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Secret Wiretaps: The Need for Legislative Reforms

JURIST Guest Columnist Ken Gormley of Duquesne University School of Law says that issues arising out of the President's domestic surveillance program are best addressed not by sweeping proposals of censure or legalization, but rather by carefully-crafted legislative reforms...


The White House has acknowledged that in the wake of the September 11th attacks, President Bush authorized the National Security Agency to institute a program to monitor and intercept communications between Americans and individuals abroad, presumably to pierce the al-Qaeda terror network. According to the Justice Department's "white paper" published in January, these domestic wiretaps and interceptions were carried out without warrants. They circumvented the 1978 Foreign Intelligence Surveillance Act, or FISA, by which Congress set up a special court to handle precisely these sorts of emergency requests from the executive branch.

In testimony last month before the Senate Judiciary Committee, Attorney General Alberto Gonzales defended the Bush Administration's practice by insisting that it was "vital to the national defense" and consistent with the President's "inherent powers" to conduct war. President Bush has similarly stated that as commander-in-chief, he must possess the power to fight "our enemies" wherever -- and however -- he sees fit.

I do not question the good faith of our President and our Attorney General. These are extraordinary times in our nation's history. I agree that the President's power as commander-in-chief -- even on American soil -- is potentially heightened, at least for a period of time, given the attacks on the World Trade Center and the continued threat of attacks from a new brand of enemy.

At the same time, the defense offered by the Bush Administration for its wiretap program is eerily similar to the losing argument advanced by President Harry Truman in 1952, when he seized the nation’s steel mills during the Korean War. The Supreme Court concluded that Truman’s professed goal of "keeping the country from going to hell," even aggregating all of his powers under Article II, was not sufficient to nullify the Constitution.

As Justice Jackson declared in his now-famous concurrence in the Steel Seizure Case, presidential power was at its high point in matters of foreign affairs and in the "theater of war." It was at its "lowest ebb" on American turf, especially when the president had acted without Constitutional or Congressional support.

Applying these lessons of history, at least four problems are evident with respect to the Bush administration’s secret surveillance program.

First, nothing in the text of the Constitution specifically gives the President the power to bypass the warrant requirement of the 4th Amendment, on the domestic front, even during times of emergency.

Second, the administration's program circumvents a specific act of Congress, which establishes the FISA court and sets forth detailed procedures for conducting surveillance of precisely this sort, involving citizens and residents of the United States.

Third, that power is even further diminished because the Bush administration's program collides with rights of American citizens and residents under the Bill of Rights; namely, those right protected by the Fourth Amendment. This collision potentially puts the President's power at an even lower point on the Constitutional continuum than that of President Truman in the Steel Seizure Case.

Fourth, if one adapts Justice Jackson's Steel Seizure test and applies it to Congress, one discovers that Congress is at its zenith in exercising powers in this matter. Congress has the power to establish inferior courts and to define their jurisdiction. Congress also has the power to enact laws ensuring that the 4th Amendment is observed; it has done so with detailed wiretap statutes since the 1960's. Congress additionally has the exclusive power to legislate on domestic matters and to declare war. Congress is at a high point in terms of its power here. President Bush is at rock bottom.

It has been nearly five years since the events of 9-11. There is a Constitutional mechanism in place (i.e. the amendment process set forth in Article V of the Constitution) if the executive branch believes its powers on the homefront must be enhanced beyond what Congress and the Constitution already provide it. Unless we are prepared to say that the President may unilaterally suspend the Constitution for an indefinite period in order to deal with emergencies that have no end-point, our system cannot survive without demanding that the executive branch abide by the limitations imposed by the Constitution’s text.

* * *

Yet this is not the time for partisan battles or finger-pointing. I do not agree with the current proposal of Senator Russell Feingold (D. Wis.) to censure President Bush. Nor do I agree, however, with recent Republican proposals that would validate the existing secret program and allow the President and a committee of Congress to decide what secret surveillance of American citizens was permissible in the future, excluding the judicial branch from the process entirely. Several legislative reforms are necessary if defects in the Bush Administration program are to be corrected. Achieving these reforms must be our highest priority, as a nation.

First, the FISA statute has been fine-tuned and subjected to judicial scrutiny since 1978. It already provides flexible and relaxed standards to the executive branch. It works. It should be adhered to by the Bush Administration. At the same time, the statute should be updated to deal with three decades’ worth of technological change.

