. Both parties
requested direct appellate review, which we granted.
II
Although the plaintiffs refer in passing to "the marriage
statutes," they focus, quite properly, on G.L. c. 207, the marriage licensing
statute, which controls entry into civil marriage. As a preliminary matter, we
summarize the provisions of that law.
General Laws c. 207 is both a
gatekeeping and a public records statute. It sets minimum qualifications for
obtaining a marriage license and directs city and town clerks, the registrar,
and the department to keep and maintain certain "vital records" of civil
marriages. The gatekeeping provisions of G.L. c. 207 are minimal. They forbid
marriage of individuals within certain degrees of consanguinity, §§ 1 and 2, and
polygamous marriages. See G.L. c. 207, § 4. See also G.L. c. 207, § 8 (marriages
solemnized in violation of §§ 1, 2, and 4, are void ab initio). They prohibit
marriage if one of the parties has communicable syphilis, see G.L. c. 207, §
28A, and restrict the circumstances in which a person under eighteen years of
age may marry. See G.L. c. 207, §§ 7, 25, and 27. The statute requires that civil marriage be solemnized only by those so
authorized. See G.L. c. 207, §§ 38-40.
The record-keeping provisions of
G.L. c. 207 are more extensive. Marriage applicants file standard information
forms and a medical certificate in any Massachusetts city or town clerk's office
and tender a filing fee. G.L. c. 207, §§ 19-20, 28A. The clerk issues the
marriage license, and when the marriage is solemnized, the individual authorized
to solemnize the marriage adds additional information to the form and returns it
(or a copy) to the clerk's office. G.L. c. 207, §§ 28, 30, 38-40 (this completed
form is commonly known as the "marriage certificate"). The clerk sends a copy of
the information to the registrar, and that information becomes a public record.
See G.L. c. 17, § 4; G.L. c. 66, § 10. [FN9], [FN10]
In short, for all
the joy and solemnity that normally attend a marriage, G.L. c. 207, governing
entrance to marriage, is a licensing law. The plaintiffs argue that because
nothing in that licensing law specifically prohibits marriages between persons
of the same sex, we may interpret the statute to permit "qualified same sex
couples" to obtain marriage licenses, thereby avoiding the question whether the
law is constitutional. See School Comm. of Greenfield v. Greenfield Educ.
Ass'n, 385 Mass. 70, 79 (1982), and cases cited. This
claim lacks merit.
We interpret statutes to carry out the Legislature's
intent, determined by the words of a statute interpreted according to "the
ordinary and approved usage of the language." Hanlon v. Rollins, 286
Mass. 444, 447 (1934). The everyday meaning of "marriage" is "[t]he legal union
of a man and woman as husband and wife," Black's Law Dictionary 986 (7th
ed.1999), and the plaintiffs do not argue that the term "marriage" has ever had
a different meaning under Massachusetts law. See, e.g., Milford v.
Worcester, 7 Mass. 48, 52 (1810) (marriage "is an engagement, by which a
single man and a single woman, of sufficient discretion, take each other for
husband and wife"). This definition of marriage, as both the department and the
Superior Court judge point out, derives from the common law. See Commonwealth
v. Knowlton, 2 Mass. 530, 535 (1807) (Massachusetts common law derives from
English common law except as otherwise altered by Massachusetts statutes and
Constitution). See also Commonwealth v. Lane, 113 Mass. 458, 462-463
(1873) ("when the statutes are silent, questions of the validity of marriages
are to be determined by the jus gentium, the common law of nations"); C.P.
Kindregan, Jr., & M.L. Inker, Family Law and Practice § 1.2 (3d ed.2002).
Far from being ambiguous, the undefined word "marriage," as used in G.L. c. 207,
confirms the General Court's intent to hew to the term's common-law and
quotidian meaning concerning the genders of the marriage
partners.
The intended scope of G.L. c. 207 is also evident in its
consanguinity provisions. See Chandler v. County Comm'rs of Nantucket
County, 437 Mass. 430, 435 (2002) (statute's various provisions may offer
insight into legislative intent). Sections 1 and 2 of G.L. c. 207 prohibit
marriages between a man and certain female relatives and a woman and certain
male relatives, but are silent as to the consanguinity of male-male or
female-female marriage applicants. See G.L. c. 207, §§ 1-2. The only reasonable
explanation is that the Legislature did not intend that same-sex couples be
licensed to marry. We conclude, as did the judge, that G.L. c. 207 may not be
construed to permit same-sex couples to marry. [FN11]
III
A
The larger question is whether, as the department claims,
government action that bars same-sex couples from civil marriage constitutes a
legitimate exercise of the State's authority to regulate conduct, or whether, as
the plaintiffs claim, this categorical marriage exclusion violates the Massachusetts Constitution. We have recognized the long-standing
statutory understanding, derived from the common law, that "marriage" means the
lawful union of a woman and a man. But that history cannot and does not
foreclose the constitutional question.
The plaintiffs' claim that the
marriage restriction violates the Massachusetts Constitution can be analyzed in
two ways. Does it offend the Constitution's guarantees of equality before the
law? Or do the liberty and due process provisions of the Massachusetts
Constitution secure the plaintiffs' right to marry their chosen partner? In
matters implicating marriage, family life, and the upbringing of children, the
two constitutional concepts frequently overlap, as they do here. See, e.g.,
M.L.B. v. S.L.J., 519 U.S. 102, 120 (1996) (noting convergence of
due process and equal protection principles in cases concerning parent-child
relationships); Perez v. Sharp, 32 Cal.2d 711, 728 (1948) (analyzing
statutory ban on interracial marriage as equal protection violation concerning
regulation of fundamental right). See also Lawrence, supra at 2482
("Equality of treatment and the due process right to demand respect for conduct
protected by the substantive guarantee of liberty are linked in important
respects, and a decision on the latter point advances both interests");
Bolling v. Sharpe, 347 U.S. 497 (1954) (racial segregation in District of
Columbia public schools violates the due process clause of
the Fifth Amendment to the United States Constitution), decided the same day as
Brown v. Board of Educ. of Topeka, 347 U.S. 483 (1954) (holding that
segregation of public schools in the States violates the equal protection clause
of the Fourteenth Amendment). Much of what we say concerning one standard
applies to the other.
We begin by considering the nature of civil
marriage itself. Simply put, the government creates civil marriage. In
Massachusetts, civil marriage is, and since pre-Colonial days has been,
precisely what its name implies: a wholly secular institution. See
Commonwealth v. Munson, 127 Mass. 459, 460-466 (1879) (noting that "[i]n
Massachusetts, from very early times, the requisites of a valid marriage have
been regulated by statutes of the Colony, Province, and Commonwealth," and
surveying marriage statutes from 1639 through 1834). No religious ceremony has
ever been required to validate a Massachusetts marriage. Id.
In a
real sense, there are three partners to every civil marriage: two willing
spouses and an approving State. See DeMatteo v. DeMatteo, 436 Mass. 18,
31 (2002) ("Marriage is not a mere contract between two parties but a legal
status from which certain rights and obligations arise"); Smith v. Smith,
171 Mass. 404, 409 (1898) (on marriage, the parties "assume[ ] new relations to
each other and to the State"). See also French v.
McAnarney, 290 Mass. 544, 546 (1935). While only the parties can mutually
assent to marriage, the terms of the marriage--who may marry and what
obligations, benefits, and liabilities attach to civil marriage--are set by the
Commonwealth. Conversely, while only the parties can agree to end the marriage
(absent the death of one of them or a marriage void ab initio), the Commonwealth
defines the exit terms. See G.L. c. 208.
Civil marriage is created and
regulated through exercise of the police power. See Commonwealth v.
Stowell, 389 Mass. 171, 175 (1983) (regulation of marriage is properly
within the scope of the police power). "Police power" (now more commonly termed
the State's regulatory authority) is an old-fashioned term for the
Commonwealth's lawmaking authority, as bounded by the liberty and equality
guarantees of the Massachusetts Constitution and its express delegation of power
from the people to their government. In broad terms, it is the Legislature's
power to enact rules to regulate conduct, to the extent that such laws are
"necessary to secure the health, safety, good order, comfort, or general welfare
of the community" (citations omitted). Opinion of the Justices, 341 Mass.
760, 785 (1960). [FN12] See Commonwealth v. Alger, 7 Cush. 53, 85
(1851).
Without question, civil marriage enhances the
"welfare of the community." It is a "social institution of the highest
importance." French v. McAnarney, supra. Civil marriage anchors an
ordered society by encouraging stable relationships over transient ones. It is
central to the way the Commonwealth identifies individuals, provides for the
orderly distribution of property, ensures that children and adults are cared for
and supported whenever possible from private rather than public funds, and
tracks important epidemiological and demographic data.
Marriage also
bestows enormous private and social advantages on those who choose to marry.
Civil marriage is at once a deeply personal commitment to another human being
and a highly public celebration of the ideals of mutuality, companionship,
intimacy, fidelity, and family. "It is an association that promotes a way of
life, not causes; a harmony in living, not political faiths; a bilateral
loyalty, not commercial or social projects." Griswold v. Connecticut, 381
U.S. 479, 486 (1965). Because it fulfils yearnings for security, safe haven, and
connection that express our common humanity, civil marriage is an esteemed
institution, and the decision whether and whom to marry is among life's
momentous acts of self-definition.
Tangible as well as intangible
benefits flow from marriage. The marriage license grants
valuable property rights to those who meet the entry requirements, and who agree
to what might otherwise be a burdensome degree of government regulation of their
activities. [FN13] See Leduc v. Commonwealth, 421 Mass. 433, 435 (1995),
cert. denied, 519 U.S. 827 (1996) ( "The historical aim of licensure generally
is preservation of public health, safety, and welfare by extending the public
trust only to those with proven qualifications"). The Legislature has conferred
on "each party [in a civil marriage] substantial rights concerning the assets of
the other which unmarried cohabitants do not have." Wilcox v. Trautz, 427
Mass. 326, 334 (1998). See Collins v. Guggenheim, 417 Mass. 615, 618
(1994) (rejecting claim for equitable distribution of property where plaintiff
cohabited with but did not marry defendant); Feliciano v. Rosemar Silver
Co., 401 Mass. 141, 142 (1987) (government interest in promoting marriage
would be "subverted" by recognition of "a right to recover for loss of
consortium by a person who has not accepted the correlative responsibilities of
marriage"); Davis v. Misiano, 373 Mass. 261, 263 (1977) (unmarried
partners not entitled to rights of separate support or alimony). See generally
Attorney Gen. v. Desilets, 418 Mass. 316, 327-328 & nn. 10, 11
(1994).
The benefits accessible only by way of a marriage license are
enormous, touching nearly every aspect of life and death. The department states
that "hundreds of statutes" are related to marriage and to
marital benefits. With no attempt to be comprehensive, we note that some of the
statutory benefits conferred by the Legislature on those who enter into civil
marriage include, as to property: joint Massachusetts income tax filing (G.L. c.
62C, § 6); tenancy by the entirety (a form of ownership that provides certain
protections against creditors and allows for the automatic descent of property
to the surviving spouse without probate) (G.L. c. 184, § 7); extension of the
benefit of the homestead protection (securing up to $300,000 in equity from
creditors) to one's spouse and children (G.L. c. 188, § 1); automatic rights to
inherit the property of a deceased spouse who does not leave a will (G.L. c.
190, § 1); the rights of elective share and of dower (which allow surviving
spouses certain property rights where the decedent spouse has not made adequate
provision for the survivor in a will) (G.L. c. 191, § 15, and G.L. c. 189);
entitlement to wages owed to a deceased employee (G.L. c. 149, § 178A [general]
and G.L. c. 149, § 178C [public employees] ); eligibility to continue certain
businesses of a deceased spouse (e.g., G.L. c. 112, § 53 [dentist] ); the right
to share the medical policy of one's spouse (e.g., G.L. c. 175, § 108, Second
[a ] [3] [defining an insured's "dependent" to include one's spouse), see
Connors v. Boston, 430 Mass. 31, 43 (1999) [domestic partners of city
employees not included within the term "dependent" as used in G.L. c. 32B, § 2]
); thirty-nine week continuation of health coverage for the
spouse of a person who is laid off or dies (e.g., G.L. c. 175, § 110G);
preferential options under the Commonwealth's pension system (see G.L. c. 32, §
12[2] ["Joint and Last Survivor Allowance"] ); preferential benefits in the
Commonwealth's medical program, MassHealth (e.g., 130 Code Mass. Regs. §
515.012[A] prohibiting placing a lien on long-term care patient's former home if
spouse still lives there); access to veterans' spousal benefits and preferences
(e.g., G.L. c. 115, § 1 [defining "dependents"] and G.L. c. 31, § 26 [State
employment] and § 28 [municipal employees] ); financial protections for spouses
of certain Commonwealth employees (fire fighters, police officers, prosecutors,
among others) killed in the performance of duty (e.g., G.L. c. 32, §§ 100-103);
the equitable division of marital property on divorce (G.L. c. 208, § 34);
temporary and permanent alimony rights (G.L. c. 208, §§ 17 and 34); the right to
separate support on separation of the parties that does not result in divorce
(G.L. c. 209, § 32); and the right to bring claims for wrongful death and loss
of consortium, and for funeral and burial expenses and punitive damages
resulting from tort actions (G.L. c. 229, §§ 1 and 2; G.L. c. 228, § 1. See
Feliciano v. Rosemar Silver Co., supra ).
Exclusive marital
benefits that are not directly tied to property rights include the presumptions
of legitimacy and parentage of children born to a married
couple (G.L. c. 209C, § 6, and G.L. c. 46, § 4B); and evidentiary rights, such
as the prohibition against spouses testifying against one another about their
private conversations, applicable in both civil and criminal cases (G.L. c. 233,
§ 20). Other statutory benefits of a personal nature available only to married
individuals include qualification for bereavement or medical leave to care for
individuals related by blood or marriage (G.L. c. 149, § 52D); an automatic
"family member" preference to make medical decisions for an incompetent or
disabled spouse who does not have a contrary health care proxy, see Shine v.
Vega, 429 Mass. 456, 466 (1999); the application of predictable rules of
child custody, visitation, support, and removal out-of-State when married
parents divorce (e.g., G.L. c. 208, § 19 [temporary custody], § 20 [temporary
support], § 28 [custody and support on judgment of divorce], § 30 [removal from
Commonwealth], and § 31 [shared custody plan]; priority rights to administer the
estate of a deceased spouse who dies without a will, and requirement that
surviving spouse must consent to the appointment of any other person as
administrator (G.L. c. 38, § 13 [disposition of body], and G.L. c. 113, § 8
[anatomical gifts] ); and the right to interment in the lot or tomb owned by
one's deceased spouse (G.L. c. 114, §§ 29-33).
Where a married couple has
children, their children are also directly or indirectly, but
no less auspiciously, the recipients of the special legal and economic
protections obtained by civil marriage. Notwithstanding the Commonwealth's
strong public policy to abolish legal distinctions between marital and
nonmarital children in providing for the support and care of minors, see
Department of Revenue v. Mason M., 439 Mass. 665 (2003); Woodward v.
Commissioner of Social Sec., 435 Mass. 536, 546 (2002), the fact remains
that marital children reap a measure of family stability and economic security
based on their parents' legally privileged status that is largely inaccessible,
or not as readily accessible, to nonmarital children. Some of these benefits are
social, such as the enhanced approval that still attends the status of being a
marital child. Others are material, such as the greater ease of access to
family-based State and Federal benefits that attend the presumptions of one's
parentage.
It is undoubtedly for these concrete reasons, as well as for
its intimately personal significance, that civil marriage has long been termed a
"civil right." See, e.g., Loving v. Virginia, 388 U.S. 1, 12 (1967)
("Marriage is one of the 'basic civil rights of man,' fundamental to our very
existence and survival"), quoting Skinner v. Oklahoma, 316 U.S. 535, 541
(1942); Milford v. Worcester, 7 Mass. 48, 56 (1810) (referring to "civil
rights incident to marriages"). See also Baehr v. Lewin, 74 Haw. 530, 561
(1993) (identifying marriage as a "civil right[ ]"); Baker
v. State, 170 Vt. 194, 242 (1999) (Johnson, J., concurring in part and
dissenting in part) (same). The United States Supreme Court has described the
right to marry as "of fundamental importance for all individuals" and as "part
of the fundamental 'right of privacy' implicit in the Fourteenth Amendment's Due
Process Clause." Zablocki v. Redhail, 434 U.S. 374, 384 (1978). See
Loving v. Virginia, supra ("The freedom to marry has long been recognized
as one of the vital personal rights essential to the orderly pursuit of
happiness by free men"). [FN14]
Without the right to marry--or more
properly, the right to choose to marry--one is excluded from the full range of
human experience and denied full protection of the laws for one's "avowed
commitment to an intimate and lasting human relationship." Baker v. State,
supra at 229. Because civil marriage is central to the lives of individuals
and the welfare of the community, our laws assiduously protect the individual's
right to marry against undue government incursion. Laws may not "interfere
directly and substantially with the right to marry." Zablocki v. Redhail,
supra at 387. See Perez v. Sharp, 32 Cal.2d 711, 714 (1948) ("There
can be no prohibition of marriage except for an important social objective and
reasonable means"). [FN15]
Unquestionably, the
regulatory power of the Commonwealth over civil marriage is broad, as is the
Commonwealth's discretion to award public benefits. See Commonwealth v.
Stowell, 389 Mass. 171, 175 (1983) (marriage); Moe v. Secretary of Admin.
& Fin., 382 Mass. 629, 652 (1981) (Medicaid benefits). Individuals who
have the choice to marry each other and nevertheless choose not to may properly
be denied the legal benefits of marriage. See Wilcox v. Trautz, 427 Mass.
326, 334 (1998); Collins v. Guggenheim, 417 Mass. 615, 618 (1994);
Feliciano v. Rosemar Silver Co., 401 Mass. 141, 142 (1987). But that same
logic cannot hold for a qualified individual who would marry if she or he only
could.
B
For decades, indeed centuries, in much of this country
(including Massachusetts) no lawful marriage was possible between white and
black Americans. That long history availed not when the Supreme Court of
California held in 1948 that a legislative prohibition against interracial
marriage violated the due process and equality guarantees of the Fourteenth
Amendment, Perez v. Sharp, 32 Cal.2d 711, 728 (1948), or when, nineteen
years later, the United States Supreme Court also held that a statutory bar to
interracial marriage violated the Fourteenth Amendment, Loving v.
Virginia, 388 U.S. 1 (1967). [FN16] As both Perez
and Loving make clear, the right to marry means little if it does not
include the right to marry the person of one's choice, subject to appropriate
government restrictions in the interests of public health, safety, and welfare.
See Perez v. Sharp, supra at 717 ("the essence of the right to marry is
freedom to join in marriage with the person of one's choice"). See also
Loving v. Virginia, supra at 12. In this case, as in Perez and
Loving, a statute deprives individuals of access to an institution of
fundamental legal, personal, and social significance--the institution of
marriage--because of a single trait: skin color in Perez and
Loving, sexual orientation here. As it did in Perez and
Loving, history must yield to a more fully developed understanding of the
invidious quality of the discrimination. [FN17]
The Massachusetts
Constitution protects matters of personal liberty against government incursion
as zealously, and often more so, than does the Federal Constitution, even where
both Constitutions employ essentially the same language. See Planned
Parenthood League of Mass., Inc. v. Attorney Gen., 424 Mass. 586, 590
(1997); Corning Glass Works v. Ann & Hope, Inc. of Danvers, 363 Mass.
409, 416 (1973). That the Massachusetts Constitution is in some instances more
protective of individual liberty interests than is the Federal Constitution is
not surprising. Fundamental to the vigor of our Federal
system of government is that "state courts are absolutely free to interpret
state constitutional provisions to accord greater protection to individual
rights than do similar provisions of the United States Constitution." Arizona
v. Evans, 514 U.S. 1, 8 (1995). [FN18]
The individual liberty and
equality safeguards of the Massachusetts Constitution protect both "freedom
from" unwarranted government intrusion into protected spheres of life and
"freedom to" partake in benefits created by the State for the common good. See
Bachrach v. Secretary of the Commonwealth, 382 Mass. 268, 273 (1981);
Dalli v. Board of Educ., 358 Mass. 753, 759 (1971). Both freedoms are
involved here. Whether and whom to marry, how to express sexual intimacy, and
whether and how to establish a family--these are among the most basic of every
individual's liberty and due process rights. See, e.g., Lawrence, supra
at 2481; Planned Parenthood of Southeastern Pa. v. Casey, 505 U.S. 833,
851 (1992); Zablocki v. Redhail, 434 U.S. 374, 384 (1978); Roe v.
Wade, 410 U.S. 113, 152-153 (1973); Eisenstadt v. Baird, 405 U.S.
438, 453 (1972); Loving v. Virginia, supra. And central to personal
freedom and security is the assurance that the laws will apply equally to
persons in similar situations. "Absolute equality before the law is a
fundamental principle of our own Constitution." Opinion of the Justices,
211 Mass. 618, 619 (1912). The liberty interest in choosing whether and whom to marry would be hollow if the Commonwealth could, without
sufficient justification, foreclose an individual from freely choosing the
person with whom to share an exclusive commitment in the unique institution of
civil marriage.
The Massachusetts Constitution requires, at a minimum,
that the exercise of the State's regulatory authority not be "arbitrary or
capricious." Commonwealth v. Henry's Drywall Co., 366 Mass. 539, 542
(1974). [FN19] Under both the equality and liberty guarantees, regulatory
authority must, at very least, serve "a legitimate purpose in a rational way"; a
statute must "bear a reasonable relation to a permissible legislative
objective." Rushworth v. Registrar of Motor Vehicles, 413 Mass. 265, 270
(1992). See, e.g., Massachusetts Fed'n of Teachers v. Board of Educ., 436
Mass. 763, 778 (2002) (equal protection); Coffee-Rich, Inc. v.
