Testimony of Stephen B. Presser
Raoul Berger Professor of Legal History
Northwestern University School of Law
House Judiciary Committee Subcommittee on the Constitution
Hearing on the Background and History of Impeachment
November 9, 1998
My name is Stephen B. Presser, and I am the Raoul Berger Professor of Legal History at Northwestern University School of Law. I have been teaching and writing about American legal and Constitutional history for the past twenty-four years. I am the senior author of a leading law school American Legal History casebook, the author of a monograph on modern Constitutional law, and the co-author of a recently published Constitutional Law casebook. I have also written many articles on legal history, Constitutional law, and corporations. I appear at the request of the Committee to discuss the history of impeachment, and the meaning of the Constitutional phrase "high Crimes and Misdemeanors."
The Constitution, as you know, provides in Article II, Section 4, that "The President, Vice President, and all civil Officers of the United States, shall be removed from Office on impeachment for, and Conviction of Treason, Bribery or other high Crimes and Misdemeanors."(1) I am a practicing legal historian and much of my research, writing, and teaching has concerned the late eighteenth century period when the Federal Constitution was drafted and first implemented. I think I can be of most service to the subcommittee if I examine the question of what "Treason, Bribery or other high Crimes and Misdemeanors" means by asking what the phrase would have meant to the Constitution's framers. In order to understand this we need to try to place the impeachment remedy in the context of the framers' assumptions about how the Constitution would work, and what would make it work best.
The first important thing to understand, in grasping the concerns of our Constitution's framers, is that the Federal Constitution came about because of a belief on the part of most of the framers that following independence the newly-created state legislatures were behaving in a manner that was inimical to the success of our Republic. These state legislatures were passing measures which interfered with pre-existing contracts, both by suspending them, and by allowing payments to be made in newly printed state-issued paper money. This was regarded as irresponsible action -- action believed to be undertaken by unscrupulous state politicians -- which cast doubt on whether the American people and their governments possessed the virtue necessary to make a republican government work. The state legislatures, in short, were encouraging dishonesty in commercial matters, they were engaged, in effect, in suspending the legal foundations of property and propriety, and they were putting in jeopardy the future smooth functioning of American economy and society.(2)
The phrase "It's the economy, stupid," so important for political success in recent years, would have had resonance for the framers as well. Their idea of a good economy, however, was one founded in honesty, in reliance on commitments made, and on the presumed security of past and future promises. The hopes for future success in the new republic rested on the integrity of the federal government and its laws; if these were subject to displacement by whim or by corruption -- as it seemed the state legislatures were doing -- there was little hope that the new United States could long endure. Integrity in the new government, its judiciary, and its acts was vital, if commercial prosperity was to be secured, and this prosperity was deemed essential to achieve domestic tranquility and the other goals of the new Constitution.(3) The new Constitution forbade the State legislatures from interfering with contracts, and from continuing to issue paper money. The new federal government was charged with establishing a foundation for continued economic and political stability. Most important for our purposes, elaborate structural safeguards were put in place in the new federal Constitution to make sure that the new federal government would behave with integrity and that its officials would display the kind of disinterested virtue necessary to make American government work.
The debates over the 1787 Constitution are filled with discussion about how virtue was to be secured in the new government, in all three branches. It is in this context that impeachment must be understood. Impeachment was believed by the framers to be a vital device intended to guarantee that the President and other federal officials would act with integrity. Indeed, it was a device designed to ensure that the President and other federal officials would do what they were supposed to do, because they would know that they would face removal if they did not. This becomes clear when we examine the contemporary record.