Second, revising FISA to give the executive branch tools to fight the war on terror is laudable. Yet any such revisions must maintain the Constitutional mechanism of judicial review. Federal agencies that engage in secret surveillance programs -- seeking to gather up electronic communications involving American citizens that may provide information about foreign terrorists -- should be required to apply to the FISA court for a "program-based warrant." This in camera application would require permission from a neutral and detached judge (or panel of judges) to engage in a specific type of surveillance program for a specific period of time. The program-based warrant would explain the nature of the surveillance in detail and set forth reasons why it was impossible for the government to obtain a traditional search warrant. The existing FISA procedures can easily be adapted to permit program-based warrant applications.

Senator Arlen Specter (R.Pa.) has proposed legislation of this type. It is a good framework upon which to build.

Third, the government's surveillance activities brought to the FISA court are conducted in secret. In the overwhelming number of cases, the identity of those individuals whose communications have been monitored or intercepted are not known to the public. Thus, there is often no aggrieved "plaintiff" there is no “case or controversy” to be heard by the courts.

In order to avoid stripping aggrieved U.S. persons of their rights to challenge the Constitutionality of governmental surveillance programs, it is crucial that a mechanism be created to ensure that proper parties have standing. The statute should require the executive branch to report regularly to a designated “intelligence committee” of both the House and Senate. As part of that confidential reporting function, the Director of National Intelligence would be required to explain the nature of any secret, warrantless surveillance programs. He would also be required to file with Congress, as well as with the FISA court, an inventory of U.S. persons whose communications have been intercepted via secret surveillance, and who have been determined to have no link to terrorism. The designated Congressional committees would then be empowered -- after satisfying themselves that national security was not jeopardized -- to release the names of aggrieved U.S. persons and to notify such individuals. Such aggrieved individuals would then have standing, directly, to challenge the governmental surveillance activity.

* * *

We know from experience that times of crisis are often when the worst decisions are made, in historical hindsight. Yet no generation is immune from committing errors. Harry Truman believed with moral certainty that he needed to seize American’s steel mills, in 1952, to protect American troops in Korea. History proved him wrong. Yet Congress and the courts did their job by reeling him in.

President Bush confronts a world quite different than any previous President. We should not condemn his efforts, designed in good faith to preserve our nation. At the same time, Congress and the courts owe a duty to our system of government to ensure that the Constitution, and each branch of government to which it assigns, are not disemboweled or diminished, even by a well-meaning President.

This debate is not about right or wrong. It is about attempting to find a common Constitutional ground among equally well-intentioned public officials and branches of government. Hopefully, we as a nation are still capable of accomplishing such an end.


Ken Gormley is a professor of Constitutional Law at Duquesne University. He testified in the Senate Judiciary Committee last month concerning the President’s secret surveillance program.

March 17, 2006


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Comments:

Professor Gormley’s argument is for legislative reform. But at the same time, he argues that we should let the Administration off the hook: twice he mentions the Administration's "good faith." I wouldn't give them so much credit, after the events of the past few years (Iraq, torture, Valerie Plame, and the like). He dismisses calls for Bush's censure (or worse) as "partisan." I don’t think so. Whether the president has broken the law is a question that should be answered in appropriate proceedings, such as impeachment and/or a court. Otherwise, the president is indeed above the law.

Professor Gormley ends by writing, “This debate is not about right or wrong. It is about attempting to find a common Constitutional ground among equally well-intentioned public officials and branches of government. Hopefully, we as a nation are still capable of accomplishing such an end.”

Let me say: Hopefully, we as a nation still have the conscience, the will, and the ability to use our system to determine whether our political leaders have broken the law, and to hold them accountable if they have.

- Brian J. Foley

March 20, 2006  

Obviously, Mr Foley seems to living in a world other than the one I live in. Whether we like it or not, the belief that the United States can exist in a bubble was well shattered on 9/11.

I would never argue that the worlds most precious document (the Constitution) should ever be diminished in stature nor haggled or tinkered with to promote ones personal agenda. However, I would ask all those so readily inclined to point fingers....Why do you so often believe Pres. Bush is not acting in good faith? Who would you chose as replacement? Who could grapple flawlessly with the multitude of new circumstances presented to the holders of the worlds most precious document now that the bubble we live in has been shattered?