Commissioner of Pub. Health, 348 Mass. 414, 422 (1965) (due process). Any
law failing to satisfy the basic standards of rationality is void.
The
plaintiffs challenge the marriage statute on both equal protection and due
process grounds. With respect to each such claim, we must first determine the
appropriate standard of review. Where a statute implicates a fundamental right
or uses a suspect classification, we employ "strict judicial scrutiny." Lowell v. Kowalski, 380 Mass. 663, 666 (1980). For all
other statutes, we employ the " 'rational basis' test." English v. New
England Med. Ctr., 405 Mass. 423, 428 (1989). For due process claims,
rational basis analysis requires that statutes "bear[ ] a real and substantial
relation to the public health, safety, morals, or some other phase of the
general welfare." Coffee-Rich, Inc. v. Commissioner of Pub. Health,
supra, quoting Sperry & Hutchinson Co. v. Director of the Div.
on the Necessaries of Life, 307 Mass. 408, 418 (1940). For equal protection
challenges, the rational basis test requires that "an impartial lawmaker could
logically believe that the classification would serve a legitimate public
purpose that transcends the harm to the members of the disadvantaged class."
English v. New England Med. Ctr., supra at 429, quoting Cleburne v.
Cleburne Living Ctr., Inc., 473 U.S. 432, 452 (1985) (Stevens, J.,
concurring). [FN20]
The department argues that no fundamental right or
"suspect" class is at issue here, [FN21] and rational basis is the appropriate
standard of review. For the reasons we explain below, we conclude that the
marriage ban does not meet the rational basis test for either due process or
equal protection. Because the statute does not survive rational basis review, we
do not consider the plaintiffs' arguments that this case merits strict judicial
scrutiny.
The department posits three legislative
rationales for prohibiting same-sex couples from marrying: (1) providing a
"favorable setting for procreation"; (2) ensuring the optimal setting for child
rearing, which the department defines as "a two-parent family with one parent of
each sex"; and (3) preserving scarce State and private financial resources. We
consider each in turn.
The judge in the Superior Court endorsed the first
rationale, holding that "the state's interest in regulating marriage is based on
the traditional concept that marriage's primary purpose is procreation." This is
incorrect. Our laws of civil marriage do not privilege procreative heterosexual
intercourse between married people above every other form of adult intimacy and
every other means of creating a family. General Laws c. 207 contains no
requirement that the applicants for a marriage license attest to their ability
or intention to conceive children by coitus. Fertility is not a condition of
marriage, nor is it grounds for divorce. People who have never consummated their
marriage, and never plan to, may be and stay married. See Franklin v.
Franklin, 154 Mass. 515, 516 (1891) ("The consummation of a marriage by
coition is not necessary to its validity"). [FN22] People who cannot stir from
their deathbed may marry. See G.L. c. 207, § 28A. While it is certainly true
that many, perhaps most, married couples have children together (assisted or
unassisted), it is the exclusive and permanent commitment of
the marriage partners to one another, not the begetting of children, that is the
sine qua non of civil marriage. [FN23]
Moreover, the Commonwealth
affirmatively facilitates bringing children into a family regardless of whether
the intended parent is married or unmarried, whether the child is adopted or
born into a family, whether assistive technology was used to conceive the child,
and whether the parent or her partner is heterosexual, homosexual, or bisexual.
[FN24] If procreation were a necessary component of civil marriage, our statutes
would draw a tighter circle around the permissible bounds of nonmarital child
bearing and the creation of families by noncoital means. The attempt to isolate
procreation as "the source of a fundamental right to marry," post at
(Cordy, J., dissenting), overlooks the integrated way in which courts have
examined the complex and overlapping realms of personal autonomy, marriage,
family life, and child rearing. Our jurisprudence recognizes that, in these
nuanced and fundamentally private areas of life, such a narrow focus is
inappropriate.
The "marriage is procreation" argument singles out the one
unbridgeable difference between same-sex and opposite-sex couples, and
transforms that difference into the essence of legal marriage. Like "Amendment
2" to the Constitution of Colorado, which effectively denied homosexual persons
equality under the law and full access to the political
process, the marriage restriction impermissibly "identifies persons by a single
trait and then denies them protection across the board." Romer v. Evans,
517 U.S. 620, 633 (1996). In so doing, the State's action confers an official
stamp of approval on the destructive stereotype that same-sex relationships are
inherently unstable and inferior to opposite-sex relationships and are not
worthy of respect. [FN25]
The department's first stated rationale,
equating marriage with unassisted heterosexual procreation, shades imperceptibly
into its second: that confining marriage to opposite-sex couples ensures that
children are raised in the "optimal" setting. Protecting the welfare of children
is a paramount State policy. Restricting marriage to opposite-sex couples,
however, cannot plausibly further this policy. "The demographic changes of the
past century make it difficult to speak of an average American family. The
composition of families varies greatly from household to household." Troxel
v. Granville, 530 U.S. 57, 63 (2000). Massachusetts has responded
supportively to "the changing realities of the American family," id. at
64, and has moved vigorously to strengthen the modern family in its many
variations. See, e.g., G.L. c. 209C (paternity statute); G.L. c. 119, § 39D
(grandparent visitation statute); Blixt v. Blixt, 437 Mass. 649 (2002),
cert. denied, 537 U.S. 1189 (2003) (same); E.N.O. v.
L.M.M., 429 Mass. 824, cert. denied, 528 U.S. 1005 (1999) (de facto
parent); Youmans v. Ramos, 429 Mass. 774, 782 (1999) (same); and
Adoption of Tammy, 416 Mass. 205 (1993) (coparent adoption). Moreover, we
have repudiated the common-law power of the State to provide varying levels of
protection to children based on the circumstances of birth. See G.L. c. 209C
(paternity statute); Powers v. Wilkinson, 399 Mass. 650, 661 (1987)
("Ours is an era in which logic and compassion have impelled the law toward
unburdening children from the stigma and the disadvantages heretofore attendant
upon the status of illegitimacy"). The "best interests of the child" standard
does not turn on a parent's sexual orientation or marital status. See e.g.,
Doe v. Doe, 16 Mass.App.Ct. 499, 503 (1983) (parent's sexual orientation
insufficient ground to deny custody of child in divorce action). See also
E.N.O. v. L.M.M., supra at 829-830 (best interests of child
determined by considering child's relationship with biological and de facto
same-sex parents); Silvia v. Silvia, 9 Mass.App.Ct. 339, 341 & n. 3
(1980) (collecting support and custody statutes containing no gender
distinction).
The department has offered no evidence that forbidding
marriage to people of the same sex will increase the number of couples choosing
to enter into opposite-sex marriages in order to have and raise children. There
is thus no rational relationship between the marriage statute
and the Commonwealth's proffered goal of protecting the "optimal" child rearing
unit. Moreover, the department readily concedes that people in same-sex couples
may be "excellent" parents. These couples (including four of the plaintiff
couples) have children for the reasons others do--to love them, to care for
them, to nurture them. But the task of child rearing for same-sex couples is
made infinitely harder by their status as outliers to the marriage laws. While
establishing the parentage of children as soon as possible is crucial to the
safety and welfare of children, see Culliton v. Beth Israel Deaconness Med.
Ctr., 435 Mass. 285, 292 (2001), same-sex couples must undergo the sometimes
lengthy and intrusive process of second-parent adoption to establish their joint
parentage. While the enhanced income provided by marital benefits is an
important source of security and stability for married couples and their
children, those benefits are denied to families headed by same-sex couples. See,
e.g., note 6, supra. While the laws of divorce provide clear and
reasonably predictable guidelines for child support, child custody, and property
division on dissolution of a marriage, same-sex couples who dissolve their
relationships find themselves and their children in the highly unpredictable
terrain of equity jurisdiction. See E.N.O. v. L.M.M., supra. Given the
wide range of public benefits reserved only for married couples, we do not
credit the department's contention that the absence of access to civil marriage amounts to little more than an inconvenience to
same-sex couples and their children. Excluding same-sex couples from civil
marriage will not make children of opposite-sex marriages more secure, but it
does prevent children of same-sex couples from enjoying the immeasurable
advantages that flow from the assurance of "a stable family structure in which
children will be reared, educated, and socialized." Post at (Cordy, J.,
dissenting). [FN26]
No one disputes that the plaintiff couples are
families, that many are parents, and that the children they are raising, like
all children, need and should have the fullest opportunity to grow up in a
secure, protected family unit. Similarly, no one disputes that, under the rubric
of marriage, the State provides a cornucopia of substantial benefits to married
parents and their children. The preferential treatment of civil marriage
reflects the Legislature's conclusion that marriage "is the foremost setting for
the education and socialization of children" precisely because it "encourages
parents to remain committed to each other and to their children as they grow."
Post at (Cordy, J., dissenting).
In this case, we are confronted
with an entire, sizeable class of parents raising children who have absolutely
no access to civil marriage and its protections because they are forbidden from
procuring a marriage license. It cannot be rational under our
laws, and indeed it is not permitted, to penalize children by depriving them of
State benefits because the State disapproves of their parents' sexual
orientation.
The third rationale advanced by the department is that
limiting marriage to opposite-sex couples furthers the Legislature's interest in
conserving scarce State and private financial resources. The marriage
restriction is rational, it argues, because the General Court logically could
assume that same-sex couples are more financially independent than married
couples and thus less needy of public marital benefits, such as tax advantages,
or private marital benefits, such as employer-financed health plans that include
spouses in their coverage.
An absolute statutory ban on same-sex marriage
bears no rational relationship to the goal of economy. First, the department's
conclusory generalization-- that same-sex couples are less financially dependent
on each other than opposite-sex couples--ignores that many same-sex couples,
such as many of the plaintiffs in this case, have children and other dependents
(here, aged parents) in their care. [FN27] The department does not contend, nor
could it, that these dependents are less needy or deserving than the dependents
of married couples. Second, Massachusetts marriage laws do not condition receipt
of public and private financial benefits to married
individuals on a demonstration of financial dependence on each other; the
benefits are available to married couples regardless of whether they mingle
their finances or actually depend on each other for support.
The
department suggests additional rationales for prohibiting same-sex couples from
marrying, which are developed by some amici. It argues that broadening civil
marriage to include same-sex couples will trivialize or destroy the institution
of marriage as it has historically been fashioned. Certainly our decision today
marks a significant change in the definition of marriage as it has been
inherited from the common law, and understood by many societies for centuries.
But it does not disturb the fundamental value of marriage in our
society.
Here, the plaintiffs seek only to be married, not to undermine
the institution of civil marriage. They do not want marriage abolished. They do
not attack the binary nature of marriage, the consanguinity provisions, or any
of the other gate-keeping provisions of the marriage licensing law. Recognizing
the right of an individual to marry a person of the same sex will not diminish
the validity or dignity of opposite-sex marriage, any more than recognizing the
right of an individual to marry a person of a different race devalues the marriage of a person who marries someone of her own race. [FN28]
If anything, extending civil marriage to same-sex couples reinforces the
importance of marriage to individuals and communities. That same-sex couples are
willing to embrace marriage's solemn obligations of exclusivity, mutual support,
and commitment to one another is a testament to the enduring place of marriage
in our laws and in the human spirit. [FN29]
It has been argued that, due
to the State's strong interest in the institution of marriage as a stabilizing
social structure, only the Legislature can control and define its boundaries.
Accordingly, our elected representatives legitimately may choose to exclude
same-sex couples from civil marriage in order to assure all citizens of the
Commonwealth that (1) the benefits of our marriage laws are available explicitly
to create and support a family setting that is, in the Legislature's view,
optimal for child rearing, and (2) the State does not endorse gay and lesbian
parenthood as the equivalent of being raised by one's married biological
parents. [FN30] These arguments miss the point. The Massachusetts Constitution
requires that legislation meet certain criteria and not extend beyond certain
limits. It is the function of courts to determine whether these criteria are met
and whether these limits are exceeded. In most instances, these limits are
defined by whether a rational basis exists to conclude that legislation will
bring about a rational result. The Legislature in the first
instance, and the courts in the last instance, must ascertain whether such a
rational basis exists. To label the court's role as usurping that of the
Legislature, see, e.g., post at (Cordy, J., dissenting), is to
misunderstand the nature and purpose of judicial review. We owe great deference
to the Legislature to decide social and policy issues, but it is the traditional
and settled role of courts to decide constitutional issues. [FN31]
The
history of constitutional law "is the story of the extension of constitutional
rights and protections to people once ignored or excluded." United States v.
Virginia, 518 U.S. 515, 557 (1996) (construing equal protection clause of
the Fourteenth Amendment to prohibit categorical exclusion of women from public
military institute). This statement is as true in the area of civil marriage as
in any other area of civil rights. See, e.g., Turner v. Safley, 482 U.S.
78 (1987); Loving v. Virginia, 388 U.S. 1 (1967); Perez v. Sharp,
32 Cal.2d 711 (1948). As a public institution and a right of fundamental
importance, civil marriage is an evolving paradigm. The common law was
exceptionally harsh toward women who became wives: a woman's legal identity all
but evaporated into that of her husband. See generally C.P. Kindregan, Jr.,
& M.L. Inker, Family Law and Practice §§ 1.9 and 1.10 (3d ed.2002). Thus,
one early Nineteenth Century jurist could observe matter of factly that, prior to the abolition of slavery in Massachusetts,
"the condition of a slave resembled the connection of a wife with her husband,
and of infant children with their father. He is obliged to maintain them, and
they cannot be separated from him." Winchendon v. Hatfield, 4 Mass. 123,
129 (1808). But since at least the middle of the Nineteenth Century, both the
courts and the Legislature have acted to ameliorate the harshness of the
common-law regime. In Bradford v. Worcester, 184 Mass. 557, 562 (1904),
we refused to apply the common-law rule that the wife's legal residence was that
of her husband to defeat her claim to a municipal "settlement of paupers." In
Lewis v. Lewis, 370 Mass. 619, 629 (1976), we abrogated the common-law
doctrine immunizing a husband against certain suits because the common-law rule
was predicated on "antediluvian assumptions concerning the role and status of
women in marriage and in society." Id. at 621. Alarms about the imminent
erosion of the "natural" order of marriage were sounded over the demise of
antimiscegenation laws, the expansion of the rights of married women, and the
introduction of "no-fault" divorce. [FN32] Marriage has survived all of these
transformations, and we have no doubt that marriage will continue to be a
vibrant and revered institution.
We also reject the argument suggested by
the department, and elaborated by some amici, that expanding the institution of
civil marriage in Massachusetts to include same-sex couples
will lead to interstate conflict. We would not presume to dictate how another
State should respond to today's decision. But neither should considerations of
comity prevent us from according Massachusetts residents the full measure of
protection available under the Massachusetts Constitution. The genius of our
Federal system is that each State's Constitution has vitality specific to its
own traditions, and that, subject to the minimum requirements of the Fourteenth
Amendment, each State is free to address difficult issues of individual liberty
in the manner its own Constitution demands.
Several amici suggest that
prohibiting marriage by same-sex couples reflects community consensus that
homosexual conduct is immoral. Yet Massachusetts has a strong affirmative policy
of preventing discrimination on the basis of sexual orientation. See G.L. c.
151B (employment, housing, credit, services); G.L. c. 265, § 39 (hate crimes);
G.L. c. 272, § 98 (public accommodation); G.L. c. 76, § 5 (public education).
See also, e.g., Commonwealth v. Balthazar, 366 Mass. 298 (1974)
(decriminalization of private consensual adult conduct); Doe v. Doe, 16
Mass.App.Ct. 499, 503 (1983) (custody to homosexual parent not per se
prohibited).
The department has had more than ample opportunity to
articulate a constitutionally adequate justification for
limiting civil marriage to opposite-sex unions. It has failed to do so. The
department has offered purported justifications for the civil marriage
restriction that are starkly at odds with the comprehensive network of vigorous,
gender-neutral laws promoting stable families and the best interests of
children. It has failed to identify any relevant characteristic that would
justify shutting the door to civil marriage to a person who wishes to marry
someone of the same sex.
The marriage ban works a deep and scarring
hardship on a very real segment of the community for no rational reason. The
absence of any reasonable relationship between, on the one hand, an absolute
disqualification of same-sex couples who wish to enter into civil marriage and,
on the other, protection of public health, safety, or general welfare, suggests
that the marriage restriction is rooted in persistent prejudices against persons
who are (or who are believed to be) homosexual. [FN33] "The Constitution cannot
control such prejudices but neither can it tolerate them. Private biases may be
outside the reach of the law, but the law cannot, directly or indirectly, give
them effect." Palmore v. Sidoti, 466 U.S. 429, 433 (1984) (construing
Fourteenth Amendment). Limiting the protections, benefits, and obligations of
civil marriage to opposite-sex couples violates the basic premises of individual
liberty and equality under law protected by the Massachusetts
Constitution.
IV
We consider next the plaintiffs' request for relief. We
preserve as much of the statute as may be preserved in the face of the
successful constitutional challenge. See Mayor of Boston v. Treasurer &
Receiver Gen., 384 Mass. 718, 725 (1981); Dalli v. Board of Educ.,
358 Mass. 753, 759 (1971). See also G.L. c. 4, § 6, Eleventh.
Here, no
one argues that striking down the marriage laws is an appropriate form of
relief. Eliminating civil marriage would be wholly inconsistent with the
Legislature's deep commitment to fostering stable families and would dismantle a
vital organizing principle of our society. [FN34] We face a problem similar to
one that recently confronted the Court of Appeal for Ontario, the highest court
of that Canadian province, when it considered the constitutionality of the
same-sex marriage ban under Canada's Federal Constitution, the Charter of Rights
and Freedoms (Charter). See Halpern v. Toronto (City), 172 O.A.C. 276
(2003). Canada, like the United States, adopted the common law of England that
civil marriage is "the voluntary union for life of one man and one woman, to the
exclusion of all others." Id. at, quoting Hyde v. Hyde,
[1861-1873] All E.R. 175 (1866). In holding that the limitation of civil
marriage to opposite- sex couples violated the Charter, the
Court of Appeal refined the common-law meaning of marriage. We concur with this
remedy, which is entirely consonant with established principles of jurisprudence
empowering a court to refine a common-law principle in light of evolving
constitutional standards. See Powers v. Wilkinson, 399 Mass. 650, 661-662
(1987) (reforming the common-law rule of construction of "issue"); Lewis v.
Lewis, 370 Mass. 619, 629 (1976) (abolishing common-law rule of certain
interspousal immunity).
We construe civil marriage to mean the voluntary
union of two persons as spouses, to the exclusion of all others. This
reformulation redresses the plaintiffs' constitutional injury and furthers the
aim of marriage to promote stable, exclusive relationships. It advances the two
legitimate State interests the department has identified: providing a stable
setting for child rearing and conserving State resources. It leaves intact the
Legislature's broad discretion to regulate marriage. See Commonwealth v.
Stowell, 389 Mass. 171, 175 (1983).
In their complaint the plaintiffs
request only a declaration that their exclusion and the exclusion of other
qualified same-sex couples from access to civil marriage violates Massachusetts
law. We declare that barring an individual from the protections, benefits, and
obligations of civil marriage solely because that person
would marry a person of the same sex violates the Massachusetts Constitution. We
vacate the summary judgment for the department. We remand this case to the
Superior Court for entry of judgment consistent with this opinion. Entry of
judgment shall be stayed for 180 days to permit the Legislature to take such
action as it may deem appropriate in light of this opinion. See, e.g.,
Michaud v. Sheriff of Essex County, 390 Mass. 523, 535-536
(1983).
So ordered.
GREANEY, J. (concurring).
I
agree with the result reached by the court, the remedy ordered, and much of the
reasoning in the court's opinion. In my view, however, the case is more directly
resolved using traditional equal protection analysis.
(a) Article 1 of
the Declaration of Rights, as amended by art. 106 of the Amendments to the
Massachusetts Constitution, provides:
"All people are born free and
equal and have certain natural, essential and unalienable rights; among which
may be reckoned the right of enjoying and defending their
lives and liberties; that of acquiring, possessing and protecting property; in
fine, that of seeking and obtaining their safety and happiness. Equality under
the law shall not be denied or abridged because of sex, race, color, creed or
national origin."
This provision, even prior to its amendment,
guaranteed to all people in the Commonwealth--equally--the enjoyment of rights
that are deemed important or fundamental. The withholding of relief from the
plaintiffs, who wish to marry, and are otherwise eligible to marry, on the
ground that the couples are of the same gender, constitutes a categorical
restriction of a fundamental right. The restriction creates a straightforward
case of discrimination that disqualifies an entire group of our citizens and
their families from participation in an institution of paramount legal and
social importance. This is impermissible under art. 1.
Analysis begins
with the indisputable premise that the deprivation suffered by the plaintiffs is
no mere legal inconvenience. The right to marry is not a privilege conferred by
the State, but a fundamental right that is protected against unwarranted State
interference. See Zablocki v. Redhail, 434 U.S. 374, 384 (1978) ("the
right to marry is of fundamental importance for all individuals"); Loving v.
Virginia, 388 U.S. 1, 12 (1967) (freedom to marry is "one
of the vital personal rights essential to the orderly pursuit of happiness by
free men" under due process clause of Fourteenth Amendment); Skinner v.