I will rely, for most of my testimony, on the text of the Constitution, and on the
most important contemporary exposition of the Constitution, The Federalist
Papers, the series of essays on the Constitution written by James Madison,
Alexander Hamilton, and John Jay, in the years 1787-88, immediately following
the drafting of the Constitution at the Philadelphia Convention.(4) The Federalist is
universally acknowledged to be the most important contemporary exposition of
the federal Constitution. But it is more than a powerful contemporary account. It
is, in many ways, a work exploring timeless political truths. To this day, it is
regarded as the most important American work in political science.(5)
Thomas
Jefferson praised the book as "the best commentary on the principles of
government which ever was written." (6) James Madison, one of The Federalist's
three authors, suggested in 1825 that The Federalist was "the most authentic
exposition of the text of the federal Constitution, as understood by the Body
which prepared and the authority which accepted it."(7) The fact that the third and
the fourth Presidents were thus so fulsome in praise of The Federalist suggests that
they agreed with The Federalist's views of how the Presidency and how the
impeachment process was to operate. One very clear indication of what was intended with regard to impeachment
is provided in Federalist 64, one of the few numbers written by John Jay, who was
to become the first Chief Justice of the United States. Jay is discussing the treaty
power, and is responding, in particular, to critics of the Constitution who argued
that the President and the Senate were given too much discretion in committing the
new nation to treaties with other nations. Jay notes that the Presidential power of
making treaties -- perhaps the most important foreign policy power which the
President has discretion to exercise -- is important because it relates to "war,
peace, and commerce," and that it should not be delegated "but in such a mode,
and with such precautions, as will afford the highest security that it will be
exercised by men the best qualified for the purpose, and in the manner most
conducive to the public good." Jay goes on to explain that the means of picking
the President -- indirectly through the electoral college -- is calculated so that the
President will be a person noted for integrity, virtue, and probity, and that the
original indirect means of selecting Senators -- through the state legislatures --
was to assure the same for the Senators.(8) Jay makes plain that when a President fails to live up to the requirement of trust,
honor, and virtue that is necessary to meet his treaty-making and other executive
responsibilities -- if, in short, he is not an honorable or virtuous person who will
perform his duties in the interest of the people -- impeachment is available to
remove him. When Jay addresses the requisite integrity for Presidents and
Senators, he states: With respect to their responsibility, it is difficult to conceive how it could be
increased. Every consideration that can influence the human mind, such as honor,
oaths, reputations, conscience, the love of country, and family affections and
attachments, afford security for their fidelity. In short, as the Constitution has
taken [through the indirect election of Senators and Presidents] care that they shall
be men of talents, and integrity, we have reason to be persuaded that the treaties
they make will be as advantageous as, all circumstances considered, could be
made; and so far as the fear of punishment and disgrace can operate, that motive
to good behaviour is amply afforded by the article on the subject of
impeachments.(9) Virtue, probity, and honor were so important in the executive, as Jay's remarks
indicate, that it is no surprise that the framers assumed that the first President of
the United States would have to be George Washington. He was the greatest
national hero, he was given the lion's share of the responsibility for securing
independence, and then as now was regarded as the father of his country. His
reputation for integrity, virtue, and honor was unparalleled. George Washington,
the national epitome of virtue and honor, (10) was, in short, precisely the kind of
executive Federalist 64 contemplates. Federalist 64 thus tells us about the requisite character of federal officials, and is
persuasive authority for believing that when it becomes clear that the President
has committed acts which raise grave doubts about his honesty, his virtue, or his
honor, impeachment is available as a remedy. This is further supported by the text
of the Constitution itself, where it provides in article I, section 3, that the
punishments which are to be imposed following impeachment by the house and
conviction by the Senate are "removal from Office, and disqualification to hold
and enjoy any Office of honor, Trust or Profit under the United States."(11) The
kind of a person who would be impeached was believed to be one without honor
and who thus could not be trusted. The fear was that such a person, if allowed an
office offering the opportunity to profit, would use his office for personal ends
and not for the good of the people. Impeachment, then, is all about deciding
whether a particular official can be trusted to act with disinterested virtue, or
whether an official will put his own needs or desires above his Constitutional
duties. It is for this reason -- that impeachment is a remedy against those who would
betray their oaths to uphold the Constitution and would instead seek personal
advantage -- that the framers chose to describe, although not to limit impeachable
offenses, by including and using as an analogy "Treason and Bribery." "Treason"
is defined in the Constitution itself as "levying War against [the United States], or
in adhering to their Enemies, giving them Aid and Comfort."(12) The essence of
Treason, then, is that it involves a betrayal of one's obligation to one's own
people, by making war against them, or by adhering to their enemies. Similarly,
"Bribery" involves a betrayal of virtue and a refusal to exercise disinterested
judgment in the interests of the people in order to serve the interests of someone
else -- someone who wrongly and corruptly buys what should only belong to the
people. In both cases the wrongdoer, the traitor or the person bribed, turns from
his duty and puts his own interests ahead of those who trusted in him. This suggestion that impeachment, in essence, is about a fundamental betrayal of
trust, finds further support in the limited records that we have of the Constitutional
Convention. On August 20, 1787, the Committee of Detail presented a proposal
that would have made federal officers "liable to impeachment and removal from
office for neglect of duty, malversation,(13) or corruption."(14) Somewhat later,
however, on September 8, 1787 the Convention had before it a revised text that
would have limited impeachment only to those cases involving "Treason &
bribery." George Mason, of Virginia, thought this too limiting, and argued: Why is the provision restrained to Treason & bribery only? Treason as defined in
the Constitution will not reach many great and dangerous offences. [Warren]
Hastings [the administrator of the East India Company and Governor-General of
Bengal whom Edmund Burke led an effort to impeach for corruption] is not guilty
of Treason. Attempts to subvert the Constitution may not be Treason as above
defined -- As bills of attainder which have saved the British Constitution are
forbidden, it is the more necessary to extend: the power of impeachments.(15) Mason then moved to add after the word "bribery" the words "or
maladministration." James Madison, one of the authors of The Federalist, and the
man most commonly described at the "Father" of the Constitution, objected on the
grounds that "maladministration" was too elusive. "So vague a term," he said,
"will be equivalent to a tenure during pleasure of the Senate." To meet Madison's
objection, and to make clearer that more than Senatorial whim was required for
removal, Mason "withdrew 'maladministration' and substitute[d] 'other high
crimes & misdemeanors,'" which was then accepted and became the
Constitutional text we now seek to interpret.(16) The colloquy between Mason and Madison is the only evidence we have from the
debates at the 1787 Constitutional convention at Philadelphia, but it appears to
suggest that more than mere maladministration, something approaching "great and
dangerous offences," or an "[a]ttempt to subvert the Constitution" is required.