Has the Administration made some errors? Of course they have.
I think some people forget that at the same time we must strive to protect our freedoms from within, we have found out recently that we must re-double our efforts to protect our freedoms from those beyond our borders, who would not only skirt the law, as most of us believe the administration is doing, but destroy us and the most precious piece of paper that allows us the privalage of even discussing it.

All three branch's are walking on very difficult and unchartered terrain and I truley believe that most of them are acting "in good faith". That is why I deeply appreciate Professor Gormley's well thought out and realistic approach to treat the problem with a solution, not an indictment.

Could we not point fingers at Pres. Clinton for his failures to look beyond the bubble with the multiple terrorist attacks, that occured during his watch, on American soil. ( Yes, remember, American embassies are considered American soil ) Were those not warning signs that we live not in a bubble?

Where does that get us? We merely babble and complain and play delightfuly the blame game. We, as a Nation, need to ask ourselves why we prefer our scapegoats to be the other party "across the aisle" ?

March 24, 2006  

The comments posted by Brian Foley, although limited in scope, appear to hit the nail on the head. No elected, or appointed, official is above the law.
The Constitution is the highest law of the land and violations of its body and amendments are illegal acts, regardless of by whom. Good faith and intentions, altough as pure as the driven snow (that being highly debatable with the case in point) which are in violation of the Constitution and clearly illegal actions.

In the case of public officials who are quilty of such violations, criminal indictment(s) and/or impeachment(s) are the avenues set forth to remedy such Contitutional violations.

Although the 4th Amendment appears to be that most frequently cited, it is the 9th Amendment that most clearly addresses the issue involved:

Amendment IX
The enumeration in the Constitution, of certain rights, shall not be construed to deny or disparage others retained by the people.

The claim of Executive Privilege (right or wrong) which permits the denial or disparagement other rights retained by the people is clearly prohibited. The 9th Amendment was specifically written and included in the Bill of Rights for the exact types of Contitutional violations set forth in this arquement. The Founding Fathers in their wisdom saw these kinds of violations coming and set about to install the 9th Amendment as a preventative that would not permit the enumeration of certain rights in violation of others.

As the facts of the N.S.A. domestic spying, authorized by the Executive Branch without Congressional or Judicial oversight, become more available we now see that attorneys have also been subject to illegal easedropping. This development also brings in some very serious questions about attorney/client privileges protected by the Constitution, without the rights protected by the 6th Amendment:

Amendment VI
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the state and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him; to have compulsory process for obtaining witnesses in his favor, and to have the assistance of counsel for his defense.

Not only are those having their 4th Amendment privacy Rights violated, such is being done without the prescribed knowledge of the accusations, witnesses against them, or even knowledge of the spying on them that in theory could result in criminal indictments that have nothing to do with national security.

Investigative news reports cite that at any given time the N.S.A. has between 500 and 5,000 intercepts in progress on individuals/groups, averaging two weeks of observations. This essentially means that since the N.S.A. program began 4 and a half years ago a minimum of 55,000 and as many as 650,000 individuals and groups (the group factor meaning millions of people) have been spied upon, with only one known case being filed as a result.

Clearly a fishing expedition with the overwhelming majority of cases being innocent citizens/residents of the U.S. whose Constitutional rights are being violated. Worse, that being done under the cloak of National Security where those being spied upon to not have the knowledge or right to know that such is even happening.

F.I.S.A. was enacted specifically to prevent such abuses as occurred during the Nixon Administration and designed to prevent Constitutional abuses by the Executive Branch of government.

For this administration to violate the F.I.S.A. Act/Law by circumventing the Judiciary Branch and refuse to inform the Congressional Branch of it's actions clearly sets the stage for an Imperial Presidency that sets itself above the law and gives it the sole authority to interpret the Constitution as it sees fit. Thus no balance of power exists in its' scheme of things.

Congress and the Courts need to exercise their Constitutional obligations to protect the rights of the people. The smokescreen of National Security set forth by the White House and it's appointees in the Justice and other departments, which are not elected by the people must to be addressed by Congressional and Judicial oversight. Wherever appropriate, when the Administrative Branch is in violation of the Constitution the proper criminal indictments and impeachments must be issued and acted upon.

March 25, 2006  


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