Oklahoma, 316 U.S. 535, 541 (1942) (marriage is one of "basic civil rights
of man"). See also Turner v. Safley, 482 U.S. 78, 95-96 (1987)
(prisoners' right to marry is constitutionally protected). This right is
essentially vitiated if one is denied the right to marry a person of one's
choice. See Zablocki v. Redhail, supra at 384 (all recent decisions of
United States Supreme Court place "the decision to marry as among the personal
decisions protected by the right of privacy"). [FN1]
Because our marriage
statutes intend, and state, the ordinary understanding that marriage under our
law consists only of a union between a man and a woman, they create a statutory
classification based on the sex of the two people who wish to marry. See
Baehr v. Lewin, 74 Haw. 530, 564 (1993) (plurality opinion) (Hawaii
marriage statutes created sex-based classification); Baker v. State, 170
Vt. 194, 253 (1999) (Johnson, J., concurring in part and dissenting in part)
(same). That the classification is sex based is self- evident. The marriage
statutes prohibit some applicants, such as the plaintiffs, from obtaining a
marriage license, and that prohibition is based solely on the applicants'
gender. As a factual matter, an individual's choice of marital partner is
constrained because of his or her own sex. Stated in particular terms, Hillary Goodridge cannot marry Julie Goodridge
because she (Hillary) is a woman. Likewise, Gary Chalmers cannot marry Richard
Linnell because he (Gary) is a man. Only their gender prevents Hillary and Gary
from marrying their chosen partners under the present law. [FN2]
A
classification may be gender based whether or not the challenged government
action apportions benefits or burdens uniformly along gender lines. This is so
because constitutional protections extend to individuals and not to categories
of people. Thus, when an individual desires to marry, but cannot marry his or
her chosen partner because of the traditional opposite-sex restriction, a
violation of art. 1 has occurred. See Commonwealth v. Chou, 433 Mass.
229, 237-238 (2001) (assuming statute enforceable only across gender lines may
offend Massachusetts equal rights amendment). I find it disingenuous, at best,
to suggest that such an individual's right to marry has not been burdened at
all, because he or she remains free to chose another partner, who is of the
opposite sex.
The equal protection infirmity at work here is strikingly
similar to (although, perhaps, more subtle than) the invidious discrimination
perpetuated by Virginia's antimiscegenation laws and unveiled in the decision of
Loving v. Virginia, supra. In its landmark decision striking down
Virginia's ban on marriages between Caucasians and members of
any other race on both equal protection and substantive due process grounds, the
United States Supreme Court soundly rejected the proposition that the equal
application of the ban (i.e., that it applied equally to whites and blacks) made
unnecessary the strict scrutiny analysis traditionally required of statutes
drawing classifications according to race, see id. at 8-9, and concluded
that "restricting the freedom to marry solely because of racial classifications
violates the central meaning of the Equal Protection Clause." Id. at 12.
That our marriage laws, unlike antimiscegenation laws, were not enacted
purposely to discriminate in no way neutralizes their present discriminatory
character.
With these two propositions established (the infringement on a
fundamental right and a sex-based classification), the enforcement of the
marriage statutes as they are currently understood is forbidden by our
Constitution unless the State can present a compelling purpose further by the
statutes that can be accomplished in no other reasonable manner. [FN3] See
Blixt v. Blixt, 437 Mass. 649, 655-656 (2002), cert. denied, 537 U.S.
1189 (2003); Lowell v. Kowalski, 380 Mass. 663, 667-669 (1980). This the
State has not done. The justifications put forth by the State to sustain the
statute's exclusion of the plaintiffs are insufficient for the reasons explained
by the court to which I add the following observations.
The rights of couples to have children, to adopt, and to be
foster parents, regardless of sexual orientation and marital status, are firmly
established. See E.N.O. v. L.M.M., 429 Mass. 824, 829, cert.
denied, 528 U.S. 1005 (1999); Adoption of Tammy, 416 Mass. 205, 210-211
(1993). As recognized in the court's opinion, and demonstrated by the record in
this case, however, the State's refusal to accord legal recognition to unions of
same-sex couples has had the effect of creating a system in which children of
same-sex couples are unable to partake of legal protections and social benefits
taken for granted by children in families whose parents are of the opposite sex.
The continued maintenance of this caste-like system is irreconcilable with,
indeed, totally repugnant to, the State's strong interest in the welfare of all
children and its primary focus, in the context of family law where children are
concerned, on "the best interests of the child." The issue at stake is not one,
as might ordinarily be the case, that can be unilaterally and totally deferred
to the wisdom of the Legislature. "While the State retains wide latitude to
decide the manner in which it will allocate benefits, it may not use criteria
which discriminatorily burden the exercise of a fundamental right." Moe v.
Secretary of Admin. & Fin., 382 Mass. 629, 652 (1981). Nor can the
State's wish to conserve resources be accomplished by invidious distinctions
between classes of citizens. See Plyler v. Doe, 457 U.S. 202, 216-217,
227 (1982). [FN4]
A comment is in order with respect
to the insistence of some that marriage is, as a matter of definition, the legal
union of a man and a woman. To define the institution of marriage by the
characteristics of those to whom it always has been accessible, in order to
justify the exclusion of those to whom it never has been accessible, is
conclusory and bypasses the core question we are asked to decide. [FN5] This
case calls for a higher level of legal analysis. Precisely, the case requires
that we confront ingrained assumptions with respect to historically accepted
roles of men and women within the institution of marriage and requires that we
reexamine these assumptions in light of the unequivocal language of art. 1, in
order to ensure that the governmental conduct challenged here conforms to the
supreme charter of our Commonwealth. "A written constitution is the fundamental
law for the government of a sovereign State. It is the final statement of the
rights, privileges and obligations of the citizens and the ultimate grant of the
powers and the conclusive definition of the limitations of the departments of
State and of public officers.... To its provisions the conduct of all
governmental affairs must conform. From its terms there is no appeal." Loring
v. Young, 239 Mass. 349, 376-377 (1921). I do not doubt the sincerity of
deeply held moral or religious beliefs that make inconceivable to some the
notion that any change in the common-law definition of what
constitutes a legal civil marriage is now, or ever would be, warranted. But, as
matter of constitutional law, neither the mantra of tradition, nor individual
conviction, can justify the perpetuation of a hierarchy in which couples of the
same sex and their families are deemed less worthy of social and legal
recognition than couples of the opposite sex and their families. See Lawrence
v. Texas, 123 S.Ct. 2472, 2486 (2003) (O'Connor, J., concurring) (moral
disapproval, with no other valid State interest, cannot justify law that
discriminates against groups of persons); Planned Parenthood of Southeastern
Pa. v. Casey, 505 U.S. 833, 850 (1992) ( "Our obligation is to define
the liberty of all, not to mandate our own moral code").
(b) I am hopeful
that our decision will be accepted by those thoughtful citizens who believe that
same-sex unions should not be approved by the State. I am not referring here to
acceptance in the sense of grudging acknowledgment of the court's authority to
adjudicate the matter. My hope is more liberating. The plaintiffs are members of
our community, our neighbors, our coworkers, our friends. As pointed out by the
court, their professions include investment advisor, computer engineer, teacher,
therapist, and lawyer. The plaintiffs volunteer in our schools, worship beside
us in our religious houses, and have children who play with our children, to
mention just a few ordinary daily contacts. We share a common
humanity and participate together in the social contract that is the foundation
of our Commonwealth. Simple principles of decency dictate that we extend to the
plaintiffs, and to their new status, full acceptance, tolerance, and respect. We
should do so because it is the right thing to do. The union of two people
contemplated by G.L. c. 207 "is a coming together for better or for worse,
hopefully enduring, and intimate to the degree of being sacred. It is an
association that promotes a way of life, not causes; a harmony in living, not
political faiths; a bilateral loyalty, not commercial or social projects. Yet it
is an association for as noble a purpose as any involved in our prior
decisions." Griswold v. Connecticut, 381 U.S. 479, 486 (1965). Because of
the terms of art. 1, the plaintiffs will no longer be excluded from that
association. [FN6]
SPINA, J. (dissenting, with whom Sosman and Cordy,
JJ., join).
What is at stake in this case is not the unequal treatment of
individuals or whether individual rights have been impermissibly burdened, but
the power of the Legislature to effectuate social change without interference
from the courts, pursuant to art. 30 of the Massachusetts Declaration of Rights.
[FN1] The power to regulate marriage lies with the Legislature, not with the
judiciary. See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983). Today,
the court has transformed its role as protector of individual
rights into the role of creator of rights, and I respectfully dissent.
1.
Equal protection. Although the court did not address the plaintiffs'
gender discrimination claim, G.L. c. 207 does not unconstitutionally
discriminate on the basis of gender. [FN2] A claim of gender discrimination will
lie where it is shown that differential treatment disadvantages one sex over the
other. See Attorney Gen. v. Massachusetts Interscholastic Athletic
Ass'n, 378 Mass. 342, 349-352 (1979). See also United States v.
Virginia, 518 U.S. 515 (1996). General Laws c. 207 enumerates certain
qualifications for obtaining a marriage license. It creates no distinction
between the sexes, but applies to men and women in precisely the same way. It
does not create any disadvantage identified with gender as both men and women
are similarly limited to marrying a person of the opposite sex. See
Commonwealth v. King, 374 Mass. 5, 15-22 (1977) (law prohibiting
prostitution not discriminatory based on gender because of equal application to
men and women).
Similarly, the marriage statutes do not discriminate on
the basis of sexual orientation. As the court correctly recognizes,
constitutional protections are extended to individuals, not couples. Ante
n. 15. The marriage statutes do not disqualify individuals on the basis of
sexual orientation from entering into marriage. All
individuals, with certain exceptions not relevant here, are free to marry.
Whether an individual chooses not to marry because of sexual orientation or any
other reason should be of no concern to the court.
The court concludes,
however, that G.L. c. 207 unconstitutionally discriminates against the
individual plaintiffs because it denies them the "right to marry the person of
one's choice" where that person is of the same sex. Ante at. To reach
this result the court relies on Loving v. Virginia, 388 U.S. 1, 12
(1967), and transforms "choice" into the essential element of the institution of
marriage. The Loving case did not use the word "choice" in this manner,
and it did not point to the result that the court reaches today. In
Loving, the Supreme Court struck down as unconstitutional a statute that
prohibited Caucasians from marrying non-Caucasians. It concluded that the
statute was intended to preserve white supremacy and invidiously discriminated
against non-Caucasians because of their race. See id. at 11-12. The
"choice" to which the Supreme Court referred was the "choice to marry," and it
concluded that with respect to the institution of marriage, the State had no
compelling interest in limiting the choice to marry along racial lines.
Id. The Supreme Court did not imply the existence of a right to marry a
person of the same sex. To the same effect is Perez v. Sharp, 32 Cal.2d
711 (1948), on which the court also relies.
Unlike the
Loving and Sharp cases, the Massachusetts Legislature has erected
no barrier to marriage that intentionally discriminates against anyone. Within
the institution of marriage, [FN3] anyone is free to marry, with certain
exceptions that are not challenged. In the absence of any discriminatory
purpose, the State's marriage statutes do not violate principles of equal
protection. See Washington v. Davis, 426 U.S. 229, 240 (1976) (
"invidious quality of a law claimed to be ... discriminatory must ultimately be
traced to a ... discriminatory purpose"); Dickerson v. Attorney Gen., 396
Mass. 740, 743 (1986) (for purpose of equal protection analysis, standard of
review under State and Federal Constitutions is identical). See also Attorney
Gen. v. Massachusetts Interscholastic Athletic Ass'n, supra. This
court should not have invoked even the most deferential standard of review
within equal protection analysis because no individual was denied access to the
institution of marriage.
2. Due process. The marriage statutes do
not impermissibly burden a right protected by our constitutional guarantee of
due process implicit in art. 10 of our Declaration of Rights. There is no
restriction on the right of any plaintiff to enter into marriage. Each is free
to marry a willing person of the opposite sex. Cf. Zablocki v. Redhail,
434 U.S. 374 (1978) (fundamental right to marry impermissibly
burdened by statute requiring court approval when subject to child support
order).
Substantive due process protects individual rights against
unwarranted government intrusion. See Aime v. Commonwealth, 414 Mass.
667, 673 (1993). The court states, as we have said on many occasions, that the
Massachusetts Declaration of Rights may protect a right in ways that exceed the
protection afforded by the Federal Constitution. Ante at. See Arizona
v. Evans, 514 U.S. 1, 8 (1995) (State courts afforded broader protection of
rights than granted by United States Constitution). However, today the court
does not fashion a remedy that affords greater protection of a right. Instead,
using the rubric of due process it has redefined marriage.
Although art.
10 may afford greater protection of rights than the due process clause of the
Fourteenth Amendment, our treatment of due process challenges adheres to the
same standards followed in Federal due process analysis. See Commonwealth v.
Ellis, 429 Mass. 362, 371 (1999). When analyzing a claim that the State has
impermissibly burdened an individual's fundamental or other right or liberty
interest, "[w]e begin by sketching the contours of the right asserted. We then
inquire whether the challenged restriction burdens that right." Moe v.
Secretary of Admin. & Fin., 382 Mass. 629, 646
(1981). Where a right deemed "fundamental" is implicated, the challenged
restriction will be upheld only if it is "narrowly tailored to further a
legitimate and compelling governmental interest." Aime v. Commonwealth,
supra at 673. To qualify as "fundamental" the asserted right must be
"objectively, 'deeply rooted in this Nation's history and tradition,' [Moore
v. East Cleveland, 431 U.S. 494, 503 (1977) (plurality opinion) ] ... and
'implicit in the concept of ordered liberty,' such that 'neither liberty nor
justice would exist if they were sacrificed.' " Washington v. Glucksberg,
521 U.S. 702, 720-721 (1997), quoting Palko v. Connecticut, 302 U.S. 319,
325, 326 (1937) (right to assisted suicide does not fall within fundamental
right to refuse medical treatment because novel and unsupported by tradition)
(citations omitted). See Three Juveniles v. Commonwealth, 390 Mass. 357,
367 (1983) (O'Connor, J., dissenting), cert. denied sub nom. Keefe v.
Massachusetts, 465 U.S. 1068 (1984). Rights that are not considered
fundamental merit due process protection if they have been irrationally
burdened. See Massachusetts Fed'n of Teachers v. Board of Educ., 436
Mass. 763, 777-779 & n. 14 (2002).
Although this court did not state
that same-sex marriage is a fundamental right worthy of strict scrutiny
protection, it nonetheless deemed it a constitutionally protected right by
applying rational basis review. Before applying any level of
constitutional analysis there must be a recognized right at stake. Same-sex
marriage, or the "right to marry the person of one's choice" as the court today
defines that right, does not fall within the fundamental right to marry.
Same-sex marriage is not "deeply rooted in this Nation's history," and the court
does not suggest that it is. Except for the occasional isolated decision in
recent years, see, e.g., Baker v. State, 170 Vt. 194 (1999), same-sex
marriage is not a right, fundamental or otherwise, recognized in this country.
Just one example of the Legislature's refusal to recognize same-sex marriage can
be found in a section of the legislation amending G.L. c. 151B to prohibit
discrimination in the workplace on the basis of sexual orientation, which
states: "Nothing in this act shall be construed so as to legitimize or validate
a 'homosexual marriage'...." St.1989, c. 516, § 19. In this Commonwealth and in
this country, the roots of the institution of marriage are deeply set in history
as a civil union between a single man and a single woman. There is no basis for
the court to recognize same-sex marriage as a constitutionally protected
right.
3. Remedy. The remedy that the court has fashioned both in
the name of equal protection and due process exceeds the bounds of judicial
restraint mandated by art. 30. The remedy that construes gender specific
language as gender neutral amounts to a statutory revision that replaces the
intent of the Legislature with that of the court. Article 30
permits the court to apply principles of equal protection and to modify
statutory language only if legislative intent is preserved. See, e.g.,
Commonwealth v. Chou, 433 Mass. 229, 238-239 (2001) (judicial rewriting
of gender language permissible only when Legislature intended to include both
men and women). See also Lowell v. Kowalski, 380 Mass. 663, 670 (1980).
Here, the alteration of the gender- specific language alters precisely what the
Legislature unambiguously intended to preserve, the marital rights of single men
and women. Such a dramatic change in social institutions must remain at the
behest of the people through the democratic process.
Where the
application of equal protection principles do not permit rewriting a statute in
a manner that preserves the intent of the Legislature, we do not rewrite the
statute. In Dalli v. Board of Educ., 358 Mass. 753 (1971), the court
refused to rewrite a statute in a manner that would include unintended
individuals. "To attempt to interpret this [statute] as including those in the
category of the plaintiff would be to engage in a judicial enlargement of the
clear statutory language beyond the limit of our judicial function. We have
traditionally and consistently declined to trespass on legislative territory in
deference to the time tested wisdom of the separation of powers as expressed in
art. [30] of the Declaration of Rights of the Constitution of Massachusetts even when it appeared that a highly desirable and just result
might thus be achieved." Id. at 759. Recently, in Connors v.
Boston, 430 Mass. 31 (1999), we refused to expand health insurance coverage
to include domestic partners because such an expansion was within the province
of the Legislature, where policy affecting family relationships is most
appropriate and frequently considered. Id. at 42-43. Principles of equal
protection do not permit the marriage statutes to be changed in the manner that
we have seen today.
This court has previously exercised the judicial
restraint mandated by art. 30 and declined to extend due process protection to
rights not traditionally coveted, despite recognition of their social
importance. See Tobin's Case, 424 Mass. 250, 252-253 (1997) (receiving
workers' compensation benefits not fundamental right); Doe v. Superintendent
of Schs. of Worcester, 421 Mass. 117, 129 (1995) (declaring education not
fundamental right); Williams v. Secretary of the Executive Office of Human
Servs., 414 Mass. 551, 565 (1993) (no fundamental right to receive mental
health services); Matter of Tocci, 413 Mass. 542, 548 n. 4 (1992) (no
fundamental right to practice law); Commonwealth v. Henry's Drywall Co.,
366 Mass. 539, 542 (1974) (no fundamental right to pursue one's business).
Courts have authority to recognize rights that are supported by the Constitution
and history, but the power to create novel rights is reserved for the people
through the democratic and legislative
processes.
Likewise, the Supreme Court exercises restraint in the
application of substantive due process " 'because guideposts for responsible
decisionmaking in this unchartered area are scarce and open-ended.' [Collins
v. Harker Heights, 503 U.S. 115, 125 (1992).] By extending constitutional
protection to an asserted right or liberty interest, we, to a great extent,
place the matter outside the arena of public debate and legislative action. We
must therefore 'exercise the utmost care whenever we are asked to break new
ground in this field,' [id.], lest the liberty protected by the Due
Process Clause be subtly transformed into the policy preferences of the Members
of this Court, Moore [v. East Cleveland, 431 U.S. 494, 502 (1977)
] (plurality opinion)." Washington v. Glucksberg, supra at
720.
The court has extruded a new right from principles of substantive
due process, and in doing so it has distorted the meaning and purpose of due
process. The purpose of substantive due process is to protect existing rights,
not to create new rights. Its aim is to thwart government intrusion, not invite
it. The court asserts that the Massachusetts Declaration of Rights serves to
guard against government intrusion into each individual's sphere of privacy.
Ante at. Similarly, the Supreme Court has called for increased due
process protection when individual privacy and intimacy are
threatened by unnecessary government imposition. See, e.g., Lawrence v.
Texas, 123 S.Ct. 2472 (2003) (private nature of sexual behavior implicates
increased due process protection); Eisenstadt v. Baird, 405 U.S. 438
(1972) (privacy protection extended to procreation decisions within nonmarital
context); Griswold v. Connecticut, 381 U.S. 479 (1965) (due process
invoked because of intimate nature of procreation decisions). These cases, along
with the Moe case, focus on the threat to privacy when government seeks
to regulate the most intimate activity behind bedroom doors. The statute in
question does not seek to regulate intimate activity within an intimate
relationship, but merely gives formal recognition to a particular marriage. The
State has respected the private lives of the plaintiffs, and has done nothing to
intrude in the relationships that each of the plaintiff couples enjoy. Cf.
Lawrence v. Texas, supra at 2484 (case "does not involve whether the
government must give formal recognition to any relationship that homosexual
persons seek to enter"). Ironically, by extending the marriage laws to same-sex
couples the court has turned substantive due process on its head and used it to
interject government into the plaintiffs' lives.
SOSMAN, J. (dissenting,
with whom Spina and Cordy, JJ., join).
In applying the
rational basis test to any challenged statutory scheme, the issue is not whether
the Legislature's rationale behind that scheme is persuasive to us, but only
whether it satisfies a minimal threshold of rationality. Today, rather than
apply that test, the court announces that, because it is persuaded that there
are no differences between same-sex and opposite-sex couples, the Legislature
has no rational basis for treating them differently with respect to the granting
of marriage licenses. [FN1] Reduced to its essence, the court's opinion
concludes that, because same-sex couples are now raising children, and
withholding the benefits of civil marriage from their union makes it harder for
them to raise those children, the State must therefore provide the benefits of
civil marriage to same-sex couples just as it does to opposite-sex couples. Of
course, many people are raising children outside the confines of traditional
marriage, and, by definition, those children are being deprived of the various
benefits that would flow if they were being raised in a household with married
parents. That does not mean that the Legislature must accord the full benefits
of marital status on every household raising children. Rather, the Legislature
need only have some rational basis for concluding that, at present, those
alternate family structures have not yet been conclusively shown to be the
equivalent of the marital family structure that has established itself as a
successful one over a period of centuries. People are of course at liberty to
raise their children in various family structures, as long as
they are not literally harming their children by doing so. See Blixt v.
Blixt, 437 Mass. 649, 668-670 (2002) (Sosman, J., dissenting), cert. denied,
537 U.S. 1189 (2003). That does not mean that the State is required to provide
identical forms of encouragement, endorsement, and support to all of the
infinite variety of household structures that a free society
permits.