Those who emphasize the awful consequences of impeachment, and the propriety
of its use only for offenses that strike at the heart of American government can
find support in Mason's words. But it must be understood what Mason and the
other framers believed the needs of the state were, and what American government
was all about. The essence of the new republic was that ours was to be a
"government of laws and not of men," and that our laws and our legal doctrines
were not to be tossed aside at whim for personal or partisan political purposes.(17)
For a President to be impeached, then, he must have committed some grave
offence which is contrary to his oath to uphold the Constitution and laws of his
country; he must have put his interests above the Constitution and the laws. The distinction between mere "maladministration" and the betrayals of the
Constitution with which impeachment was supposed to be concerned is also the
subject of some rumination by another one of the Federalist's authors, Alexander
Hamilton. In Federalist 79, Hamilton warns against using "inability," a term
similar in meaning to "maladministration,"(18) as a trigger for impeachment
because "[a]n attempt to fix the boundary between the regions of ability and
inability would much oftener give scope to personal and party attachments and
enmities than advance the interests of justice or the public good."(19)
Impeachment, then, is a remedy for, and is not to be used as a tool of, personal or
party ambition or enmity; impeachment is to be used to further "justice" and "the
public good." Again, the essence of what's impeachable appears to be an unjust
turning against public duties, an attempt to work an "injustice" and to betray one's
duties to the public -- in short, to act contrary to one's oath to uphold the
Constitution and laws of the Country.(20) The words "high crimes or misdemeanors" similarly suggest the anti-public oath-abjuring characteristics of what ought to constitute an impeachable offense. A
"high" crime or misdemeanor is distinguishable from run of the mill crimes or
misdemeanors in that it requires proof of an "injury to the commonwealth -- that
is, to the state and to its constitution."(21) An impeachable act, then, must be one
that involves injury to the state, one that, as Mason suggested, subverts the
Constitution. In the United States, of course, acts which consciously seek to
undermine the nature of our rule by settled laws and processes are just such an
injury to the state, such a subversion of our Constitution. There are many ways such an undermining or subversion can take place.
Accordingly, the framers believed that "high Crimes and Misdemeanors," if the
impeachment provisions were to serve their purposes of keeping the executive and
judiciary faithful to their Constitutional trust, could be broadly construed. Thus,
Alexander Hamilton, in Federalist 65, where he discusses the judicial function of
the Senate in trials of impeachments, broadly defines impeachment as a remedy
generally available to correct wrongdoing. "The subjects of [the Senate's
impeachment] jurisdiction are those offenses which proceed from the misconduct
of public men, or, in other words, from the abuse or violation of some public
trust."(22) Hamilton, as did some of the other framers noted above, supplied some
limitation on the impeachment power when he wrote that impeachable offenses
"relate chiefly to injuries done immediately to the society itself."(23) Hamilton
even observed -- presciently, given recent events in our case -- that when an
impeachment proceeding was underway it will seldom fail to agitate the passions of the whole community, and to divide it
into parties more or less friendly or inimical to the accused. In many cases it will
connect itself with the pre-existing factions, and will enlist all their animosities,
partialities, influence, and interest on one side or on the other; and in such cases
there will always be the greatest danger that the decision will be regulated more by
the comparative strength of parties than by the real demonstrations of innocence or
guilt.(24) Hamilton believed that the Senate, supposedly further removed from the people
through election by state legislatures and not by the people themselves, would be
better able to put raw partisan political concerns aside, and make objective
determinations on the guilt or innocence of one impeached. Since the Senate is no
longer thus insulated from popular election, it is doubly important that both the
House and the Senate try to approach the impeachment of the President in as
objective a matter as possible. Given the breadth of the possible definition of
"high Crimes and Misdemeanors," and, as Hamilton noted, the inevitable
involvement of partisan politics, it is no wonder that there is division in this body
and in the nation generally about what constitutes an impeachable offense. If we
are able to set aside partisan politics, however, we can fix with some certainty the
nature of the acts against the state and the Constitution which the framers would
have regarded as coming within the phrase "high Crimes and Misdemeanors." At the time the Framers were inserting the phrase "high Crimes and
Misdemeanors" into the Constitution they had a wealth of English experience with
those words to draw on,(25) and it appears clear that the framers intended and
understood that the phrase "high crimes and misdemeanors" was to be interpreted
according to the meaning it was given by English Common Law.(26) As Justice
Joseph Story was later to write, "The only safe guide in such cases must be the
common law, which is the guardian at once of private rights and public
liberties."(27) Raoul Berger, in his book on impeachments, has given us a handy summary of
some of the impeachment proceedings brought in England before the framing of
our Constitution, proceedings described as involving all or part of the phrase "high
Crimes and Misdemeanors." These included the proceedings brought against the
Earl of Suffolk (1386), who "applied appropriated funds to purposes other than
those specified;" the Duke of Suffolk (1450), who "procured offices for persons
who were unfit and unworthy of them; [and who] delayed justice by stopping writs
of appeal (private criminal prosecutions) for the deaths of complainants'
husbands;" Attorney General Yelverton (1621), who "committed persons for
refusal to enter into bonds before he had authority so to require; [and who also was
guilty of] commencing but not prosecuting suits;" Lord Treasurer Middlesex
(1624) who "allowed the office of Ordinance to go unrepaired though money was
appropriated for that purpose [and who] allowed contracts for greatly needed
powder to lapse for want of payment;" the Duke of Buckingham (1626) who
"though young and inexperienced, procured offices for himself, thereby blocking
the deserving; [who] neglected as great admiral to safeguard the seas; [and who]
procured titles of honor to his mother, brothers, kindred;" Justice Berkley who
"reviled and threatened the grand jury for presenting the removal of the
communion table in All Saints Church; [and who] on the trial of an indictment, ....
'did much discourage complainants' counsel' and 'did overrule the cause for
matter of law;'" Sir Richard Burney, Lord Mayor of London (1642), who
"thwarted Parliament's order to store arms and ammunition in storehouses;"
Viscount Mordaunt (1660), who "prevented Tayleur from standing for election as
a burgess to serve in Parliament; [and who] caused his illegal arrest and
detention;" Peter Pett, Commissioner of the Navy (1668) who was guilty of
"negligent preparation for the Dutch invasion; [and who was responsible for] loss
of a ship through neglect to bring it to mooring;" Chief Justice North "[who]
assisted the Attorney General in drawing a proclamation to suppress petitions to
the King to call a Parliament;" Chief Justice Scroggs (1680), who "discharged a
grand jury before they made their presentment, thereby obstructing the
presentment of many Papists; [and who] arbitrarily granted general warrants in
blank;" Sir Edward Seymour (1680) who "applied appropriated funds to public
purposes other than those specified;" and the Duke of Leeds (1695) who "as
president of the Privy Council accepted 5,500 guineas from the East India
Company to procure a charter of confirmation."(28) One way of characterizing all of this English experience is to say, as Joseph Story
did, that "lord chancellors and judges and other magistrates have not only been
impeached for bribery, and acting grossly contrary to the duties of their office, but
for misleading their sovereign by unconstitutional opinions and for attempts to
subvert the fundamental laws, and introduce arbitrary power."(29) The English
cases lend further support to the notion derived from The Federalist and the text of
the Constitution that impeachable offenses, "high Crimes and Misdemeanors" if
you will, are acts that are inconsistent with the obligations and duties of office, are
acts that involve putting personal or partisan concerns ahead of the interests of the
people, and are acts which demonstrate the unfitness of the man to the office. The Constitution, The Federalist, and the English common law experience give a
very good general idea of what was meant by the Constitution's impeachment
clauses. The meaning of "high Crimes and Misdemeanors" is thus capable of
being understood as it was to the framers. It is important also to understand,
however, that it is impossible to fix with certainty the complete enumeration of
impeachable offenses, and it is impossible to escape the fact that the Constitution
vests complete and unreviewable discretion with regard to impeachment and
removal in Congress. Hamilton recognized this too: This [the trial of impeachments] can never be tied down by such strict rules, either
in the delineation of the offense by the prosecutors [The House of Representatives]
or in the construction of it by the judges [the Senate], as in common cases serve to
limit the discretion of courts in favor of personal security. There will be no jury to
stand between the judges who are to pronounce the sentence of the law and the
party who is to receive or suffer it. The awful discretion which a court of
impeachments must necessarily have to doom to honor or to infamy the most
confidential and the most distinguished characters of the community forbids the
commitment of the trust to a small number of persons [and so it is placed in the
hands of the entire Senate].(30) All of this and more, of course, has led earlier students of impeachment to believe
that the phrase "high Crimes and Misdemeanors" does not necessarily encompass
only criminal acts, but is a general term to refer to any kind of misuse of office that
the Congress finds intolerable.(31) Indeed, Gerald Ford's famous suggestion that
"high Crimes and Misdemeanors" means anything the House of Representatives
wants it to mean,(32) reflects the essential notion that the Constitution confers broad
discretion on this House to make up its own mind about what kinds of conduct
should lead to an impeachment proceeding.(33) It is more than a little
presumptuous, then, for me or any other law professor -- or even 400 history
professors -- to tell you how you should define "high Crimes and Misdemeanors"
-- the oath you took to uphold the Constitution requires you to make that
determination for yourselves, because the maintenance of the quality of the
Executive which the Constitutional structure demands is part of your job. It should be remembered, after all, that the Constitution, while it gives you
discretion to determine whether a particular act or series of acts amounts to
grounds for impeachment, requires you to move forward to impeach if you
determine there are such acts. The language of Article II, Section 4 is imperative:
"The President, Vice President, and all civil Officers of the United States, shall be
removed from Office on impeachment for, and Conviction of Treason, Bribery or
other high Crimes and Misdemeanors."(34) Once you determine that impeachable
acts have been committed, you have no choice -- if the Constitution is to function
as the framers' understood -- you must impeach, leaving the decision on removal
to the Senate. In the exercise of your discretion, though, as we have seen, there
are some guidelines from the text of the Constitution, from the contemporary
exposition in The Federalist, in the debates over the impeachment provision, and
in the examples from English practice: impeachable offenses are those that
demonstrate a fundamental betrayal of a public trust; they are those that suggest