Based on our own philosophy of child rearing, and on our
observations of the children being raised by same-sex couples to whom we are
personally close, we may be of the view that what matters to children is not the
gender, or sexual orientation, or even the number of the adults who raise them,
but rather whether those adults provide the children with a nurturing, stable,
safe, consistent, and supportive environment in which to mature. Same-sex
couples can provide their children with the requisite nurturing, stable, safe,
consistent, and supportive environment in which to mature, just as opposite-sex
couples do. It is therefore understandable that the court might view the
traditional definition of marriage as an unnecessary anachronism, rooted in
historical prejudices that modern society has in large measure rejected and
biological limitations that modern science has overcome.
It is not,
however, our assessment that matters. Conspicuously absent from the court's opinion today is any acknowledgment that the attempts at
scientific study of the ramifications of raising children in same-sex couple
households are themselves in their infancy and have so far produced inconclusive
and conflicting results. Notwithstanding our belief that gender and sexual
orientation of parents should not matter to the success of the child rearing
venture, studies to date reveal that there are still some observable differences
between children raised by opposite-sex couples and children raised by same-sex
couples. See post at--(Cordy, J., dissenting). Interpretation of the data
gathered by those studies then becomes clouded by the personal and political
beliefs of the investigators, both as to whether the differences identified are
positive or negative, and as to the untested explanations of what might account
for those differences. (This is hardly the first time in history that the
ostensible steel of the scientific method has melted and buckled under the
intense heat of political and religious passions.) Even in the absence of bias
or political agenda behind the various studies of children raised by same-sex
couples, the most neutral and strict application of scientific principles to
this field would be constrained by the limited period of observation that has
been available. Gay and lesbian couples living together openly, and official
recognition of them as their children's sole parents, comprise a very recent
phenomenon, and the recency of that phenomenon has not yet permitted any study
of how those children fare as adults and at best minimal
study of how they fare during their adolescent years. The Legislature can
rationally view the state of the scientific evidence as unsettled on the
critical question it now faces: Are families headed by same- sex parents equally
successful in rearing children from infancy to adulthood as families headed by
parents of opposite sexes? Our belief that children raised by same-sex couples
should fare the same as children raised in traditional families is just
that: a passionately held but utterly untested belief. The Legislature is not
required to share that belief but may, as the creator of the institution of
civil marriage, wish to see the proof before making a fundamental alteration to
that institution.
Although ostensibly applying the rational basis test to
the civil marriage statutes, it is abundantly apparent that the court is in fact
applying some undefined stricter standard to assess the constitutionality of the
marriage statutes' exclusion of same-sex couples. While avoiding any express
conclusion as to any of the proffered routes by which that exclusion would be
subjected to a test of strict scrutiny--infringement of a fundamental right,
discrimination based on gender, or discrimination against gays and lesbians as a
suspect classification--the opinion repeatedly alludes to those concepts in a
prolonged and eloquent prelude before articulating its view that the exclusion
lacks even a rational basis. See, e.g., ante at (noting that State
Constitution is "more protective of individual liberty and
equality," demands "broader protection for fundamental rights," and is "less
tolerant of government intrusion into the protected spheres of private life"
than Federal Constitution); ante at (describing decision to marry and
choice of marital partner as "among life's momentous acts of self-definition");
ante at-- (repeated references to "right to marry" as "fundamental");
ante at-- (repeated comparisons to statutes prohibiting interracial
marriage, which were predicated on suspect classification of race); ante
at--(characterizing ban on same-sex marriage as "invidious" discrimination that
"deprives individuals of access to an institution of fundamental legal,
personal, and social significance" and again noting that Massachusetts
Constitution "protects matters of personal liberty against government incursion"
more zealously than Federal Constitution); ante at (characterizing "whom
to marry, how to express sexual intimacy, and whether and how to establish a
family" as "among the most basic of every individual's liberty and due process
rights"); ante at ("liberty interest in choosing whether and whom to
marry would be hollow" if Commonwealth could "foreclose an individual from
freely choosing the person" to marry); ante at (opining that in
"overlapping realms of personal autonomy, marriage, family life and
child-rearing," characterized as "fundamentally private areas of life," court
uses "integrated" analysis instead of "narrow focus"). See also ante at
n. 29 (suggesting that prohibition on same-sex marriage
"impose[s] limits on personal beliefs"); ante at n. 31] (suggesting that
"total deference" to Legislature in this case would be equivalent to
"strip[ping]" judiciary "of its constitutional authority to decide challenges"
in such areas as forced sterilization, antimiscegenation statutes, and abortion,
even though all cited examples pertain to fundamental rights analyzed under
strict scrutiny, not under rational basis test); ante at (civil marriage
as "a right of fundamental importance"); ante at (noting State policy of
"preventing discrimination on the basis of sexual orientation"); ante at,
(prohibition against same-sex marriage inconsistent with "gender neutral laws
promoting stable families," and "rooted in persistent prejudices against"
homosexuals); ante at (prohibition against same-sex marriage "violated
the basic premises of individual liberty"). In short, while claiming to apply a
mere rational basis test, the court's opinion works up an enormous head of steam
by repeated invocations of avenues by which to subject the statute to strict
scrutiny, apparently hoping that that head of steam will generate momentum
sufficient to propel the opinion across the yawning chasm of the very
deferential rational basis test.
Shorn of these emotion-laden
invocations, the opinion ultimately opines that the Legislature is acting
irrationally when it grants benefits to a proven successful family structure
while denying the same benefits to a recent, perhaps
promising, but essentially untested alternate family structure. Placed in a more
neutral context, the court would never find any irrationality in such an
approach. For example, if the issue were government subsidies and tax benefits
promoting use of an established technology for energy efficient heating, the
court would find no equal protection or due process violation in the
Legislature's decision not to grant the same benefits to an inventor or
manufacturer of some new, alternative technology who did not yet have sufficient
data to prove that that new technology was just as good as the established
technology. That the early results from preliminary testing of the new
technology might look very promising, or that the theoretical underpinnings of
the new technology might appear flawless, would not make it irrational for the
Legislature to grant subsidies and tax breaks to the established technology and
deny them to the still unproved newcomer in the field. While programs that
affect families and children register higher on our emotional scale than
programs affecting energy efficiency, our standards for what is or is not
"rational" should not be bent by those emotional tugs. Where, as here, there is
no ground for applying strict scrutiny, the emotionally compelling nature of the
subject matter should not affect the manner in which we apply the rational basis
test.
Or, to the extent that the court is going to invoke such
emotion-laden and value-laden rhetoric as a means of
heightening the degree of scrutiny to be applied, the same form of rhetoric can
be employed to justify the Legislature's proceeding with extreme caution in this
area. In considering whether the Legislature has a rational reason for
postponing a dramatic change to the definition of marriage, it is surely
pertinent to the inquiry to recognize that this proffered change affects not
just a load-bearing wall of our social structure but the very cornerstone of
that structure. See post at--(Cordy, J., dissenting). Before making a
fundamental alteration to that cornerstone, it is eminently rational for the
Legislature to require a high degree of certainty as to the precise consequences
of that alteration, to make sure that it can be done safely, without either
temporary or lasting damage to the structural integrity of the entire edifice.
The court today blithely assumes that there are no such dangers and that it is
safe to proceed (see ante at--, an assumption that is not supported by
anything more than the court's blind faith that it is so.
More
importantly, it is not our confidence in the lack of adverse consequences that
is at issue, or even whether that confidence is justifiable. The issue is
whether it is rational to reserve judgment on whether this change can be made at
this time without damaging the institution of marriage or adversely affecting
the critical role it has played in our society. Absent consensus on the issue (which obviously does not exist), or unanimity amongst
scientists studying the issue (which also does not exist), or a more prolonged
period of observation of this new family structure (which has not yet been
possible), it is rational for the Legislature to postpone any redefinition of
marriage that would include same-sex couples until such time as it is certain
that that redefinition will not have unintended and undesirable social
consequences. Through the political process, the people may decide when the
benefits of extending civil marriage to same-sex couples have been shown to
outweigh whatever risks--be they palpable or ephemeral--are involved. However
minimal the risks of that redefinition of marriage may seem to us from our
vantage point, it is not up to us to decide what risks society must run, and it
is inappropriate for us to abrogate that power to ourselves merely because we
are confident that "it is the right thing to do." Ante at (Greaney, J.,
concurring).
As a matter of social history, today's opinion may represent
a great turning point that many will hail as a tremendous step toward a more
just society. As a matter of constitutional jurisprudence, however, the case
stands as an aberration. To reach the result it does, the court has tortured the
rational basis test beyond recognition. I fully appreciate the strength of the
temptation to find this particular law unconstitutional--there is much to be said for the argument that excluding gay and lesbian couples
from the benefits of civil marriage is cruelly unfair and hopelessly outdated;
the inability to marry has a profound impact on the personal lives of committed
gay and lesbian couples (and their children) to whom we are personally close
(our friends, neighbors, family members, classmates, and co-workers); and our
resolution of this issue takes place under the intense glare of national and
international publicity. Speaking metaphorically, these factors have combined to
turn the case before us into a "perfect storm" of a constitutional question. In
my view, however, such factors make it all the more imperative that we adhere
precisely and scrupulously to the established guideposts of our constitutional
jurisprudence, a jurisprudence that makes the rational basis test an extremely
deferential one that focuses on the rationality, not the persuasiveness, of the
potential justifications for the classifications in the legislative scheme. I
trust that, once this particular "storm" clears, we will return to the rational
basis test as it has always been understood and applied. Applying that
deferential test in the manner it is customarily applied, the exclusion of gay
and lesbian couples from the institution of civil marriage passes constitutional
muster. I respectfully dissent.
CORDY, J. (dissenting, with whom Spina
and Sosman, JJ., join).
The court's opinion concludes
that the Department of Public Health has failed to identify any
"constitutionally adequate reason" for limiting civil marriage to opposite-sex
unions, and that there is no "reasonable relationship" between a
disqualification of same-sex couples who wish to enter into a civil marriage and
the protection of public health, safety, or general welfare. Consequently, it
holds that the marriage statute cannot withstand scrutiny under the
Massachusetts Constitution. Because I find these conclusions to be unsupportable
in light of the nature of the rights and regulations at issue, the presumption
of constitutional validity and significant deference afforded to legislative
enactments, and the "undesirability of the judiciary substituting its notions of
correct policy for that of a popularly elected Legislature" responsible for
making such policy, Zayre Corp. v. Attorney Gen., 372 Mass. 423,
433 (1977), I respectfully dissent. Although it may be desirable for many
reasons to extend to same-sex couples the benefits and burdens of civil marriage
(and the plaintiffs have made a powerfully reasoned case for that extension),
that decision must be made by the Legislature, not the court.
If a
statute either impairs the exercise of a fundamental right protected by the due
process or liberty provisions of our State Constitution, or discriminates based
on a constitutionally suspect classification such as sex, it
will be subject to strict scrutiny when its validity is challenged. See Blixt
v. Blixt, 437 Mass. 649, 655-656, 660-661 (2002), cert. denied, 537 U.S.
1189 (2003) (fundamental right); Lowell v. Kowalski, 380 Mass. 663, 666
(1980) (sex-based classification). If it does neither, a statute "will be upheld
if it is 'rationally related to a legitimate State purpose.' " Hallett v.
Wrentham, 398 Mass. 550, 557 (1986), quoting Paro v. Longwood Hosp.,
373 Mass. 645, 649 (1977). This test, referred to in State and Federal
constitutional jurisprudence as the "rational basis test," [FN1] is virtually
identical in substance and effect to the test applied to a law promulgated under
the State's broad police powers (pursuant to which the marriage statutes and
most other licensing and regulatory laws are enacted): that is, the law is valid
if it is reasonably related to the protection of public health, safety, or
general welfare. See, e.g., Leigh v. Board of Registration in Nursing,
395 Mass. 670, 682-683 (1985) (applying rational basis review to question of
State exercise of police power).
The Massachusetts marriage statute does
not impair the exercise of a recognized fundamental right, or discriminate on
the basis of sex in violation of the equal rights amendment to the Massachusetts
Constitution. Consequently, it is subject to review only to determine whether it
satisfies the rational basis test. Because a conceivable rational basis exists
upon which the Legislature could conclude that the marriage
statute furthers the legitimate State purpose of ensuring, promoting, and
supporting an optimal social structure for the bearing and raising of children,
it is a valid exercise of the State's police power.
A. Limiting
marriage to the union of one man and one woman does not impair the exercise of a
fundamental right. Civil marriage is an institution created by the State. In
Massachusetts, the marriage statutes are derived from English common law, see
Commonwealth v. Knowlton, 2 Mass. 530, 534 (1807), and were first enacted
in colonial times. Commonwealth v. Munson, 127 Mass. 459, 460 (1879).
They were enacted to secure public interests and not for religious purposes or
to promote personal interests or aspirations. (See discussion infra
at--). As the court notes in its opinion, the institution of marriage is "the
legal union of a man and woman as husband and wife," ante at, and it has
always been so under Massachusetts law, colonial or otherwise.
The
plaintiffs contend that because the right to choose to marry is a "fundamental"
right, the right to marry the person of one's choice, including a member of the
same sex, must also be a "fundamental" right. While the court stops short of
deciding that the right to marry someone of the same sex is "fundamental" such
that strict scrutiny must be applied to any statute that impairs it, it nevertheless agrees with the plaintiffs that the
right to choose to marry is of fundamental importance ("among the most basic" of
every person's "liberty and due process rights") and would be "hollow" if an
individual was foreclosed from "freely choosing the person with whom to share
... the ... institution of civil marriage." Ante at. Hence, it concludes
that a marriage license cannot be denied to an individual who wishes to marry
someone of the same sex. In reaching this result the court has transmuted the
"right" to marry into a right to change the institution of marriage itself. This
feat of reasoning succeeds only if one accepts the proposition that the
definition of the institution of marriage as a union between a man and a woman
is merely "conclusory" (as suggested, ante at [Greaney, J., concurring]
), rather than the basis on which the "right" to partake in it has been deemed
to be of fundamental importance. In other words, only by assuming that
"marriage" includes the union of two persons of the same sex does the court
conclude that restricting marriage to opposite-sex couples infringes on the
"right" of same-sex couples of "marry." [FN2]
The plaintiffs ground their
contention that they have a fundamental right to marry a person of the same sex
in a long line of Supreme Court decisions, e.g., Turner v. Safley, 482
U.S. 78 (1987); Zablocki v. Redhail, 434 U.S. 374 (1978); Loving v.
Virginia, 388 U.S. 1 (1967); Griswold v. Connecticut, 381 U.S. 479 (1965); Skinner v.
Oklahoma, 316 U.S. 535 (1942); that discuss the importance of marriage. In
context, all of these decisions and their discussions are about the
"fundamental" nature of the institution of marriage as it has existed and been
understood in this country, not as the court has redefined it today. Even in
that context, its "fundamental" nature is derivative of the nature of the
interests that underlie or are associated with it. [FN3] An examination of those
interests reveals that they are either not shared by same-sex couples or not
implicated by the marriage statutes.
Supreme Court cases that have
described marriage or the right to marry as "fundamental" have focused primarily
on the underlying interest of every individual in procreation, which,
historically, could only legally occur within the construct of marriage because
sexual intercourse outside of marriage was a criminal act. [FN4] In Skinner
v. Oklahoma, supra, the first case to characterize marriage as a
"fundamental" right, the Supreme Court stated, as its rationale for striking
down a sterilization statute, that "[m]arriage and procreation are fundamental
to the very existence of the race." Id. at 541. In concluding that a
sterilized individual "is forever deprived of a basic liberty," id., the
Court was obviously referring to procreation rather than marriage, as this court
recognized in Matter of Moe, 385 Mass. 555, 560
(1982). Similarly, in Loving v. Virginia, supra, in which the United
States Supreme Court struck down Virginia's antimiscegenation statute, the Court
implicitly linked marriage with procreation in describing marriage as
"fundamental to our very existence." Id. at 12. In Zablocki v.
Redhail, supra, the Court expressly linked the right to marry with the right
to procreate, concluding that "if [the plaintiff's] right to procreate means
anything at all, it must imply some right to enter the only relationship in
which the State ... allows sexual relations legally to take place." Id.
at 386. Once again, in Turner v. Safley, supra, striking a State
regulation that curtailed the right of an inmate to marry, the Court included
among the important attributes of such marriages the "expectation that [the
marriage] ultimately will be fully consummated." Id. at 96. See
Milford v. Worcester, 7 Mass. 48, 52 (1810) (purpose of marriage is "to
regulate, chasten, and refine, the intercourse between the sexes; and to
multiply [and] preserve ... the species"). Because same-sex couples are unable
to procreate on their own, any right to marriage they may possess cannot be
based on their interest in procreation, which has been essential to the Supreme
Court's denomination of the right to marry as fundamental.
Supreme Court
cases recognizing a right to privacy in intimate decision-making, e.g.,
Griswold v. Connecticut, supra (striking down statute prohibiting use of contraceptives); Roe v. Wade, 410 U.S. 113 (1973)
(striking down statute criminalizing abortion), have also focused primarily on
sexual relations and the decision whether or not to procreate, and have refused
to recognize an "unlimited right" to privacy. Id. at 154. Massachusetts
courts have been no more willing than the Federal courts to adopt a "universal[
]" "privacy doctrine," Marcoux v. Attorney Gen., 375 Mass. 63, 67 (1978),
or to derive "controversial 'new' rights from the Constitution." Aime v.
Commonwealth, 414 Mass. 667, 674 n. 10 (1993).
What the
Griswold Court found "repulsive to the notions of privacy surrounding the
marriage relationship" was the prospect of "allow[ing] the police to search the
sacred precincts of marital bedrooms for telltale signs of the use of
contraceptives." Griswold v. Connecticut, supra at 485-486. See Moe v.
Secretary of Admin. & Fin., 382 Mass. 629, 658 (1981), quoting L. Tribe,
American Constitutional Law 924 (1978) (finding it "difficult to imagine a
clearer case of bodily intrusion" than being forced to bear a child). When
Justice Goldberg spoke of "marital relations" in the context of finding it
"difficult to imagine what is more private or more intimate than a husband and
wife's marital relations[hip]," Griswold v. Connecticut, supra at 495
(Goldberg, J., concurring), he was obviously referring to sexual relations.
[FN5] Similarly, in Lawrence v. Texas, 123 S.Ct. 2472 (2003), it was the criminalization of private sexual behavior that the
Court found violative of the petitioners' liberty interest.
In
Massachusetts jurisprudence, protected decisions generally have been limited to
those concerning "whether or not to beget or bear a child," Matter of
Moe, 385 Mass. 555, 564 (1982) (see Opinion of the Justices, 423
Mass. 1201, 1234-1235 [1996] ["focus of (the Griswold and Roe
cases) and the cases following them has been the intrusion ... into the
especially intimate aspects of a person's life implicated in procreation and
childbearing"] ); how to raise a child, see Care & Protection of
Robert, 408 Mass. 52, 58, 60 (1990); or whether or not to accept medical
treatment, see Brophy v. New England Sinai Hosp., Inc., 398 Mass. 417,
430 (1986); Superintendent of Belchertown State Sch. v. Saikewicz,
373 Mass. 728, 742 (1977), none of which is at issue here. See also
Commonwealth v. Balthazar, 366 Mass. 298, 301 (1974) (statute punishing
unnatural and lascivious acts does not apply to sexual conduct engaged in by
adults in private, in light of "articulation of the constitutional right of an
individual to be free from government regulation of certain sex related
activities").
The marriage statute, which regulates only the act of
obtaining a marriage license, does not implicate privacy in the sense that it
has found constitutional protection under Massachusetts and
Federal law. Cf. Commonwealth v. King, 374 Mass. 5, 14 (1977)
(solicitation of prostitution "while in a place to which the public had access"
implicated no "constitutionally protected rights of privacy"); Marcoux v.
Attorney Gen., supra at 68 (right to privacy, at most, protects conduct
"limited more or less to the hearth"). It does not intrude on any right that the
plaintiffs have to privacy in their choices regarding procreation, an intimate
partner or sexual relations. [FN6] The plaintiffs' right to privacy in such
matters does not require that the State officially endorse their choices in
order for the right to be constitutionally vindicated.
Although some of
the privacy cases also speak in terms of personal autonomy, no court has ever
recognized such an open-ended right. "That many of the rights and liberties
protected by the Due Process Clause sound in personal autonomy does not warrant
the sweeping conclusion that any and all important, intimate, and personal
decisions are so protected...." Washington v. Glucksberg, 521 U.S. 702,
727 (1997). Such decisions are protected not because they are important,
intimate, and personal, but because the right or liberty at stake is "so deeply
rooted in our history and traditions, or so fundamental to our concept of
constitutionally ordered liberty" that it is protected by due process.
Id. Accordingly, the Supreme Court has concluded that while the decision to refuse unwanted medical treatment is fundamental,
Cruzan v. Director, Mo. Dep't of Health, 497 U.S. 261, 278 (1990),
because it is deeply rooted in our nation's history and tradition, the equally
personal and profound decision to commit suicide is not because of the absence
of such roots. Washington v. Glucksberg, supra.
While the
institution of marriage is deeply rooted in the history and traditions of our
country and our State, the right to marry someone of the same sex is not. No
matter how personal or intimate a decision to marry someone of the same sex
might be, the right to make it is not guaranteed by the right of personal
autonomy.
The protected right to freedom of association, in the sense of
freedom of choice "to enter into and maintain certain intimate human
relationships," Roberts v. United States Jaycees, 468 U.S. 609, 617
(1984) (as an element of liberty or due process rather than free speech), is
similarly limited and unimpaired by the marriage statute. As recognized by the
Supreme Court, that right affords protection only to "certain kinds of highly
personal relationships," id. at 618, such as those between husband and
wife, parent and child, and among close relatives, id. at 619, that "have
played a critical role in the culture and traditions of the Nation," id.
at 618-619, and are "deeply rooted in this Nation's history
and tradition." Moore v. East Cleveland, 431 U.S. 494, 498-499, 503
(1977) (distinguishing on this basis between family and nonfamily
relationships). Unlike opposite-sex marriages, which have deep historic roots,
or the parent-child relationship, which reflects a "strong tradition" founded on
"the history and culture of Western civilization" and "is now established beyond
debate as an enduring American tradition," Wisconsin v. Yoder, 406 U.S.
205, 232 (1972); or extended family relationships, which have been "honored
throughout our history," Moore v. East Cleveland, supra at 505, same-sex
relationships, although becoming more accepted, are certainly not so "deeply
rooted in this Nation's history and tradition" as to warrant such enhanced
constitutional protection.
Although "expressions of emotional support and
public commitment" have been recognized as among the attributes of marriage,
which, "[t]aken together ... form a constitutionally protected marital
relationship" (emphasis added), Turner v. Safley, 482 U.S. 78, 95, 96
(1987), those interests, standing alone, are not the source of a fundamental
right to marry. While damage to one's "status in the community" may be
sufficient harm to confer standing to sue, Lowell v. Kowalski, 380 Mass.
663, 667 (1980), such status has never been recognized as a fundamental right.
See Paul v. Davis, 424 U.S. 693, 701 (1976) (mere damage to reputation
does not constitute deprivation of "liberty").
Finally, the constitutionally protected
interest in child rearing, recognized in Meyer v. Nebraska, 262 U.S. 390,
399 (1923); Pierce v. Society of Sisters, 268 U.S. 510, 534-535 (1925);
and Care & Protection of Robert, supra at 58, 60, is not implicated
or infringed by the marriage statute here. The fact that the plaintiffs cannot
marry has no bearing on their independently protected constitutional rights as
parents which, as with opposite-sex parents, are limited only by their continued
fitness and the best interests of their children. Bezio v. Patenaude, 381
Mass. 563, 579 (1980) (courts may not use parent's sexual orientation as reason
to deny child custody).
Because the rights and interests discussed above
do not afford the plaintiffs any fundamental right that would be impaired by a
statute limiting marriage to members of the opposite sex, they have no
fundamental right to be declared "married" by the State.
Insofar as the
right to marry someone of the same sex is neither found in the unique historical
context of our Constitution [FN7] nor compelled by the meaning ascribed by this
court to the liberty and due process protections contained within it, should the
court nevertheless recognize it as a fundamental right? The
consequences of deeming a right to be "fundamental" are profound, and this
court, as well as the Supreme Court, has been very cautious in recognizing them.
[FN8] Such caution is required by separation of powers principles. If a right is
found to be "fundamental," it is, to a great extent, removed from "the arena of
public debate and legislative action"; utmost care must be taken when breaking
new ground in this field "lest the liberty protected by the Due Process Clause
be subtly transformed into the policy preferences of [judges]." Washington v.
Glucksberg, 521 U.S. 702, 720 (1997).
"[T]o rein in" the otherwise
potentially unlimited scope of substantive due process rights, id. at
722, both Federal and Massachusetts courts have recognized as "fundamental" only
those "rights and liberties which are, objectively, 'deeply rooted in this
Nation's history and tradition,' [Moore v. East Cleveland, supra at 503]
... and 'implicit in the concept of ordered liberty.' " Id. at 720-721,
quoting Palko v. Connecticut, 302 U.S. 319, 325 (1937). See Dutil,
petitioner, 437 Mass. 9, 13 (2002) (same). In the area of family-related
rights in particular, the Supreme Court has emphasized that the "Constitution
protects the sanctity of the family precisely because the institution of the
family is deeply rooted." Moore v. East Cleveland, supra. [FN9]
Applying this limiting principle, the Supreme Court, as
noted above, declined to recognize a fundamental right to physician-assisted
suicide, which would have required "revers[ing] centuries of legal doctrine and
practice, and strik [ing] down the considered policy choice of almost every
State." Washington v. Glucksberg, supra at 723. While recognizing that
public attitudes toward assisted suicide are currently the subject of "earnest
and profound debate," the Court nevertheless left the continuation and
resolution of that debate to the political arena, "as it should be in a
democratic society." Id. at 719, 735.
Similarly, Massachusetts
courts have declined to recognize rights that are not so deeply rooted. [FN10]
As this court noted in considering whether to recognize a right of terminally
ill patients to refuse life-prolonging treatment, "the law always lags behind
the most advanced thinking in every area," and must await "some common ground,
some consensus." Superintendent of Belchertown State Sch. v.
Saikewicz, 373 Mass. 728, 737 (1977), quoting Burger, The Law and Medical
Advances, 67 Annals Internal Med. Supp. 7, 15, 17 (1967). See Blixt v.
Blixt, 437 Mass. 649, 662-663 n. 22 (2002) ("social consensus about family
relationships is relevant to the constitutional limits on State
intervention").
This is not to say that a statute that
has no rational basis must nevertheless be upheld as long as it is of ancient
origin. However, "[t]he long history of a certain practice ... and its
acceptance as an uncontroversial part of our national and State tradition do
suggest that [the court] should reflect carefully before striking it down."
Colo v. Treasurer & Receiver Gen., 378 Mass. 550, 557 (1979). As this
court has recognized, the "fact that a challenged practice 'is followed by a
large number of states ... is plainly worth considering in determining whether
the practice "offends some principle of justice so rooted in the traditions and
conscience of our people as to be ranked as fundamental." ' " Commonwealth v.
Kostka, 370 Mass. 516, 533 (1976), quoting Leland v. Oregon, 343 U.S.
790, 798 (1952).
Although public attitudes toward marriage in general and
same-sex marriage in particular have changed and are still evolving, "the
asserted contemporary concept of marriage and societal interests for which
[plaintiffs] contend" are "manifestly [less] deeply founded" than the "historic
institution" of marriage. Matter of the Estate of Cooper, 187 A.D.2d 128,
133-134 (N.Y.1993). Indeed, it is not readily apparent to what extent
contemporary values have embraced the concept of same-sex marriage. Perhaps the
"clearest and most reliable objective evidence of contemporary values is the
legislation enacted by the country's legislatures," Atkins
v. Virginia, 536 U.S. 304, 312 (2002), quoting Penry v. Lynaugh, 492
U.S. 302, 331 (1989). No State Legislature has enacted laws permitting same-sex
marriages; and a large majority of States, as well as the United States
Congress, have affirmatively prohibited the recognition of such marriages for
any purpose. See P. Greenberg, State Laws Affecting Lesbians and Gays, National
Conference of State Legislatures Legisbriefs at 1 (April/May 2001) (reporting
that, as of May, 2001, thirty-six States had enacted "defense of marriage"
statutes); 1 U.S.C. § 7 (2000); 28 U.S.C. § 1738C (2000) (Federal Defense of
Marriage Act).
Given this history and the current state of public
opinion, as reflected in the actions of the people's elected representatives, it
cannot be said that "a right to same-sex marriage is so rooted in the traditions
and collective conscience of our people that failure to recognize it would
violate the fundamental principles of liberty and justice that lie at the base
of all our civil and political institutions. Neither ... [is] a right to
same-sex marriage ... implicit in the concept of ordered liberty, such that
neither liberty nor justice would exist if it were sacrificed." Baehr v.
Lewin, 74 Haw. 530, 556-557 (1993). See Dean v. District of Columbia,
653 A.2d 307, 333 (D.C.1995) (per curiam) (Ferren, J., concurring in part and
dissenting in part); Baker v. Nelson, 291 Minn. 310,
312 (1971), appeal dismissed, 409 U.S. 810 (1972); Storrs v. Holcomb, 168
Misc.2d 898, 899-900 (N.Y.Sup.Ct.1996), dismissed, 245 A.D.2d 943 (N.Y.1997).
[FN11]. The one exception was the Alaska Superior Court, which relied on that
State's Constitution's express and broadly construed right to privacy.
Brause, 1998 WL 88743 at *3-*4. [FN12] In such circumstances, the law
with respect to same- sex marriages must be left to develop through legislative
processes, subject to the constraints of rationality, lest the court be viewed
as using the liberty and due process clauses as vehicles merely to enforce its
own views regarding better social policies, a role that the strongly worded
separation of powers principles in art. 30 of the Declaration of Rights of our
Constitution forbids, and for which the court is particularly ill
suited.
B. The marriage statute, in limiting marriage to heterosexual
couples, does not constitute discrimination on the basis of sex in violation of
the Equal Rights Amendment to the Massachusetts Constitution. In his
concurrence, Justice Greaney contends that the marriage statute constitutes
discrimination on the basis of sex in violation of art. 1 of the Declaration of
Rights as amended by art. 106 of the Amendments to the Constitution of the
Commonwealth, the Equal Rights Amendment (ERA). [FN13] Such a conclusion is
analytically unsound and inconsistent with the legislative history of the
ERA.
The central purpose of the ERA was to eradicate
discrimination against women and in favor of men or vice versa. See Attorney
Gen. v. Massachusetts Interscholastic Athletic Ass'n, 378 Mass. 342,
357 (1979). Consistent with this purpose, we have construed the ERA to prohibit
laws that advantage one sex at the expense of the other, but not laws that treat
men and women equally, id. at 346-349 (assuming that "separate but equal"
treatment of males and females would be constitutionally permissible). The
Massachusetts marriage statute does not subject men to different treatment from
women; each is equally prohibited from precisely the same conduct. See Baker
v. State, 170 Vt. 194, 215 n. 13 (1999) ("there is no discrete class subject
to differential treatment solely on the basis of sex"). Compare Commonwealth
v. King, 374 Mass. 5, 16 (1977) (law prohibiting prostitution applied to
both male and female prostitutes and therefore did not discriminate), and
Personnel Adm'r of Mass. v. Feeney, 442 U.S. 256, 274-275 (1979)
(declining to characterize veterans' preference as sex discrimination because it
applied to both male and female veterans), with Attorney Gen. v.
Massachusetts Interscholastic Athletic Ass'n, supra, and Lowell v.
Kowalski, 380 Mass. 663 (1980) (where statutes and rules at issue advantaged
one sex over another).
Of course, a statute that on its face treats
protected groups equally may still harm, stigmatize, or
advantage one over the other. Such was the circumstance in Loving v.
Virginia, 388 U.S. 1 (1967), where the Supreme Court struck down a State
statute that made interracial marriage a crime, as constituting invidious
discrimination on the basis of race. While the statute purported to apply
equally to whites and nonwhites, the Court found that it was intended and
structured to favor one race (white) and disfavor all others (nonwhites). The
statute's legislative history demonstrated that its purpose was not merely to
punish interracial marriage, but to do so for the sole benefit of the white
race. As the Supreme Court readily concluded, the Virginia law was "designed to
maintain White Supremacy." Id. at 11. Consequently, there was a fit
between the class that the law was intended to discriminate against (nonwhite
races) and the classification enjoying heightened protection (race).
By
contrast, here there is no evidence that limiting marriage to opposite-sex
couples was motivated by sexism in general or a desire to disadvantage men or
women in particular. Moreover, no one has identified any harm, burden,
disadvantage, or advantage accruing to either gender as a consequence of the
Massachusetts marriage statute. In the absence of such effect, the statute
limiting marriage to couples of the opposite sex does not violate the ERA's
prohibition of sex discrimination. [FN14]
This
conclusion is buttressed by the legislative history of the ERA, which was
adopted by the voters on November 2, 1976, after being approved by
constitutional conventions of the Legislature on August 15, 1973, (by a vote of
261-0) and May 14, 1975 (by a vote of 217-55).
In anticipation of its
adoption, the Legislature enacted and, on June 21, 1975, the Governor approved a
"Resolve providing for an investigation and study by a special commission
relative to the effect of the ratification of the proposed amendments to the
Constitution of the Commonwealth of Massachusetts and the Constitution of the
United States prohibiting discrimination on account of sex upon the laws,
business communities and public in the Commonwealth." Res.1975, c. 26. One of
the principal tasks of the commission was to catalog the aspects of the General
Laws that would have to be amended for the statutory code to comply with the
mandate of the proposed amendment that equality not be abridged on the basis of
sex. [FN15]
On October 19, 1976, just before the general election at
which the amendment was to be considered, the commission filed its Interim
Report, which focused on the effect of the Massachusetts ERA on the laws of the
Commonwealth. 1976 Senate Doc. No. 1689. A section of the report, entitled
"Areas Unaffected by the Equal Rights Amendment," addressed some of the legal
regimes that would not be affected by the adoption of
the ERA. One such area was "Homosexual Marriage," about which the commission
stated:
"An equal rights amendment will have no effect upon the
allowance or denial of homosexual marriages. The equal rights amendment is not
concerned with the relationship of two persons of the same sex; it only
addresses those laws or public-related actions which treat persons of opposite
sexes differently. The Washington Court of Appeals has already stated that the
equal rights amendment to its state constitution did not afford a basis for
validating homosexual marriages. In Colorado, the attorney general has likewise
issued an opinion that the state equal rights amendment did not validate
homosexual marriage. There are no cases which have used a state equal rights
amendment to either validate or require the allowance of homosexual marriages."
(Footnotes omitted.) Id. at 21-22. [FN16]
The views of the
commission were reflected in the public debate surrounding the passage of the
ERA that focused on gender equality. See, e.g., Referenda reviewed, Boston
Globe, Nov. 1, 1976, at 26; Voters' guide on nine state referendum measures,
Boston Herald American, Nov. 1, 1976, at 17. Claims that the ERA might be the
basis for validating marriages between same-sex couples were labelled as
"exaggerated" and "unfounded." For example, before the vote, the Boston Globe published an editorial discussing and urging
favorable action on the ERA. In making its case, it noted that "[t]hose urging a
no vote ... argue that the amendment would ... legitimize marriage between
people of the same sex [and other changes]. In reality, the proposed amendment
would require none of these things. Mass. ballot issues ... 1 Equal Rights
Amendment. Boston Globe, Nov. 1, 1976, at 29. And in the aftermath of the vote,
the Boston Globe heralded the electorate's acceptance of "the arguments of
proponents that the proposal would not result in many far-reaching or
threatening changes." Referendums fared poorly, Boston Globe, Nov. 4, 1976, at
29.
While the court, in interpreting a constitutional amendment, is not
bound to accept either the views of a legislative commission studying and
reporting on the amendment's likely effects, or of public commentary and debate
contemporaneous with its passage, it ought to be wary of completely disregarding
what appears to be the clear intent of the people recently recorded in our
constitutional history. This is particularly so where the plain wording of the
amendment does not require the result it would reach.
C. The marriage
statute satisfies the rational basis standard. The burden of demonstrating
that a statute does not satisfy the rational basis standard rests on the plaintiffs. It is a weighty one. "[A] reviewing court
will presume a statute's validity, and make all rational inferences in favor of
it.... The Legislature is not required to justify its classifications, nor
provide a record or finding in support of them." (Citation omitted.) Paro v.
Longwood Hosp., 373 Mass. 645, 650 (1977). The statute "only need[s to] be
supported by a conceivable rational basis." Fine v. Contributory Retirement
Appeal Bd., 401 Mass. 639, 641 (1988). See Massachusetts Fed'n of
Teachers v. Board of Educ., 436 Mass. 763, 771-772 (2002). As this court
stated in Shell Oil Co. v. Revere, 383 Mass. 682, 687-688 (1981):
"[I]t is not the court's function to launch an inquiry to resolve a
debate which has already been settled in the legislative forum. '[I]t [is] the
judge's duty ... to give effect to the will of the people as expressed in the
statute by their representative body. It is in this way ... that the doctrine of
separation of powers is given meaning.' Commonwealth v. Leis, 355 Mass.
189, 202 (1969) (Kirk, J., concurring).
"This respect for the
legislative process means that it is not the province of the court to sit and
weigh conflicting evidence supporting or opposing a legislative enactment....
"Although persons challenging the constitutionality
of legislation may introduce evidence in support of their claim that the
legislation is irrational ... they will not prevail if 'the question is at least
debatable' in view of the evidence which may have been available to the
Legislature. United States v. Carolene Prods. Co., 304 U.S. 144, 154
(1938)."
The "time tested wisdom of the separation of powers" requires
courts to avoid "judicial legislation in the guise of new constructions to meet
real or supposed new popular viewpoints, preserving always to the Legislature
alone its proper prerogative of adjusting the statutes to changed conditions."
Pielech v. Massasoit Greyhound, Inc., 423 Mass. 534, 539, 540 (1996),
cert. denied, 520 U.S. 1131 (1997), quoting Commonwealth v. A Juvenile,
368 Mass. 580, 595 (1975).
In analyzing whether a statute satisfies the
rational basis standard, we look to the nature of the classification embodied in
the enactment, then to whether the statute serves a legitimate State purpose,
and finally to whether the classification is reasonably related to the
furtherance of that purpose. With this framework, we turn to the challenged
statute, G.L. c. 207, which authorizes local town officials to issue licenses to
couples of the opposite sex authorizing them to enter the institution of civil
marriage.
1. Classification. The nature of the
classification at issue is readily apparent. Opposite-sex couples can obtain a
license and same-sex couples cannot. The granting of this license, and the
completion of the required solemnization of the marriage, opens the door to many
statutory benefits and imposes numerous responsibilities. The fact that the
statute does not permit such licenses to be issued to couples of the same sex
thus bars them from civil marriage. The classification is not drawn between men
and women or between heterosexuals and homosexuals, any of whom can obtain a
license to marry a member of the opposite sex; rather, it is drawn between
same-sex couples and opposite-sex couples.
2. State purpose. The
court's opinion concedes that the civil marriage statute serves legitimate State
purposes, but further investigation and elaboration of those purposes is both
helpful and necessary.
Civil marriage is the institutional mechanism by
which societies have sanctioned and recognized particular family structures, and
the institution of marriage has existed as one of the fundamental organizing
principles of human society. See C.N. Degler, The Emergence of the Modern
American Family, in The American Family in Social-Historical Perspective 61 (3d
ed.1983); A.J. Hawkins, Introduction, in Revitalizing the
Institution of Marriage for the Twenty-First Century: An Agenda for
Strengthening Marriage xiv (2002); C. Lasch, Social Pathologists and the
Socialization of Reproduction, in The American Family in Social-Historical
Perspective, supra at 80; W.J. O'Donnell & D.A. Jones, Marriage and
Marital Alternatives 1 (1982); L. Saxton, The Individual, Marriage, and the
Family 229-230, 260 (1968); M.A. Schwartz & B.M. Scott, Marriages and
Families: Diversity and Change 4 (1994); Wardle, "Multiply and Replenish":
Considering Same-Sex Marriage in Light of State Interests in Marital
Procreation, 24 Harv. J.L. & Pub. Pol'y 771, 777-780 (2001); J.Q. Wilson,
The Marriage Problem: How Our Culture Has Weakened Families 28, 40, 66-67
(2002). Marriage has not been merely a contractual arrangement for legally
defining the private relationship between two individuals (although that is
certainly part of any marriage). Rather, on an institutional level, marriage is
the "very basis of the whole fabric of civilized society," J.P. Bishop,
Commentaries on the Law of Marriage and Divorce, and Evidence in Matrimonial
Suits § 32 (1852), and it serves many important political, economic, social,
educational, procreational, and personal functions.
Paramount among its
many important functions, the institution of marriage has systematically
provided for the regulation of heterosexual behavior, brought order to the resulting procreation, and ensured a stable family
structure in which children will be reared, educated, and socialized. See
Milford v. Worcester, 7 Mass. 48, 52 (1810) (civil marriage "intended to
regulate, chasten, and refine, the intercourse between the sexes; and to
multiply, preserve, and improve the species"). See also P. Blumstein & P.
Schwartz, American Couples: Money, Work, Sex 29 (1983); C.N. Degler,
supra at 61; G. Douglas, Marriage, Cohabitation, and Parenthood--From
Contract to Status?, in Cross Currents: Family Law and Policy in the United
States and England 223 (2000); S.L. Nock, The Social Costs of
De-Institutionalizing Marriage, in Revitalizing the Institution of Marriage for
the Twenty-First Century: An Agenda for Strengthening Marriage, supra at
7; L. Saxton, supra at 239- 240, 242; M.A. Schwartz & B.M. Scott,
supra at 4-6; Wardle, supra at 781-796; J.Q. Wilson, supra
at 23-32. Admittedly, heterosexual intercourse, procreation, and child care are
not necessarily conjoined (particularly in the modern age of widespread
effective contraception and supportive social welfare programs), but an orderly
society requires some mechanism for coping with the fact that sexual intercourse
commonly results in pregnancy and childbirth. The institution of marriage is
that mechanism.
The institution of marriage provides the important legal
and normative link between heterosexual intercourse and procreation on the one
hand and family responsibilities on the other. The partners
in a marriage are expected to engage in exclusive sexual relations, with
children the probable result and paternity presumed. See G.L. c. 209C, § 6 ("a
man is presumed to be the father of a child ... if he is or has been married to
the mother and the child was born during the marriage, or within three hundred
days after the marriage was terminated by death, annulment or divorce"). Whereas
the relationship between mother and child is demonstratively and predictably
created and recognizable through the biological process of pregnancy and
childbirth, there is no corresponding process for creating a relationship
between father and child. [FN17] Similarly, aside from an act of heterosexual
intercourse nine months prior to childbirth, there is no process for creating a
relationship between a man and a woman as the parents of a particular child. The
institution of marriage fills this void by formally binding the husband-father
to his wife and child, and imposing on him the responsibilities of fatherhood.
See J.Q. Wilson, supra at 23-32. See also P. Blumstein & P. Schwartz,
supra at 29; C.N. Degler, supra at 61; G. Douglas, supra at
223; S.L. Nock, supra at 7; L. Saxton, supra at 239-240, 242; M.A.
Schwartz & B.M. Scott, supra at 4-6; Wardle, supra at 781-796.