the federal official under investigation has deliberately failed in his duty to uphold
the Constitution and laws he was sworn to enforce; and they are those which
suggest that the official does not possess the virtue or character necessary to
maintain the faith of the people in his honesty and wisdom. This is a determination
to be made by the peoples' representatives in the House of Congress closest to the
people themselves -- you. But perhaps it would not be untoward of me, in light of what I have tried to
suggest about the Framers' understanding, briefly to consider the charges so far
levied against President Clinton, and to express an opinion about whether they rise
to the level the framers' thought necessary. As this is written, there are two
formulations of these charges that have come before you. The first is from Judge
Starr's report to you, and the other is by the Committee's chief investigator, David
Schippers. Judge Starr submitted what he believed to be "substantial and credible
information" regarding eleven impeachable offenses. These were Judge Starr's
allegations that 1) President Clinton repeatedly lied under oath regarding his
sexual relationship with Monica Lewinsky, during the pre-trial discovery process
in the civil case brought against him by Paula Jones, 2) President Clinton lied
under oath to the grand jury about his sexual relationship with Monica Lewinsky,
3) President Clinton lied under oath during his civil deposition in the Jones case,
when he stated that he could not recall being alone with Ms. Lewinsky and when
he minimized the number of gifts they had exchanged, 4) President Clinton lied
under oath during his civil deposition in the Jones case concerning conversations
he had with Ms. Lewinsky about her involvement in the Jones case, 5) President
Clinton endeavored to obstruct justice by attempting to conceal evidence of his
relationship with Ms. Lewinsky from the judicial process, 6) President Clinton had
an understanding with Ms. Lewinsky that they would lie under oath in the Jones
case about their relationship, and President Clinton endeavored to obstruct justice
by suggesting that Ms. Lewinsky file an affadavit which would prevent her
deposition in the Jones case and which would enable him to avoid having his
testimony contradicted by her and would enable him to avoid questions about her,
7) President Clinton endeavored to obstruct justice by helping Ms. Lewinsky
obtain a job in New York at a time when she would have been a witness against
him were she to tell the truth during the Jones case, 8) President Clinton lied
under oath in describing his conversations with Vernon Jordan about Ms.
Lewinsky, 9) President Clinton endeavored to obstruct justice by attempting to
influence the testimony of Betty Currie, 10) President Clinton endeavored to
obstruct justice by refusing to testify for seven months in a grand jury
investigation while simultaneously lying to potential grand jury witnesses
knowing that they would relay the falsehoods to the grand jury, and 11) President
Clinton did not follow his constitutional duty to faithfully execute the laws when
he misled the American people and Congress regarding the truth of his
relationship with Ms. Lewinsky, when he allowed and encouraged his wife, his
Cabinet, and his associates to perpetrate untruths regarding his relationship with
Ms. Lewinsky, when he repeatedly and unlawfully invoked Executive Privilege to
conceal evidence from the grand jury, when he refused to answer relevant
questions before the grand jury, and when he misled the American people on
August 17, 1998 by stating that his answers in the January civil deposition had
been "legally accurate."(35) Your Chief Investigative Counsel, Mr. Schippers, based on the referral from Judge
Starr, recast Judge Starr's evidence into fifteen purportedly impeachable offenses,
including that 1)The President may have been part of a conspiracy with Monica
Lewinsky and others to obstruct justice by providing false and misleading
testimony under oath in a civil deposition and before a grand jury, withholding
evidence, and tampering with prospective witnesses, 2) The President may have
aided, abetted, counseled, and procured Monica Lewinsky to file and caused to be
filed a false affidavit in the case of Jones v. Clinton, et. al., 3) The President may
have aided, abetted, counseled, and procured Monica Lewinsky to obstruct justice
by filing a false affidavit 4) The President may have engaged in misprision of
felonies by taking affirmative steps to conceal Monica Lewinsky's felonies in
connection with her submission of a false affidavit, 5) The President may have
testified falsely under oath in his deposition in Jones v. Clinton regarding his
relationship with Ms. Lewinsky, 6) The President may have given false testimony
under oath before the federal grand jury on August 17, 1998, regarding his
relationship with Ms. Lewinsky, 7) The President may have given false testimony
under oath in his deposition in Jones v. Clinton regarding his statement that he
could not recall being alone with Ms. Lewinsky and minimizing the number of
gifts they had exchanged, 8) The President may have testified falsely in his
deposition concerning conversations with Ms. Lewinsky about her involvement in
the Jones case, 9) The President may have endeavored to obstruct justice by
engaging in a pattern of activity calculated to conceal evidence from the judicial
proceedings in Jones v. Clinton regarding his relationship with Monica Lewinsky,