The alternative, a society without the institution of marriage, in which
heterosexual intercourse, procreation, and child care are largely disconnected
processes, would be chaotic.
The marital family is
also the foremost setting for the education and socialization of children.
Children learn about the world and their place in it primarily from those who
raise them, and those children eventually grow up to exert some influence, great
or small, positive or negative, on society. The institution of marriage
encourages parents to remain committed to each other and to their children as
they grow, thereby encouraging a stable venue for the education and
socialization of children. See P. Blumstein & P. Schwartz, supra at
26; C.N. Degler, supra at 61; S.L. Nock, supra at 2-3; C. Lasch,
supra at 81; M.A. Schwartz & B.M. Scott, supra at 6-7. More
macroscopically, construction of a family through marriage also formalizes the
bonds between people in an ordered and institutional manner, thereby
facilitating a foundation of interconnectedness and interdependency on which
more intricate stabilizing social structures might be built. See M. Grossberg,
Governing the Hearth: Law and Family in Nineteenth-Century America 10 (1985); C.
Lasch, supra; L. Saxton, supra at 260; J.Q. Wilson, supra
at 221.
This court, among others, has consistently acknowledged both the
institutional importance of marriage as an organizing principle of society, and
the State's interest in regulating it. See French v. McAnarney, 290 Mass.
544, 546 (1935) ("Marriage is not merely a contract between the parties. It is
the foundation of the family. It is a social institution of
the highest importance. The Commonwealth has a deep interest that its integrity
is not jeopardized"); Milford v. Worcester, 7 Mass. 48, 52 (1810)
("Marriage, being essential to the peace and harmony, and to the virtues and
improvements of civil society, it has been, in all well-regulated governments,
among the first attentions of the civil magistrate to regulate [it]"). See also
Skinner v. Oklahoma, 316 U.S. 535, 541 (1942) ("Marriage and procreation
are fundamental to the very existence and survival of the [human] race");
Maynard v. Hill, 125 U.S. 190, 211 (1888) (marriage "is an institution,
in the maintenance of which in its purity the public is deeply interested, for
it is the foundation of the family and of society, without which there would be
neither civilization nor progress"); Murphy v. Ramsey, 114 U.S. 15, 45
(1885) ("no legislation can be supposed more wholesome and necessary in the
founding of a free, self-governing commonwealth ... than that which seeks to
establish it on the basis of the idea of the family, as consisting in and
springing from the union for life of one man and one woman ... the sure
foundation of all that is stable and noble in our civilization; the best
guaranty of that reverent morality which is the source of all beneficent
progress in social and political improvement"); Reynolds v. United
States, 98 U.S. 145, 165 (1878) ("Upon [marriage] society may be said to be
built, and out of its fruits spring social relations and social obligations and
duties, with which government is necessarily required to
deal").
It is undeniably true that dramatic historical shifts in our
cultural, political, and economic landscape have altered some of our traditional
notions about marriage, including the interpersonal dynamics within it, [FN18]
the range of responsibilities required of it as an institution, [FN19] and the
legal environment in which it exists. [FN20] Nevertheless, the institution of
marriage remains the principal weave of our social fabric. See C.N. Degler,
supra at 61; A.J. Hawkins, Introduction, in Revitalizing the Institution
of Marriage for the Twenty-First Century: An Agenda for Strengthening Marriage
xiv (2002); C. Lasch, supra at 80; W.J. O'Donnell & D.A. Jones,
Marriage and Marital Alternatives 1 (1982); L. Saxton, supra at 229-230,
260; M.A. Schwartz & B.M. Scott, supra at 4; Wardle, supra at
777-780; J.Q. Wilson, supra at 28, 40, 66-67. A family defined by
heterosexual marriage continues to be the most prevalent social structure into
which the vast majority of children are born, nurtured, and prepared for
productive participation in civil society, see Children's Living Arrangements
and Characteristics: March, 2002, United States Census Bureau Current Population
Reports at 3 (June, 2003) (in 2002, 69% of children lived with two married
parents, 23% lived with their mother, 5% lived with their father, and 4% lived
in households with neither parent present).
It is
difficult to imagine a State purpose more important and legitimate than
ensuring, promoting, and supporting an optimal social structure within which to
bear and raise children. At the very least, the marriage statute continues to
serve this important State purpose. [FN21]
3. Rational
relationship. The question we must turn to next is whether the statute,
construed as limiting marriage to couples of the opposite sex, remains a
rational way to further that purpose. Stated differently, we ask whether a
conceivable rational basis exists on which the Legislature could conclude that
continuing to limit the institution of civil marriage to members of the opposite
sex furthers the legitimate purpose of ensuring, promoting, and supporting an
optimal social structure for the bearing and raising of children.
[FN22]
In considering whether such a rational basis exists, we defer to
the decision- making process of the Legislature, and must make deferential
assumptions about the information that it might consider and on which it may
rely. See Shell Oil Co. v. Revere, 383 Mass. 682, 688 (1981)
(court considers "evidence which may have been available to the
Legislature" [emphasis added] ); Slome v. Chief of Police of Fitchburg,
304 Mass. 187, 189 (1939) ("any rational basis of fact that
can be reasonably conceived" may support legislative finding); Mutual Loan
Co. v. Martell, 200 Mass. 482, 487 (1909), aff'd, 222 U.S. 225 (1911)
("Legislature may be supposed to have known" relevant facts).
We must
assume that the Legislature (1) might conclude that the institution of civil
marriage has successfully and continually provided this structure over several
centuries [FN23]; (2) might consider and credit studies that document negative
consequences that too often follow children either born outside of marriage or
raised in households lacking either a father or a mother figure, [FN24] and
scholarly commentary contending that children and families develop best when
mothers and fathers are partners in their parenting [FN25]; and (3) would be
familiar with many recent studies that variously: support the proposition that
children raised in intact families headed by same-sex couples fare as well on
many measures as children raised in similar families headed by opposite-sex
couples [FN26]; support the proposition that children of same-sex couples fare
worse on some measures [FN27]; or reveal notable differences between the two
groups of children that warrant further study. [FN28]
We must also assume
that the Legislature would be aware of the critiques of the methodologies used
in virtually all of the comparative studies of children raised in these
different environments, cautioning that the sampling populations are not representative, that the observation
periods are too limited in time, [FN29] that the empirical data are unreliable,
and that the hypotheses are too infused with political or agenda driven bias.
See, e.g., R. Lerner & A.K. Nagai, No Basis: What the Studies Don't Tell Us
About Same-Sex Parenting, Marriage Law Project (Jan.2001) (criticizing
forty-nine studies on same-sex parenting -- at least twenty-six of which
were cited by amici in this case--as suffering from flaws in formulation of
hypotheses, use of experimental controls, use of measurements, sampling and
statistical testing, and finding false negatives); Stacey, (How) Does the Sexual
Orientation of Parents Matter, 66 Am. Soc. Rev. 159, 159-166 (2001)
(highlighting problems with sampling pools, lack of longitudinal studies, and
political hypotheses).
Taking all of this available information into
account, the Legislature could rationally conclude that a family environment
with married opposite-sex parents remains the optimal social structure in which
to bear children, and that the raising of children by same-sex couples, who by
definition cannot be the two sole biological parents of a child and cannot
provide children with a parental authority figure of each gender, [FN30]
presents an alternative structure for child rearing that has not yet proved
itself beyond reasonable scientific dispute to be as optimal as the biologically
based marriage norm. See Baker v. State, 170 Vt. 194, 222 (1999)
("conceivable that the Legislature could conclude that
opposite-sex partners offer advantages in th[e] area [of child rearing],
although ... experts disagree and the answer is decidedly uncertain"). Cf.
Marcoux v. Attorney Gen., 375 Mass. 63, 65 (1978). Working from the
assumption that a recognition of same-sex marriages will increase the number of
children experiencing this alternative, the Legislature could conceivably
conclude that declining to recognize same-sex marriages remains prudent until
empirical questions about its impact on the upbringing of children are resolved.
[FN31]
The fact that the Commonwealth currently allows same-sex couples
to adopt, see Adoption of Tammy, 416 Mass. 205 (1993), does not affect
the rationality of this conclusion. The eligibility of a child for adoption
presupposes that at least one of the child's biological parents is unable or
unwilling, for some reason, to participate in raising the child. In that sense,
society has "lost" the optimal setting in which to raise that child--it is
simply not available. In these circumstances, the principal and overriding
consideration is the "best interests of the child," considering his or her
unique circumstances and the options that are available for that child. The
objective is an individualized determination of the best environment for a
particular child, where the normative social structure--a home with both the
child's biological father and mother--is not an option. That such a focused
determination may lead to the approval of a same-sex
couple's adoption of a child does not mean that it would be irrational for a
legislator, in fashioning statutory laws that cannot make such individualized
determinations, to conclude generally that being raised by a same-sex couple has
not yet been shown to be the absolute equivalent of being raised by one's
married biological parents.
That the State does not preclude different
types of families from raising children does not mean that it must view them all
as equally optimal and equally deserving of State endorsement and support.
[FN32] For example, single persons are allowed to adopt children, but the fact
that the Legislature permits single-parent adoption does not mean that it has
endorsed single parenthood as an optimal setting in which to raise children or
views it as the equivalent of being raised by both of one's biological parents.
[FN33] The same holds true with respect to same-sex couples--the fact that they
may adopt children means only that the Legislature has concluded that they may
provide an acceptable setting in which to raise children who cannot be raised by
both of their biological parents. The Legislature may rationally permit adoption
by same-sex couples yet harbor reservations as to whether parenthood by same-sex
couples should be affirmatively encouraged to the same extent as parenthood by
the heterosexual couple whose union produced the child. [FN34]
In addition, the Legislature could conclude that redefining the
institution of marriage to permit same-sex couples to marry would impair the
State's interest in promoting and supporting heterosexual marriage as the social
institution that it has determined best normalizes, stabilizes, and links the
acts of procreation and child rearing. While the plaintiffs argue that they only
want to take part in the same stabilizing institution, the Legislature
conceivably could conclude that permitting their participation would have the
unintended effect of undermining to some degree marriage's ability to serve its
social purpose. See Commonwealth v. Stowell, 389 Mass. 171, 175 (1983)
(given State's broad concern with institution of marriage, it has "legitimate
interest in prohibiting conduct which may threaten that institution").
As
long as marriage is limited to opposite-sex couples who can at least
theoretically procreate, society is able to communicate a consistent message to
its citizens that marriage is a (normatively) necessary part of their
procreative endeavor; that if they are to procreate, then society has endorsed
the institution of marriage as the environment for it and for the subsequent
rearing of their children; and that benefits are available explicitly to create
a supportive and conducive atmosphere for those purposes. If society proceeds
similarly to recognize marriages between same-sex couples who cannot procreate,
it could be perceived as an abandonment of this claim, and might result in the mistaken view that civil marriage has little to
do with procreation: just as the potential of procreation would not be necessary
for a marriage to be valid, marriage would not be necessary for optimal
procreation and child rearing to occur. [FN35] In essence, the Legislature could
conclude that the consequence of such a policy shift would be a diminution in
society's ability to steer the acts of procreation and child rearing into their
most optimal setting. [FN36] Hall-Omar Baking Co. v. Commissioner of Labor
& Indus., 344 Mass. 695, 700 (1962) ("Legislative classification is
valid if it is rational and bears some relationship to the object
intended to be accomplished" [emphasis added] ).
The court recognizes
this concern, but brushes it aside with the assumption that permitting same-sex
couples to marry "will not diminish the validity or dignity of opposite-sex
marriage," ante at, and that "we have no doubt that marriage will
continue to be a vibrant and revered institution." Ante at. Whether the
court is correct in its assumption is irrelevant. What is relevant is that such
predicting is not the business of the courts. A rational Legislature, given the
evidence, could conceivably come to a different conclusion, or could at least
harbor rational concerns about possible unintended consequences of a dramatic
redefinition of marriage. [FN37]
There is no question
that many same-sex couples are capable of being good parents, and should be (and
are) permitted to be so. The policy question that a legislator must resolve is a
different one, and turns on an assessment of whether the marriage structure
proposed by the plaintiffs will, over time, if endorsed and supported by the
State, prove to be as stable and successful a model as the one that has formed a
cornerstone of our society since colonial times, or prove to be less than
optimal, and result in consequences, perhaps now unforeseen, adverse to the
State's legitimate interest in promoting and supporting the best possible social
structure in which children should be born and raised. Given the critical
importance of civil marriage as an organizing and stabilizing institution of
society, it is eminently rational for the Legislature to postpone making
fundamental changes to it until such time as there is unanimous scientific
evidence, or popular consensus, or both, that such changes can safely be made.
[FN38]
There is no reason to believe that legislative processes are
inadequate to effectuate legal changes in response to evolving evidence, social
values, and views of fairness on the subject of same-sex relationships. [FN39]
Deliberate consideration of, and incremental responses to rapidly evolving
scientific and social understanding is the norm of the political process--that
it may seem painfully slow to those who are already persuaded by the arguments
in favor of change is not a sufficient basis to conclude
that the processes are constitutionally infirm. See, e.g., Massachusetts
Fed'n of Teachers v. Board of Educ., 436 Mass. 763, 778 (2002); Mobil Oil
v. Attorney Gen., 361 Mass. 401, 417 (1972) (Legislature may proceed
piecemeal in addressing perceived injustices or problems). The advancement of
the rights, privileges, and protections afforded to homosexual members of our
community in the last three decades has been significant, and there is no reason
to believe that that evolution will not continue. Changes of attitude in the
civic, social, and professional communities have been even more profound. Thirty
years ago, The Diagnostic and Statistical Manual, the seminal handbook of the
American Psychiatric Association, still listed homosexuality as a mental
disorder. Today, the Massachusetts Psychiatric Society, the American
Psychoanalytic Association, and many other psychiatric, psychological, and
social science organizations have joined in an amicus brief on behalf of the
plaintiffs' cause. A body of experience and evidence has provided the basis for
change, and that body continues to mount. The Legislature is the appropriate
branch, both constitutionally and practically, to consider and respond to it. It
is not enough that we as Justices might be personally of the view that we have
learned enough to decide what is best. So long as the question is at all
debatable, it must be the Legislature that decides. The marriage statute thus
meets the requirements of the rational basis test. Accord Standhardt v.
Superior Court, 77 P.3d 451 (Ariz.Ct.App.2003)
(marriage statutes rationally related to State's legitimate interest in
encouraging procreation and child rearing within marriage); Baker v.
Nelson, 291 Minn. 310, 313 (1971) ( "equal protection clause of the
Fourteenth Amendment, like the due process clause, is not offended by the
state's classification of persons authorized to marry"); Singer v. Hara,
11 Wash.App. 247, 262-263 (1974) ("There can be no doubt that there exists a
rational basis for the state to limit the definition of marriage to exclude
same-sex relationships").
D. Conclusion. While "the Massachusetts
Constitution protects matters of personal liberty against government intrusion
at least as zealously, and often more so than does the Federal Constitution,"
ante at--, this case is not about government intrusions into matters of
personal liberty. It is not about the rights of same-sex couples to choose to
live together, or to be intimate with each other, or to adopt and raise children
together. It is about whether the State must endorse and support their choices
by changing the institution of civil marriage to make its benefits, obligations,
and responsibilities applicable to them. While the courageous efforts of many
have resulted in increased dignity, rights, and respect for gay and lesbian
members of our community, the issue presented here is a profound one, deeply
rooted in social policy, that must, for now, be the subject of legislative not
judicial action.
1. Julie Goodridge, David Wilson,
Robert Compton, Michael Horgan, Edward Balmelli, Maureen Brodoff, Ellen Wade,
Gary Chalmers, Richard Linnell, Heidi Norton, Gina Smith, Gloria Bailey, and
Linda Davies.
2. Commissioner of Public Health.
3. For American
appellate courts that have recently addressed this issue, see Standhardt v.
Superior Court, 77 P.3d 451 (Ariz.Ct.App.2003); Dean v. District of
Columbia, 653 A.2d 307 (D.C.1995); Baehr v. Lewin, 74 Haw. 530
(1993); Baker v. State, 170 Vt. 194, 242 (1999). Earlier cases include
Adams v. Howerton, 486 F.Supp. 1119 (C.D.Cal.1980), aff'd, 673 F.2d 1036
(9th Cir.), cert. denied, 458 U.S. 1111 (1982); Jones v. Hallahan, 501
S.W.2d 588 (Ky.Ct.App.1973); Baker v. Nelson, 291 Minn. 310 (1971),
appeal dismissed, 409 U.S. 810 (1972); Singer v. Hara, 11 Wash.App. 247
(1974). See also Halpern v. Toronto (City), 172 O.A.C. 276 (2003);
Egale Canada, Inc. v. Canada (Attorney Gen.), 13 B.C.L.R. (4th) 1
(2003).
4. General Laws c. 207, § 37, provides: "The commissioner of
public health shall furnish to the clerk or registrar of every town a printed
list of all legal impediments to marriage, and the clerk or registrar shall
forthwith post and thereafter maintain it in a conspicuous
place in his office." The record does not reveal whether any of the clerks'
offices that considered the plaintiffs' applications for a marriage license had
posted such a list of impediments, or whether such list included as an
impediment that the applicants are of the same sex.
5. The plaintiffs
alleged that they met all of the facial qualifications to obtain marriage
licenses pursuant to G.L. c. 207, and the department does not contest this
assertion.
6. The complaint alleged various circumstances in which the
absence of the full legal protections of civil marriage has harmed them and
their children. For example, Hillary and Julie Goodridge alleged that, when
Julie gave birth to their daughter (whom Hillary subsequently coadopted) during
a delivery that required the infant's transfer to neonatal intensive care,
Hillary "had difficulty gaining access to Julie and their newborn daughter at
the hospital"; Gary Chalmers and Richard Linnell alleged that "Gary pays for a
family health insurance policy at work which covers only him and their daughter
because Massachusetts law does not consider Rich to be a 'dependent.' This means
that their household must purchase a separate individual policy of health
insurance for Rich at considerable expense.... Gary has a pension plan at work, but under state law, because he is a municipal employee,
that plan does not allow him the same range of options in providing for his
beneficiary that a married spouse has and thus he cannot provide the same
security to his family that a married person could if he should predecease
Rich."
7. Article 1, as amended by art. 106 of the Amendments to the
Massachusetts Constitution, provides: "All people are born free and equal and
have certain natural, essential and unalienable rights; among which may be
reckoned the right of enjoying and defending their lives and liberties; that of
acquiring, possessing and protecting property; in fine, that of seeking and
obtaining their safety and happiness. Equality under the law shall not be denied
or abridged because of sex, race, color, creed or national origin."
Article
6 provides: "No man, nor corporation, or association of men, have any other
title to obtain advantages, or particular and exclusive privileges, distinct
from those of the community, than what arises from the consideration of services
rendered to the public...."
Article 7 provides: "Government is instituted
for the common good; for the protection, safety, prosperity, and happiness of
the people; and not for the profit, honor, or private interest of any one man,
family or class of men: Therefore the people alone have an incontestable,
unalienable, and indefeasible right to institute government; and to reform,
alter, or totally change the same, when their protection,
safety, prosperity and happiness require it."
Article 10 provides, in
relevant part: "Each individual of the society has a right to be protected by it
in the enjoyment of his life, liberty and property, according to standing
laws...."
Article 12 provides, in relevant part: "[N]o subject shall be ...
deprived of his property, immunities, or privileges, put out of the protection
of the law ... or deprived of his life, liberty, or estate, but by the judgment
of his peers, or the law of the land."
Article 16, as amended by art. 77 of
the Amendments, provides, in relevant part: "The right of free speech shall not
be abridged." Part II, c. 1, § 1, art. 4, as amended by art. 112, provides, in
pertinent part, that "full power and authority are hereby given and granted to
the said general court, from time to time, to make, ordain, and establish all
manner of wholesome and reasonable orders, laws, statutes, and ordinances,
directions and instructions, either with penalties or without; so as the same be
not repugnant or contrary to this constitution, as they shall judge to be for
the good and welfare of this Commonwealth."
8. The department claims that
the plaintiffs have waived their art. 12 and art. 16 claims on appeal. Because
our holding today does not turn on art. 12 or art. 16, we do not consider the
department's waiver argument.
9. The marital forms
forwarded by the clerk or register must contain the "date of record, date and
place of marriage, name, residence and official station of the person by whom
solemnized; for each of the parties to be married the name, date and place of
birth, residence, age, number of the marriage, as first or second, and if
previously married, whether widowed or divorced, and the birth- given names of
their parents." G.L. c. 46, § 1.
10. "The record of a marriage made and
kept as provided by law by the person by whom the marriage was solemnized, or by
the clerk or registrar, or a copy thereof duly certified, shall be prima facie
evidence of such marriage." G.L. c. 207, § 45. A "certificate of the
[c]ommissioner's copy, signed by the [c]ommissioner or the [r]egistar, is
admissible as evidence of the record." Secretary of the Commonwealth v. City
Clerk of Lowell, 373 Mass. 178, 181-182 (1977).
11. We use the terms
"same sex" and "opposite sex" when characterizing the couples in question,
because these terms are more accurate in this context than the terms
"homosexual" or "heterosexual," although at times we use those terms when we
consider them appropriate. Nothing in our marriage law precludes people who
identify themselves (or who are identified by others) as gay, lesbian, or bisexual from marrying persons of the opposite sex.
See Baehr v. Lewin, 74 Haw. 530, 543 n. 11, 547 n. 14 (1993).
12.
"The term public welfare has never been and cannot be precisely defined.
Sometimes it has been said to include public convenience, comfort, peace and
order, prosperity, and similar concepts, but not to include 'mere expediency.' "
Opinion of the Justices, 333 Mass. 773, 778 (1955).
13. For
example, married persons face substantial restrictions, simply because they are
married, on their ability freely to dispose of their assets. See, e.g., G.L. c.
208, § 34 (providing for the payment of alimony and the equitable division of
property on divorce); G.L. c. 191, § 15, and G.L. c. 189 (rights of elective
share and dower).
14. Civil marriage enjoys a dual and in some sense
paradoxical status as both a State-conferred benefit (with its attendant
obligations) and a multi-faceted personal interest of "fundamental importance."
Zablocki v. Redhail, 434 U.S. 376, 383 (1978). As a practical matter, the
State could not abolish civil marriage without chaotic consequences. The "right
to marry," id. at 387, is different from rights deemed "fundamental" for
equal protection and due process purposes because the State could, in theory,
abolish all civil marriage while it cannot, for example,
abolish all private property rights.
15. The department argues that this
case concerns the rights of couples (same sex and opposite sex), not the rights
of individuals. This is incorrect. The rights implicated in this case are at the
core of individual privacy and autonomy. See, e.g., Loving v. Virginia,
388 U.S. 1, 12 (1967) ("Under our Constitution, the freedom to marry or not
marry, a person of another race resides with the individual and cannot be
infringed by the State"); Perez v. Sharp, 32 Cal.2d 711, 716 (1948) ("The
right to marry is the right of individuals, not of racial groups"). See also
A.Z. v. B.Z., 431 Mass. 150, 162 (2000), quoting Moore v. East
Cleveland, 431 U.S. 494, 499 (1977) (noting "freedom of personal choice in
matters of marriage and family life"). While two individuals who wish to marry
may be equally aggrieved by State action denying them that opportunity, they do
not "share" the liberty and equality interests at stake.
16. The
department argues that the Loving decision did not profoundly alter the
by-then common conception of marriage because it was decided at a time when
antimiscegenation statutes were in "full-scale retreat." But the relationship
the department draws between popular consensus and the constitutionality of a
statute oppressive to a minority group ignores the successful constitutional challenges to an antimiscegenation statute, initiated some
twenty years earlier. When the Supreme Court of California decided Perez v.
Sharp, 32 Cal.2d 711, 728 (1948), a precursor to Loving, racial
inequality was rampant and normative, segregation in public and private
institutions was commonplace, the civil rights movement had not yet been
launched, and the "separate but equal" doctrine of Plessy v. Ferguson,
163 U.S. 537 (1896), was still good law. The lack of popular consensus favoring
integration (including interracial marriage) did not deter the Supreme Court of
California from holding that State's antimiscegenation statute to violate the
plaintiffs' constitutional rights. Neither the Perez court nor the
Loving Court was content to permit an unconstitutional situation to
fester because the remedy might not reflect a broad social consensus.
17.
Recently, the United States Supreme Court has reaffirmed that the Constitution
prohibits a State from wielding its formidable power to regulate conduct in a
manner that demeans basic human dignity, even though that statutory
discrimination may enjoy broad public support. The Court struck down a statute
criminalizing sodomy. See Lawrence, supra at 2478 ("The liberty protected
by the Constitution allows homosexual persons the right to make this
choice").
18. We have recognized that our
Constitution may more extensively protect individual rights than the Federal
Constitution in widely different contexts. See, e.g., Horsemen's Benevolent
& Protective Ass'n v. State Racing Comm'n, 403 Mass. 692 (1989) (freedom
from intrusive drug testing in highly regulated industry); Cepulonis v.
Secretary of the Commonwealth, 389 Mass. 930 (1983) (inmates' right to
register to vote); Batchelder v. Allied Stores Int'l, Inc., 388 Mass. 83
(1983) (freedom to solicit signatures for ballot access in public election);
Moe v. Secretary of Admin. & Fin., 382 Mass. 629 (1981) (right to
State Medicaid payment for medically necessary abortions); Coffee-Rich,
Inc. v. Commissioner of Pub. Health, 348 Mass. 414 (1965) (freedom to
pursue one's lawful business).
19. The Massachusetts Constitution
empowers the General Court to enact only those orders, laws, statutes, and
ordinances "wholesome and reasonable," that are not "repugnant or contrary" to
the Constitution, and that, in the Legislature's judgment, advance the "good and
welfare" of the Commonwealth, its government, and all of its subjects. Part II,
c. 1, § 1, art. 4. See Opinion of the Justices, 360 Mass. 877, 883
(1971), quoting Jones v. Robbins, 8 Gray 329, 343 (1857) (powers vested
in government are set down in the Massachusetts Constitution "in a few plain,
clear and intelligible propositions, for the better guidance and control, both
of legislators and magistrates").
20. Not every
asserted rational relationship is a "conceivable" one, and rationality review is
not "toothless." Murphy v. Commissioner of the Dep't of Indus. Accs., 415
Mass. 218, 233 (1993), citing Mathews v. Lucas, 427 U.S. 495, 510 (1976).
Statutes have failed rational basis review even in circumstances where no
fundamental right or "suspect" classification is implicated. See, e.g.,
Murphy v. Commissioner of the Dep't of Indus. Accs., 415 Mass. 218,
226-227 (1993) (fee imposed on retention of counsel in administrative
proceedings); Secretary of the Commonwealth v. City Clerk of Lowell, 373
Mass. 178, 186 (1977) (selection of surname for nonmarital child); Aetna Cas.
& Sur. Co. v. Commissioner of Ins., 358 Mass. 272, 280- 281
(1970) (automobile insurance ratesetting); Coffee-Rich, Inc. v. Commissioner
of Pub. Health, 348 Mass. 414, 422 (1965) (sale of wholesome product);
Mansfield Beauty Academy, Inc. v. Board of Registration of
Hairdressers, 326 Mass. 624, 627 (1951) (right to charge for materials
furnished to models by trade school); Opinion of the Justices, 322 Mass.
755, 760-761 (1948) (proposed statute concerning regulating cemeteries);
Boston Elevated Ry. v. Commonwealth, 310 Mass. 528, 556-557 (1942)
(legislation impairing contract right); Durgin v. Minot, 203 Mass. 26, 28
(1909) (statute authorizing certain board of health regulations).
21. Article 1 of the Massachusetts Constitution
specifically prohibits sex- based discrimination. See post at (Greaney,
J., concurring). We have not previously considered whether "sexual orientation"
is a "suspect" classification. Our resolution of this case does not require that
inquiry here.
22. Our marriage law does recognize that the inability to
participate in intimate relations may have a bearing on one of the central
expectations of marriage. Since the earliest days of the Commonwealth, the
divorce statutes have permitted (but not required) a spouse to choose to divorce
his or her impotent mate. See St. 1785, c. 69, § 3. While infertility is not a
ground to void or terminate a marriage, impotency (the inability to engage in
sexual intercourse) is, at the election of the disaffected spouse. See G.L. c.
207, § 14 (annulment); G.L. c. 208, § 1 (divorce). Cf. Martin v. Otis,
233 Mass. 491, 495 (1919) ("impotency does not render a marriage void, but only
voidable at the suit of the party conceiving himself or herself to be wronged");
Smith v. Smith, 171 Mass. 404, 408 (1898) (marriage nullified because
husband's incurable syphilis "leaves him no foundation on which the marriage
relation could properly rest"). See also G.L. c. 207, § 28A. However, in
Hanson v. Hanson, 287 Mass. 154 (1934), a decree of annulment for nonconsummation was reversed where the wife knew before the
marriage that her husband had syphilis and voluntarily chose to marry him. We
held that, given the circumstances of the wife's prior knowledge of the full
extent of the disease and her consent to be married, the husband's condition did
not go "to the essence" of the marriage. Id. at 159.
23. It is
hardly surprising that civil marriage developed historically as a means to
regulate heterosexual conduct and to promote child rearing, because until very
recently unassisted heterosexual relations were the only means short of adoption
by which children could come into the world, and the absence of widely available
and effective contraceptives made the link between heterosexual sex and
procreation very strong indeed. Punitive notions of illegitimacy, see Powers
v. Wilkinson, 399 Mass. 650, 661 (1987), and of homosexual identity, see
Lawrence, supra at 2478-2479, further cemented the common and legal
understanding of marriage as an unquestionably heterosexual institution. But it
is circular reasoning, not analysis, to maintain that marriage must remain a
heterosexual institution because that is what it historically has been. As one
dissent acknowledges, in "the modern age," "heterosexual intercourse,
procreation, and childcare are not necessarily conjoined." Post at
(Cordy, J., dissenting).
24. Adoption and certain
insurance coverage for assisted reproductive technology are available to married
couples, same-sex couples, and single individuals alike. See G.L. c. 210, § 1;
Adoption of Tammy, 416 Mass. 205 (1993) (adoption); G.L. c. 175, § 47H;
G.L. c. 176A, § 8K; G.L. c. 176B, § 4J; and G.L. c. 176G, § 4 (insurance
coverage). See also Woodward v. Commissioner of Social Sec., 435 Mass.
536, 546 (2002) (posthumous reproduction); Culliton v. Beth Israel Deaconness
Med. Ctr., 435 Mass. 285, 293 (2001) (gestational surrogacy).
25.
Because our laws expressly or implicitly sanction so many kinds of opposite-sex
marriages that do not or will never result in unassisted reproduction, it is
erroneous to claim, as the dissent does, that the "theoretical[ ]" procreative
capacity of opposite-sex couples, post at (Cordy, J., dissenting),
sufficiently justifies excluding from civil marriage same-sex couples who
actually have children.
26. The claim that the constitutional rights to
bear and raise a child are "not implicated or infringed" by the marriage ban,
post at (Cordy, J., dissenting), does not stand up to scrutiny. The
absolute foreclosure of the marriage option for the class of parents and
would-be parents at issue here imposes a heavy burden on their decision to have
and raise children that is not suffered by any other class
of parent.
27. It is also true that civil marriage creates legal
dependency between spouses, which is simply not available to unmarried couples.
See Part III A, supra.
28. Justice Cordy suggests that we have
"transmuted the 'right' to marry into the right to change the institution of
marriage itself," post at (Cordy, J., dissenting), because marriage is
intimately tied to the reproductive systems of the marriage partners and to the
"optimal" mother and father setting for child rearing. Post at (Cordy,
J., dissenting). That analysis hews perilously close to the argument, long
repudiated by the Legislature and the courts, that men and women are so innately
and fundamentally different that their respective "proper spheres" can be
rigidly and universally delineated. An abundance of legislative enactments and
decisions of this court negate any such stereotypical premises.
29. We
are concerned only with the withholding of the benefits, protections, and
obligations of civil marriage from a certain class of persons for invalid
reasons. Our decision in no way limits the rights of individuals to refuse to
marry persons of the same sex for religious or any other reasons. It in no way
limits the personal freedom to disapprove of, or to
encourage others to disapprove of, same-sex marriage. Our concern, rather, is
whether historical, cultural, religious, or other reasons permit the State to
impose limits on personal beliefs concerning whom a person should
marry.
30. Justice Cordy's dissenting opinion, post at--and nn.
24-28 (Cordy, J., dissenting), makes much of the current "battle of the experts"
concerning the possible long-term effects on children of being raised in
households headed by same-sex parents. We presume that the Legislature is aware
of these studies, see Mutual Loan Co. v. Martell, 200 Mass. 482,
487 (1909), aff'd, 222 U.S. 225 (1911), and has drawn the conclusion that a
child's best interest is not harmed by being raised and nurtured by same-sex
parents. See G.L. c. 210, § 7. See also Adoption of Tammy, 416 Mass. 205
(1993); 110 Code Mass. Regs. § 1.09(3) (2000) ("The Department [of Social
Services] shall not deny to any person the opportunity to become an adoptive or
foster parent, on the basis of the ... sexual orientation ... of the person, or
of the child, involved"). Either the Legislature's openness to same-sex
parenting is rational in light of its paramount interests in promoting
children's well- being, or irrational in light of its so-called conclusion that
a household headed by opposite-sex married parents is the "optimal" setting for
raising children. See post at (Cordy, J., dissenting). We give full
credit to the Legislature for enacting a statutory scheme of
child-related laws that is coherent, consistent, and harmonious. See New
England Div. of the Am. Cancer Soc'y v. Commissioner of Admin., 437 Mass.
172, 180 (2002).
31. If total deference to the Legislature were the case,
the judiciary would be stripped of its constitutional authority to decide
challenges to statutes pertaining to marriage, child rearing, and family
relationships, and, conceivably, unconstitutional laws that provided for the
forced sterilization of habitual criminals; prohibited miscegenation; required
court approval for the marriage of persons with child support obligations;
compelled a pregnant unmarried minor to obtain the consent of both parents
before undergoing an abortion; and made sodomy a criminal offense, to name just
a few, would stand.
Indeed, every State court that has recently considered
the issue we decide today has exercised its duty in the same way, by carefully
scrutinizing the statutory ban on same-sex marriages in light of relevant State
constitutional provisions. See Brause vs. Bureau of Vital Statistics, No.
3AN-95-6562CJ (Alaska Super.Ct., Feb. 27, 1998) (concluding marriage statute
violated right to privacy provision in Alaska Constitution) (superseded by
constitutional amendment, art. I, § 25 of the Constitution of Alaska); Baehr
v. Lewin, 74 Haw. 530, 571-580 (1993) (concluding marriage statute
implicated Hawaii Constitution's equal protection clause; remanding case to
lower court for further proceedings); Baker v. State,
170 Vt. 194, 197-198 (1999) (concluding marriage statute violated Vermont
Constitution's common benefits clause). But see Standhardt v. Superior
Court, 77 P.3d 451 (Ariz.Ct.App.2003) (marriage statute does not violate
liberty interests under either Federal or Arizona Constitution). See also
Halpern v. Toronto (City), 172 O.A.C. 276 (2003) (concluding marriage
statute violated equal protection provisions of Canada's Charter of Rights and
Freedoms); Eagle Canada, Inc. v. Canada (Attorney Gen.), 13
B.C.L.R. (4th) 1 (2003) (same).
32. One prominent historian of marriage
notes, for example, that in the Nineteenth Century, the Reverend Theodore
Woolsey led the charge against expanding the grounds for divorce, arguing that
the "the only divinely approved (and therefore truly legitimate) reason for
divorce was adultery" and that only the innocent party to a marriage terminated
by reason of adultery be permitted to remarry. Cott, Public Vows: A History of
Marriage and the Nation 106 (2000). See id. at 44-45, for a general
discussion of resistence to the demise of antimiscegenation laws.
33. It
is not dispositive, for purposes of our constitutional analysis, whether the
Legislature, at the time it incorporated the common-law definition of marriage
into the first marriage laws nearly three centuries ago, did so with the intent of discriminating against or harming persons who
wish to marry another of the same sex. We are not required to impute an
invidious intent to the Legislature in determining that a statute of long
standing has no applicability to present circumstances or violates the rights of
individuals under the Massachusetts Constitution. That the Legislature may have
intended what at the time of enactment was a perfectly reasonable form of
discrimination--or a result not recognized as a form of discrimination--was not
enough to salvage from later constitutional challenge laws burdening nonmarital
children or denying women's equal partnership in marriage. See, e.g., Trimble
v. Gordon, 430 U.S. 762 (1977) (nonmarital children); Angelini v. OMD
Corp., 410 Mass. 653, 662, 663 (1987) ("The traditional common law rules
which discriminated against children born out of wedlock have been discarded"
and "[w]e have recognized that placing additional burdens on [nonmarital]
children is unfair because they are not responsible for their [status]");
Silvia v. Silvia, 9 Mass.App.Ct. 339, 340-341 (1980) (there now exists "a
comprehensive statutory and common law pattern which places marital and parental
obligations on both the husband and wife"). We are concerned with the operation
of challenged laws on the parties before us, and we do not inhibit our inquiry
on the ground that a statute's original enactors had a benign or at the time
constitutionally unassailable purpose. See Colo v. Treasurer & Receiver
Gen., 378 Mass. 550, 557 (1979), quoting Walz v. Tax Comm'n of the City of N.Y., 397 U.S. 664, 678 (1970) ("the mere fact
that a certain practice has gone unchallenged for a long period of time cannot
alone immunize it from constitutional invalidity, 'even when that span of time
covers our entire national existence and indeed predates it' "); Merit Oil
Co. v. Director of Div. on the Necessaries of Life, 319 Mass. 301,
305 (1946) (constitutional contours of State's regulatory authority coextensive
"with the changing needs of society").
34. Similarly, no one argues that
the restrictions on incestuous or polygamous marriages are so dependent on the
marriage restriction that they too should fall if the marriage restriction
falls. Nothing in our opinion today should be construed as relaxing or
abrogating the consanguinity or polygamous prohibitions of our marriage laws.
See G.L. c. 207, §§ 1, 2, and 4. Rather, the statutory provisions concerning
consanguinity or polygamous marriages shall be construed in a gender neutral
manner. See Califano v. Westcott, 443 U.S. 76, 92-93 (1979) (construing
word "father" in unconstitutional, underinclusive provision to mean "parent");
Browne's Case, 322 Mass. 429, 430 (1948) (construing masculine pronoun
"his" to include feminine pronoun "her"). See also G.L. c. 4, § 6, Fourth
("words of one gender may be construed to include the other gender and the
neuter unless such construction would be "inconsistent with the manifest intent
of the law-making body or repugnant to the context of the
same statute").
1. It makes no difference that the referenced decisions
consider the right to marry in the context of the Fourteenth Amendment to the
United States Constitution rather than in the context of our Constitution. As
explained by the court, ante at n. 18, a fundamental right under the
Federal Constitution enjoys at least a comparable measure of protection under
our State Constitution. See Moe v. Secretary of Admin. & Fin., 382
Mass. 629, 651 (1981).
2. In her separate opinion in Baker v.
State, 170 Vt. 194, 253 (1999) (Johnson, J., concurring in part and
dissenting in part), Justice Johnson described the equal protection defect in
Vermont's marriage statutes in a slightly different, but no less persuasive,
fashion:
"A woman is denied the right to marry another woman because her
would-be partner is a woman, not because one or both are lesbians. Similarly, a
man is denied the right to marry another man because his would-be partner is a
man, not because one or both are gay. Thus, an individual's right to marry a
person of the same sex is prohibited solely on the basis of sex, not on the
basis of sexual orientation. Indeed, sexual orientation does not appear as a
qualification for marriage under the marriage statutes. The State makes no inquiry into the sexual practices or identities of a couple
seeking a license."
3. Some might say that the use of the so-called
strict scrutiny formula is too facile in the sense that, once a court focuses on
the formula as a dispositional tool, the result is automatically
preordained--the statute will fail because the State cannot possibly sustain its
heavy burden to overcome the presumption of arbitrary and invidious
discrimination. This is not so. See, e.g., Blixt v. Blixt, 437 Mass. 649,
656-657 (2002), cert. denied, 537 U.S. 1189 (2003) (concluding G.L. c. 119, §
39D, grandparent visitation statute, furthered compelling State interest in
mitigating potential harm to children in nonintact families).
4. The
argument, made by some in the case, that legalization of same-sex marriage in
Massachusetts will be used by persons in other States as a tool to obtain
recognition of a marriage in their State that is otherwise unlawful, is
precluded by the provisions of G.L. c. 207, §§ 11, 12, and 13.
5. Because
marriage is, by all accounts, the cornerstone of our social structure, as well
as the defining relationship in our personal lives, confining eligibility in the
institution, and all of its accompanying benefits and responsibilities, to
opposite-sex couples is basely unfair. To justify the restriction in our marriage laws by accusing the plaintiffs of
attempting to change the institution of marriage itself, terminates the debate
at the outset without any accompanying reasoned analysis.
6. Justice
Cordy's separate opinion points out, correctly, that, when art. 1 was revised by
the people in 1976, it was not then intended to be relied on to approve same sex
marriage. Post at (Cordy, J., dissenting). (Justice Spina adverts to the
same proposition in his separate opinion, post at [Spina, J., dissenting]
). Decisions construing the provision cited in Justice Cordy's opinion are
interesting, but obviously inapposite because they have not dealt in any
significant way with the issue before us. Nonetheless, the separate opinion
concludes, from what was intended in 1976, and from various cases discussing
art. 1, that the revised provision cannot be used to justify the result I reach.
In so reasoning, the separate opinion places itself squarely on the side of
the original intent school of constitutional interpretation. As a general
principle, I do not accept the philosophy of the school. The Massachusetts
Constitution was never meant to create dogma that adopts inflexible views of one
time to deny lawful rights to those who live in another. The provisions of our
Constitution are, and must be, adaptable to changing circumstances and new
societal phenomena, and, unless and until the people speak again on a specific
subject, conformable in their concepts of liberty and
equality to what is fair, right, and just. I am cognizant of the voters' intent
in passing the amendment to art. 1 in 1976. Were the revision alone the basis
for change, I would be reluctant to construe it favorably to the plaintiffs, in
view of the amendment's recent passage and the voters' intent. The court's
opinion, however, rests in part on well-established principles of equal
protection that are independent of the amendment. It is on these principles that
I base my opinion.
1. Article 30 of the Massachusetts Declaration of
Rights provides that "the judicial [department] shall never exercise the
legislative and executive powers ... to the end it may be a government of laws
and not of men."
2. Article 1 of the Massachusetts Declaration of Rights,
as amended by art. 106 of the Amendments, the Equal Rights Amendment, states:
"Equality under the law shall not be denied or abridged because of sex, race,
color, creed or national origin."
3. Marriage is the civil union between
a single man and a single woman. See Milford v. Worcester, 7 Mass. 48, 52
(1810).
1. The one difference that the court
acknowledges--that sexual relations between persons of the same sex does not
result in pregnancy and childbirth--it immediately brushes aside on the theory
that civil marriage somehow has nothing to do with begetting children.