10) The President may have endeavored to obstruct justice in Jones v. Clinton by
agreeing with Ms. Lewinsky on a cover story, by causing a false affidavit to be
filed by her, and by giving false and misleading testimony in his deposition, 11)
The President may have endeavored to obstruct justice by helping Ms. Lewinsky
obtain a job in New York at a time when she would have given evidence adverse
to Mr. Clinton if she had told the truth in the Jones case, 12) The President may
have testified falsely under oath in his deposition in Jones v. Clinton concerning
his conversations with Vernon Jordan, 13) The President may have endeavored to
obstruct justice and engage in witness tampering in attempting to coach and
influence the testimony of Betty Currie before the grand jury, 14) The President
may have engaged in witness tampering by coaching prospective grand jury
witnesses and by telling them false accounts intending that the witnesses would
repeat these before the grand jury, and 15) The President may have given false
testimony under oath before the federal grand jury on August 17, 1998.(36) In either version, if true, these allegations show a pattern of conduct, extending
over many months, on the part of the President, of deception, of lying under oath,
of concealing evidence, of tampering with witnesses, and, in general, of
obstructing justice by seeking to prevent the proper functioning of the courts, the
grand jury, and the investigation of the Office of Independent Counsel. These
offenses, if true, would undoubtedly amount to criminal interference with the legal
process, but more to the point, they would demonstrate that the President had
failed to live up to the requirements of honesty, virtue, and honor which the
framers of the Constitution and the authors of the Federalist believed were
essential for the Presidency. These offenses, if true, would bear a clear
resemblance to many of the English precedents of impeachment for interfering
with orderly processes of law, for tampering with the grand jury, and for seeking
to use one's office for personal rather than public ends. These offenses, if true,
would show that President Clinton engaged in a pattern of conduct which involved
injury to the state and a betrayal of his Constitutional duties, because President
Clinton would have thereby abused his office for personal gain and betrayed the
ideal that ours is a government of laws and not of men. If these allegations are true, than the President, instead of carrying out his oath of
office to uphold the Constitution and faithfully to execute the laws, sought instead
to subvert the judicial process specified in Article III, and, in order to protect
himself from an adverse judgment in the Jones proceeding, sought to frustrate the
laws designed to protect Ms. Jones and others like her. There are those who will
argue before you that what the President did was simply to lie about his private
sexual conduct. It should be remembered, however, that the essential allegation in
Jones v. Clinton was that the President misused his governmental office (then as
Governor of Arkansas) to attempt to procure sexual favors from Ms. Jones, and the
allegations of impeachable offenses of the President now before you all flow from
efforts of the President to suppress the truth in the course of Jones v. Clinton. It
should also be remembered that Judge Starr expanded his investigation to include
the facts regarding Ms. Lewinsky because Judge Starr believed that he could
discern a pattern of interference with judicial proceedings on the part of the
President which Judge Starr had before encountered in the Whitewater
investigation.(37) Judge Starr's inquiry, after all, has never been about sex, it has
been about abuse of power, obstruction of justice and other impeachable offenses. There may still be further allegations of impeachable offenses from Judge
Starr to come before you,(38) but looking only to the allegations made by Judge
Starr and by your Chief Investigator detailed above, there is more than enough to
require you to move forward now. These allegations concern conduct by the
President in which he allegedly ignored his Constitutional obligations to take care
that the laws be faithfully executed, and instead used his august position to
frustrate enforcement of the law. If these allegations are true, then the President
has acted in a manner against the interests of the state and he has sought to subvert
the essence of our Constitutional government -- that ours is a government of laws
and not of men. If these allegations are true, then the President has engaged in
conduct that can only be described as corrupt, and corrupt in a manner that the
impeachment process was expressly designed to correct. For many people, apparently, the allegations against the President can still be
characterized as "lying about sex," and it is difficult for many people to believe
that such conduct is anything but a private matter, far removed from Constitutional
procedures or requirements. The President is accused of much more than "lying
about sex," of course, as Judge Starr and Mr. Schippers have made plain. It is
appropriate to note in passing, however, that our legal tradition has never made
any distinction about the content of matters that might involve perjury, obstruction
of justice, or tampering with witnesses. No person and least of all no President,
who is sworn faithfully to execute all the laws, can pick and choose over which