Ante at--. For the reasons explained in detail in Justice Cordy's
dissent, in which I join, the reasons justifying the civil marriage laws are
inextricably linked to the fact that human sexual intercourse between a man and
a woman frequently results in pregnancy and childbirth. Indeed, as Justice Cordy
outlines, that fact lies at the core of why society fashioned the institution of
marriage in the first place. Post at (Cordy, J., dissenting).
1.
The rational basis standard applied under the Massachusetts Constitution and the
Fourteenth Amendment to the United States Constitution is the same. See
Chebacco Liquor Mart, Inc. v. Alcoholic Beverages Control Comm'n, 429
Mass. 721, 722-723 (1999).
2. The same semantic sleight of hand could
transform every other restriction on marriage into an infringement of a right of
fundamental importance. For example, if one assumes that a group of mature,
consenting, committed adults can form a "marriage," the prohibition on polygamy
(G.L. c. 207, § 4), infringes on their "right" to "marry." In legal analysis as
in mathematics, it is fundamentally erroneous to assume the
truth of the very thing that is to be proved.
3. Casting the right to
civil marriage as a "fundamental right" in the constitutional sense is somewhat
peculiar. It is not referred to as such in either the State or Federal
Constitution, and unlike other recognized fundamental rights (such as the right
to procreate, the right to be free of government restraint, or the right to
refuse medical treatment), civil marriage is wholly a creature of State statute.
If by enacting a civil marriage statutory scheme Massachusetts has created a
fundamental right, then it could never repeal its own statute without violating
the fundamental rights of its inhabitants.
4. For example, see G.L. c.
272, §§ 14 and 18, the Massachusetts adultery and fornication
statutes.
5. While the facts of Griswold v. Connecticut, 381 U.S.
479 (1965), involved a married couple, later decisions clarify that its holding
was not premised on the marriage relationship. See Carey v. Populations
Servs. Int'l, 431 U.S. 678, 687 (1977) (stating that Griswold rested
on the "right of the individual " to be free from governmental
interference with child-bearing decisions [emphasis in
original] ); Eisenstadt v. Baird, 405 U.S. 438, 453- 454 (1972)
(same).
6. Contrast Lawrence v. Texas, 123 S.Ct. 2472 (2003), in
which the United States Supreme Court struck down the Texas criminal sodomy
statute because it constituted State intrusion on some of these very
choices.
7. The statutes from which our current marriage laws derive were
enacted prior to or shortly after the adoption of our Constitution in 1780, and
"may well be considered ... as affording some light in regard to the views and
intentions of [the Constitution's] founders." Merriam v. Secretary of the
Commonwealth, 375 Mass. 246, 253 (1978).
8. Tobin's Case, 424
Mass. 250, 252-253 (1997) (no fundamental right to receive workers' compensation
benefits); Doe v. Superintendent of Schs. of Worcester, 421 Mass. 117,
129 (1995) (no fundamental right to education); Williams v. Secretary of the
Executive Office of Human Servs., 414 Mass. 551, 565 (1993) (no fundamental
right to receive mental health services); Matter of Tocci, 413 Mass. 542,
548 n. 4 (1992) (no fundamental right to practice law); Rushworth v.
Registrar of Motor Vehicles, 413 Mass. 265, 269 n. 5 (1992) (no fundamental
right to operate motor vehicle); English v. New England Med. Ctr., Inc., 405 Mass. 423, 429 (1989),
cert. denied, 493 U.S. 1056 (1990) (no fundamental right to recover tort
damages); Commonwealth v. Henry's Drywall Co., 366 Mass. 539, 542 (1974)
(no fundamental right to pursue one's business). Cf. Aime v.
Commonwealth, 414 Mass. 667, 674 n. 10 (1993) (recognizing right to be free
from physical restraint "does not involve judicial derivation of controversial
'new' rights from the Constitution"). See generally Williams v. Secretary of
the Executive Office of Human Servs., supra at 566 (recognizing fundamental
right to receive mental health services "would represent an enormous and
unwarranted extension of the judiciary into the [Department of Mental Health]'s
authority"); Ford v. Grafton, 44 Mass.App.Ct. 715, 730-731, cert. denied,
525 U.S. 1040 (1998), quoting DeShaney v. Winnebago County Dep't of Social
Servs., 489 U.S. 189, 203 (1989) ("people of Massachusetts may choose by
legislation to [provide remedies for "grievous harm"] ... however, 'they should
not have [such remedies] thrust upon them by this Court's expansion of the Due
Process Clause ...").
9. See Michael H. v. Gerald D., 491
U.S. 110, 122-123 & n. 3, 127 (1989) (plurality opinion) (limits on
substantive due process rights center on "respect for the teachings of
history"); Griswold v. Connecticut, 381 U.S. 479, 501 (1965) (Harlan, J.,
concurring) (same).
10. Compare Curtis v. School
Comm. of Falmouth, 420 Mass. 749, 756 (1995), cert. denied, 516 U.S. 1067
(1996), quoting Wisconsin v. Yoder, 406 U.S. 205, 232 (1972) ("primary
role of the parents in the upbringing of their children is now established
beyond debate as an enduring American tradition"); Aime v. Commonwealth,
supra at 676 ("right to be free from governmental detention and restraint is
firmly embedded in the history of Anglo-American law"); Brophy v. New England
Sinai Hosp., Inc., 398 Mass. 417, 430 (1986) (right to make decisions to
accept or reject medical treatment "has its roots deep in our history" and "has
come to be widely recognized and respected"); and Moe v. Secretary of Admin.
& Fin., 382 Mass. 629, 649 (1981) (characterizing decision whether to
bear a child as "hold[ing] a particularly important place in the history of the
right of privacy" and finding "something approaching consensus" on right to
refuse unwanted infringement of bodily integrity), with Trigones v. Attorney
Gen., 420 Mass. 859, 863 (1995), quoting Medina v. California, 505
U.S. 437, 445 (1992) (upholding statute that does not "offend some principle of
justice so rooted in the tradition and conscience of our people as to be ranked
fundamental"); Three Juveniles v. Commonwealth, 390 Mass. 357, 364
(1983), cert. denied sub nom. Keefe v. Massachusetts, 465 U.S. 1068
(1984) (declining to find fundamental right to child-parent privilege where
"[n]either Congress nor the Legislature of any State has seen fit to adopt a rule granting [such] a privilege ..."); Commonwealth v.
Stowell, 389 Mass. 171, 174 (1983), quoting Roe v. Wade, 410 U.S.
113, 152 (1973) (declining to recognize right not "implicit in the concept of
ordered liberty").
11. Because of the absence of deep historical roots,
every court but one that has considered recognizing a fundamental right to
same-sex marriage, has declined to do so.
12. See, e.g., Standhardt v.
Superior Court, 77 P.3d 451 (Ariz.Ct.App.2003); Dean v. District of
Columbia, 653 A.2d 307, 333 (D.C.1995) (per curiam) (Ferren, J., concurring
in part and dissenting in part); Baehr v. Lewin, 74 Haw. 530, 556-557
(1993); Baker v. Nelson, 291 Minn. 310, 312-314 (1971); Storrs v.
Holcomb, 168 Misc.2d 898, 899-900 (N.Y.Sup.Ct.1996), dismissed, 245 A.D.2d
943 (N.Y.1997). The one exception was the Alaska Superior Court, which relied on
that State's Constitution's express and broadly construed right to privacy.
Brause vs. Bureau of Vital Statistics, No. 3AN-95-6562CJ (Alaska
Super.Ct. Feb. 27, 1998).
13. Article 106 is referred to as the Equal
Rights Amendment.
14. Justice Greaney views Loving v. Virginia,
388 U.S. 1 (1967), as standing analogously for the
proposition that just as a person cannot be barred from marrying another person
because of his or her race, a person cannot be barred from marrying another
person because of his or her sex. Ante at (Greaney, J., concurring).
While superficially attractive, this analogy does not withstand closer scrutiny.
Unlike Virginia's antimiscegenation statute, neither the purpose nor effect of
the Massachusetts marriage statute is to advantage or disadvantage one gender
over the other. This distinction is critical and was central to the
Loving decision. More fundamentally, the statute at issue burdened
marriage with a requirement that was both constitutionally suspect and unrelated
to protecting either the underlying purposes or nature of the institution. In
contrast, the limitation of marriage to one man and one woman preserves both its
structure and its historic purposes.
15. The commission was composed of
five State representatives, three State senators and three gubernatorial
appointees. All of the gubernatorial appointees were attorneys.
16. The
Washington case cited by the commission was Singer v. Hara, 11 Wash.App.
247 (1974).
17. Modern DNA testing may reveal actual
paternity, but it establishes only a genetic relationship between father and
child.
18. The normative relationship between husband and wife has
changed markedly due to the overwhelming movement toward gender equality both at
home and in the marketplace.
19. The availability of a variety of social
welfare programs and public education has in many instances affected the status
of the marital family as the only environment dedicated to the care, protection,
and education of children.
20. No-fault divorce has made the dissolution
of marriage much easier than ever before.
21. "It is important to
distinguish the individual interests in domestic relations from the social
interest in the family and marriage as social institutions." Pound, Individual
Interests in the Domestic Relations, 14 Mich. L.Rev. 177, 177 (1916). The
court's opinion blurs this important distinction and emphasizes the personal and
emotional dimensions that often accompany marriage. It is, however, only
society's interest in the institution of marriage as a
stabilizing social structure that justifies the statutory benefits and burdens
that attend to the status provided by its laws. Personal fulfilment and public
celebrations or announcements of commitment have little if anything to do with
the purpose of the civil marriage laws, or with a legitimate public interest
that would justify them.
22. In support of its conclusion that the
marriage statute does not satisfy the rational basis test, the court emphasizes
that "[t]he department has offered no evidence that forbidding marriage to
people of the same sex will increase the number of couples choosing to enter
into opposite-sex marriages in order to have and raise children." Ante
at. This surprising statement misallocates the burden of proof in a
constitutional challenge to the rational basis of a statute (see supra
at--). It is the plaintiffs who must prove that supporting and promoting one
form of relationship by providing (as is pointed out) literally hundreds of
benefits, could not conceivably affect the decision- making of anyone
considering whether to bear and raise a child. The department is not required to
present "evidence" of anything.
23. See C.N. Degler, The Emergence of the
Modern American Family, in The American Family in Social-Historical Perspective
61 (3d ed.1983); A.J. Hawkins, Introduction, in Revitalizing the Institution of
Marriage for the Twenty-First Century: An Agenda for
Strengthening Marriage xiv (2002); C. Lasch, Social Pathologists and the
Socialization of Reproduction, in The American Family in Social-Historical
Perspective, 80 (3d ed.1983); W.J. O'Donnell & D.A. Jones, The Law of
Marriage and Marital Alternatives 1 (1982); L. Saxton, The Individual, Marriage
and the Family 229-230, 260 (1968); M.A. Schwartz & B.M. Scott, Marriages
and Families: Diversity and Change 4 (1994); Wardle, "Multiply and Replenish":
Considering Same-Sex Marriage in Light of State Interests in Marital
Procreation, 24 Harv. J.L. & Pub. Pol'y 771, 777- 780 (2001); J.Q. Wilson,
The Marriage Problem: How Our Culture has Weakened Families 28, 40, 66-67
(2002).
24. See Rodney, Behavioral Differences between African American
Male Adolescents with Biological Fathers and Those Without Biological Fathers in
the Home, 30 J. Black Stud. 45, 53 (1999) (African-American juveniles who lived
with their biological fathers displayed fewer behavioral problems than those
whose biological fathers were absent from home); Chilton, Family Disruption,
Delinquent Conduct and the Effect of Subclassification, 37 Am. Soc. Rev. 93, 95
(1972) (proportion of youth charged with juvenile offenses who were not living
in husband-wife family was larger than comparable proportion of youth charged
with juvenile offenses who were living in husband-wife family); Hoffmann, A
National Portrait of Family Structure and Adolescent Drug Use, 60 J. Marriage & Fam. 633 (1998) (children from households
with both mother and father reported relatively low use of drugs, whereas
children from households without their natural mothers and from other family
type households had highest prevalence of drug use). See also D. Blankenhorn,
Fatherless America: Confronting Our Most Urgent Social Problem 25
(1995).
25. H.B. Biller & J.L. Kimpton, The Father and the
School-Aged Child, in The Role of The Father in Child Development 143 (3d
ed.1997); H.B. Biller, Fathers and Families: Paternal Factors in Child
Development 1-3 (1993); Lynne Marie Kohm, The Homosexual "Union": Should Gay and
Lesbian Partnerships be Granted the Same Status as Marriage? 22 J. Contemp. L.
51, 61 & nn.53, 54 (1996) ("[s]tatistics continue to show that the most
stable family for children to grow up in is that consisting of a father and a
mother").
26. See, e.g., Patterson, Family Relationships of Lesbians and
Gay Men, 62 J. Marriage & Fam. 1052, 1060, 1064-1065 (2000) (concluding that
there are no significant differences between children of same-sex parents and
children of heterosexual parents in aspects of personal development).
27.
See, e.g., Cameron, Homosexual Parents, 31 Adolescence 757, 770-774 (1996)
(concluding results of limited study consonant with notion that children raised by homosexuals disproportionately experience emotional
disturbance and sexual victimization).
28. See, e.g., Stacey, (How) Does
the Sexual Orientation of Parents Matter?, 66 Amer. Soc. Rev. 159, 172, 176-179
(2001) (finding significant statistical differences in parenting practices,
gender roles, sexual behavior but noting that "heterosexism" and political
implications have constrained research). See also Coleman, Reinvestigating
Remarriage: Another Decade of Progress, 62 J. Marriage & Fam. 1288 (2000)
(concluding that future studies of the impact of divorce and remarriage on
children should focus on "nontraditional" stepfamilies, particularly same-sex
couples with children, because the impact of such arrangements have been
overlooked in other studies).
29. In Massachusetts, for example, the
State's adoption laws were only recently interpreted to permit adoption by
same-sex partners. Adoption of Tammy, 416 Mass. 205 (1993). It is fair to
assume that most of the children affected by that ruling, who properly would be
the subject of study in their teenage and adult years, are still only children
today.
30. This family structure raises the prospect of children lacking
any parent of their own gender. For example, a boy raised by two lesbians as his
parents has no male parent. Contrary to the suggestion that
concerns about such a family arrangement is based on "stereotypical" views about
the differences between sexes, ante at n. 28, concern about such an
arrangement remains rational. It is, for example, rational to posit that the
child himself might invoke gender as a justification for the view that neither
of his parents "understands" him, or that they "don't know what he is going
through," particularly if his disagreement or dissatisfaction involves some
issue pertaining to sex. Given that same-sex couples raising children are a very
recent phenomenon, the ramifications of an adolescent child's having two parents
but not one of his or her own gender have yet to be fully realized and cannot
yet even be tested in significant numbers. But see note 25, supra,
regarding studies of children raised without parents of each gender.
31.
The same could be true of any other potentially promising but recent innovation
in the relationships of persons raising children.
32. The plaintiffs also
argue that because the State requires insurance companies to provide coverage
for diagnosing and treating infertility unrestricted to those who are married,
G.L. c. 175, § 47H, limiting marriage to opposite-sex couples is contrary to its
currently stated public policy, and, therefore no longer rational. This argument
is not persuasive. The fact that the Legislature has seen
fit to require that health insurers cover the medical condition of infertility,
for all subscribers, is not inconsistent with the State's policy of encouraging
and endorsing heterosexual marriage as the optimum structure in which to bear
and raise children. There is no rule that requires the State to limit every law
bearing on birth and child rearing to the confines of heterosexual marriage in
order to vindicate its policy of supporting that structure as optimal. Just as
the insurance laws relating to infertility coverage cannot be said to be a State
endorsement of childbirth out of wedlock, they cannot be said to represent an
abandonment of the State's policy regarding a preference that children be born
into and raised in the context of heterosexual marriage.
33. Indeed, just
recently, this court reasoned that the Legislature could permissibly conclude
that children being raised by single parents "may be at heightened risk for
certain kinds of harm when compared with children of so- called intact
families," because such children "may not have or be able to draw on the
resources of two parents" when having to cope with some form of loss. Blixt
v. Blixt, 437 Mass. 649, 663, 664 (2002), cert. denied, 537 U.S. 1189
(2003). In that case, the differences between single parents and parents raising
a child together sufficed to justify subjecting single parents to the
grandparent visitation statute, G.L. c. 119, § 39D. Id. at 662-664. Because the statute implicated fundamental parental rights, its
classifications had to survive strict scrutiny, id. at 660, not the mere
rational basis test at issue in today's opinion. The fact that single people can
adopt children did not insulate them from differential treatment with respect to
their parental rights.
34. Similarly, while the fact that our laws have
evolved to include a strong affirmative policy against discrimination on the
basis of sexual orientation, have decriminalized intimate adult conduct, and
have abolished the legal distinctions between marital and nonmarital children,
may well be a reason to celebrate a more open and humane society, they ought not
be the basis on which to conclude that there is no longer a rational basis for
the current marriage law. See ante at. To conclude the latter based on
the former threatens the process of social reform in a democratic society.
States must be free to experiment in the realm of social and civil relations,
incrementally and without concern that a step or two in one direction will
determine the outcome of the experiment as a matter of law. If they are not,
those who argue "slippery slope" will have more ammunition than ever to resist
any effort at progressive change or social experimentation, and will be able to
put the lie to the arguments of the proponents of such efforts, that an
incremental step forward does not preordain a result which neither the people
nor their elected representatives may yet be prepared to
accept.
35. The court contends that the exclusive and permanent
commitment of the marriage partnership rather than the begetting of children is
the sine qua non of civil marriage, ante at, and that "the 'marriage is
procreation' argument singles out the one unbridgeable difference between
same-sex and opposite-sex couples, and transforms that difference into the
essence of legal marriage." Ante at. The court has it backward. Civil
marriage is the product of society's critical need to manage procreation as the
inevitable consequence of intercourse between members of the opposite sex.
Procreation has always been at the root of marriage and the reasons for its
existence as a social institution. Its structure, one man and one woman
committed for life, reflects society's judgment as how optimally to manage
procreation and the resultant child rearing. The court, in attempting to divorce
procreation from marriage, transforms the form of the structure into its
purpose. In doing so, it turns history on its head.
The court compounds its
error by likening the marriage statute to Colorado's "Amendment 2" which was
struck by the United States Supreme Court in Romer v. Evans, 517 U.S.
620, 633 (1996). That amendment repealed all Colorado laws and ordinances that
barred discrimination against homosexuals, and prohibited any governmental
entity from adopting similar statutes. The amendment withdrew from homosexuals, but no others, legal protection from a broad
range of injuries caused by private and governmental discrimination, "imposing a
broad and undifferentiated disability on a single named group." Id. at
632. As the Court noted, its sheer breadth seems "inexplicable by anything but
animus toward the class it affects." Id. The comparison to the
Massachusetts marriage statute, which limits the institution of marriage
(created to manage procreation) to opposite-sex couples who can theoretically
procreate, is completely inapposite.
36. Although the marriage statute is
overinclusive because it comprehends within its scope infertile or voluntarily
nonreproductive opposite-sex couples, this overinclusiveness does not make the
statute constitutionally infirm. See Massachusetts Fed'n of Teachers v. Board
of Educ., 436 Mass. 763, 778 (2002) ("Some degree of overinclusiveness or
underinclusiveness is constitutionally permissible ..."). The overinclusiveness
present here is constitutionally permissible because the Commonwealth has
chosen, reasonably, not to test every prospective married couple for fertility
and not to demand of fertile prospective married couples whether or not they
will procreate. It is satisfied, rather, to allow every couple whose biological
opposition makes procreation theoretically possible to join the
institution.
37. Concerns about such unintended
consequences cannot be dismissed as fanciful or far-fetched. Legislative actions
taken in the 1950's and 1960's in areas as widely arrayed as domestic relations
law and welfare legislation have had significant unintended adverse consequences
in subsequent decades including the dramatic increase in children born out of
wedlock, and the destabilization of the institution of marriage. See Nonmarital
Childbearing in the United States 1940-99, National Center for Health
Statistics, 48 Nat'l Vital Stat. Reps. at 2 (Oct.2000) (nonmarital childbirths
increased from 3.8% of annual births in 1940 to 33% in 1999); M.D. Bramlett,
Cohabitation, Marriage, Divorce, and Remarriage in the United States, National
Center for Health Statistics, Vital & Health Stat. at 4-5 (July 2002) (due
to higher divorce rates and postponement of marriage, proportion of people's
lives spent in marriage declined significantly during later half of Twentieth
Century).
38. "[T]he State retains wide latitude to decide the manner in
which it will allocate benefits." Moe v. Secretary of Admin. & Fin.,
382 Mass. 629, 652 (1981). To the extent that the Legislature concludes that one
form of social relationship is more optimal than another for the bearing and
raising of children, it is free to promote and support the one and not the
other, so long as its conclusion is rational, and does not discriminatorily
burden the exercise of a fundamental right. Id. Cf. Rust v.
Sullivan, 500 U.S. 173, 192-193 (1991) ("Government can,
without violating the Constitution, selectively fund a program to encourage
certain activities it believes to be in the public interest, without at the same
time funding an alternative program which seeks to deal with the problems in
another way").
39. Legislatures in many parts of the country continue to
consider various means of affording same-sex couples the types of benefits and
legal structures that married couples enjoy. For example, in 1999 the California
Legislature established the first Statewide domestic partner registry in the
nation, and in each of the years 2001, 2002, and 2003 substantially expanded the
rights and benefits accruing to registered partners. Cal. Fam.Code §§ 297 et
seq. (West Supp.2003). See also comments of Massachusetts Senate President
Robert Traviglini to the effect that he intends to bring civil union legislation
to the floor of the Senate for a vote. Mass. Senate Eyes Civil Unions: Move
Comes as SJC Mulls Gay Marriages, Boston Globe, Sept. 7, 2003, at A1.