matters he will be truthful and which he will not, particularly when he is under
oath. An oath, and the virtue of one swearing to it, perhaps lightly regarded by many
today, were not so lightly regarded at the time of the Constitution's framing. Our
best evidence of this is George Washington's statements in his famous "Farewell
Address." The "Farewell Address" is the first President's "one outstanding piece
of writing," and is regarded as comparable in importance to Thomas Jefferson's
Declaration of Independence, Alexander Hamilton's financial plan, or James
Madison's journal of the proceedings of the Constitutional Convention."(39) Like
the Declaration, Hamilton's ideas about the importance of Commerce and
Manufacturing, or the Constitutional Convention, Washington's Farewell Address
offers a valuable and authentic glimpse into what the framers considered vital for
the new Republic they were founding. In that Farewell Address, in one of its
most important passages, the man whom the framers designated as their First
President, asked "[W]here is the security for property, for reputation, for life, if the
sense of religious obligation desert the oaths which are the instruments of
investigation in courts of justice?" Somewhat later in the address Washington
added: It is substantially true, that virtue or morality is a necessary spring of popular
government. The rule, indeed, extends with more or less force to every species of
free government. Who that is a sincere friend to it can look with indifference upon
attempts to shake the foundation of the fabrick?"(40) Washington, the Platonic Form of an American President, believed that the oath
taken in court was a fundamental security for all that was held dear in American
Society. He believed that those who took their oaths in vain were eroding the
foundation of American government, and that they had lost the virtue which he
believed essential to sustain freedom and popular sovereignty. Even if all
President Clinton had done were to lie under oath in a judicial proceeding, the first
President would have believed that President Clinton was engaged in an effort to
"shake the foundation of the fabrick" of our Constitutional scheme. It is clear,
based on this, that George Washington would have recommended President
Clinton's impeachment, and this would likely have been the view of Madison,
Hamilton, Jefferson, and Mason as well. The allegations against President Clinton amount to much more than lying under
oath, however. I think that the framers' view of the Constitution means that if
these allegations are true, then the oath that you took to support the Constitution(41)
requires you to impeach the President. 1. U.S. Constitution, Art. II, Section 4.
2. On this matter see generally the now-classic account in Gordon S. Wood, Creation of the
American Republic 1776-1787 (1969).
3. Cf. U.S. Constitution, Preamble: "We the People of the United States, in Order to form a more
perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence,
promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity,
do ordain and establish this Constitution for the United States of America."
4. James Madison, Alexander Hamilton, and John Jay, The Federalist Papers (Penguin Books
edition, Isaac Kramnick, ed., 1987). I have also used, in the preparation of this testimony, a piece
soon to be published in volume 8 ( winter 1998-99) of the journal Law and Courts, written by
Scott D. Gerber, "Would the Framers Impeach President Clinton?" Mr. Gerber was kind enough
to share with me a pre-publication draft, and I am indebted to him for some of the analysis made
here, particularly that regarding the Federalist and the debates in Philadelphia. I also wish to
thank ArLynn Leiber Presser, Elisabeth Catherine Presser, and Douglas W. Kmiec for helpful
comments on drafts of this tesimony.
6. Id., at 11-12.
7. Ibid.
8. Id., at 375-376.
9. Federalist 64, Id., at 380 (emphasis supplied).
10. On Washington, the manner it which he was the epitome of American virtue and honor, and his continuing importance to present-day America, see generally Stephen B. Presser, The Restoration of George Washington, 25 Reviews in American History 545 (1997).
11. U.S. Constitution, Art. I, Section 3 (emphasis supplied).
12. U.S. Constitution, Art. III, Section 3.
13. Black's Law Dictionary defines "malversation," as "In French law, this word is applied to all grave and punishable faults committed in the exercise of a charge or commission (office), such as corruption, exaction, concussion, larceny." Black's Law Dictionary 865 (5th ed., 1979). "Concussion," according to Black's is "In the civil law, the unlawful forcing of another by threats of violence to give something of value." Id., at 264.
14. 2 Max Farrand, The Records of the Federal Convention of 1787 337 (1966 reprint).
15. Id., at 550.
16. Ibid.
17. For the importance of the notion that ours was to be "a government of laws and not of men," see generally Stephen B. Presser, Recapturing the Constitution 33-35 (1994).
18. The meaning of maladminstration may be somewhat elusive. Black's Law Dictionary defines it as "This term is used interchangeably with misadministration, and both words mean "wrong administration." Black's Law Dictionary, supra note 13, at 861. The Concise Oxford Dictionary defines "maladministration" as "Faulty administration," H.W. Fowler and F.G. Fowler, eds., The Concise Oxford Dictionary of Current English 693 (3rd ed. 1944).
19. Federalist No. 79, Madison, Hamilton, & Jay, supra note 4, at 444. In Federalist 79 Hamilton is discussing impeachment of judges, which he suggests can occur whenever there is "malconduct." He draws no distinction between the criterion for impeachment of judges and those for the President, however, and thus the "malconduct" to which he refers is most likely the same kind discussed in Federalist Nos. 64 and 65 which deal with impeachment of the President. There are some who have sought to suggest that the criteria for impeaching a judge ought to be different from the criteria for impeaching a President, but there is no clear indication of a difference either in the Constitution or in the Federalist.
20. Article II, Section 1, paragraph 8 requires the President, before assuming office, to take the following "Oath or Affirmation," "I do solemnly swear (or affirm) that I will faithfully execute the Office of President of the United States, and will to the best of my Ability, preserve, protect and defend the Constitution of the United States." U.S. Const. Art. II, Section 1. It should be noted that in Article II, Section 3, one of the duties of the President is that "he shall take Care that the Laws be faithfully executed ....." U.S. Const. Art. II, Section 3. Accordingly part of the President's duty to "protect and defend the Constitution" is to carry out his role to see that "the Laws be faithfully executed."
21. The quotation is from Professor Arthur Bestor, from his review of Raoul Berger, Impeachment: The Constitutional Problems (1973). Bestor, Book Review, 49 Wash. L. Rev. 255, 263 (1973). He reaches his conclusion based on the English treason and impeachment cases reviewed by Berger.
22. Federalist No. 65, in Madison, Hamilton, & Jay, supra note 4, at 380.
23. Ibid.
24. Id., at 380-381.
25. The first use of the phrase "high crimes and misdemeanors" is in an impeachment proceeding against the Earl of Suffolk in 1386. Berger, supra note 21, at 59.
26. Id., at 71, 87, 87 nn. 160-161.
27. Joseph Story, Commentaries on the Constitution of the United States 288 (one volume student edition, 1833, reprinted 1987).
28. Berger, supra, at 67-69.
29. Id., at 69, quoting Justice Story.
30. Madison, Hamilton, & Jay, supra note 4, at 382.
31. This was the conclusion reached, for example, in the Report by the Staff of the Impeachment Inquiry on the Constitutional Grounds for Presidential Impeachment, Committee Print, Committee on the Judiciary, 93d Cong. 2d Sess., Feb. 1974: "The emphasis [in impeachment proceedings] has been on the significant effects of the conduct -- undermining the integrity of the office, disregard of constitutional duties and oath of office, arrogation of power, abuse of the governmental process, adverse impact on the system of government."
32. "What, then, is an impeachable offense? The only honest answer is that an impeachable offense is whatever a majority of the House of Representatives considers it to be at a given moment in history; conviction results from whatever offense or offenses two-thirds of the other body considers to be suficiently serious to require removal of the accused from office . . . there are few fixed principles among the handful of precedents." 116 Cong. Rec. H. 3113-3114 (daily ed. April 15, 1970) (statement of Congressman Gerald R. Ford).
33. There is, however, some indication from Hamilton, in Federalist 65 that the kind of acts which amount to impeachable offenses will also give rise to the possibility of criminal prosecution -- which may lead to the conclusion that there must be a crime before there can be an impeachment:
[T]he punishment which may be the consequence of conviction upon impeachment is not to terminate the chastisement of the offender. After having been sentenced to a perpetual ostracism from the esteem and confidence and honors and emoluments of his country, he will still be liable to prosecution and punishment in the ordinary course of law.
Id., at 382. In this connection it should be noted that one of the country's foremost authorities on
impeachment, the distinguished legal historian who gave my chair to Northwestern Law School,
after an exhaustive review of the records of impeachments concluded that a "crime" was not
necessary for something to constitute an impeachable offense, even though he believed that
Gerald Ford's claim to "an illimitable power" in Congress to impeach went too far. Raoul
Berger, Impeachment: The Constitutional Problems 53-62 (1973).
34. U.S. Constitution, Art. II, Section 4 (emphasis supplied).
35. The Starr Report: The Official Report of the Independent Counsel's Investigation of the
President 9-15 (Prima Publishing edition, 1998).
36. Presentation before the Committee on the Judiciary, U.S. House of Representatives, Monday,
October 5, 1998.
37. Starr Report, supra note 35, at 38.
38. Id., at 47-48.
39. Frank Donovan, editor, The George Washington Papers 258 (1964). There is much
speculation among historians about whether the Farewell Address was primarily drafted by
Alexander Hamilton, but it has still come down to us as the wisdom of our First President.
40. George Washington, "To The People of the United States [the Farewell Address]," September
19, 1796, reprinted in II John Marshall, The Life of George Washington 479 (1930 reprint)
41. U.S. Constitution, Art. VI, Paragraph 3 provides that "The Senators and Representatives . . .
shall be bound by Oath or Affirmation, to support this Constitution ...."